13F HOLDINGS REPORT

Pensionmark Financial Group, LLC

Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001062993-23-016402

Total Value

$517.0M

Positions

262

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (262)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	46434V100	729,095	$35.1M	6.80%
2	ISHARES TR	464287309	434,764	$30.6M	5.93%
3	ISHARES TR	464287606	353,480	$26.5M	5.13%
4	ISHARES TR	464287887	217,024	$24.9M	4.82%
5	SCHWAB STRATEGIC TR	808524300	259,296	$19.4M	3.76%
6	SCHWAB STRATEGIC TR	808524805	519,534	$18.5M	3.58%
7	ISHARES TR	46432F834	289,415	$18.1M	3.51%
8	VANGUARD INDEX FDS	922908538	74,223	$15.3M	2.95%
9	VANGUARD INDEX FDS	922908595	64,585	$14.8M	2.87%
10	SPDR S&P 500 ETF TR	SPY	27,282	$12.1M	2.35%
11	ISHARES TR	464287200	27,148	$12.1M	2.34%
12	SCHWAB STRATEGIC TR	808524862	249,152	$12.0M	2.32%
13	VANGUARD SCOTTSDALE FDS	92206C599	57,379	$11.3M	2.19%
14	INVESCO EXCHANGE TRADED FD T	IVZ	52,812	$8.6M	1.67%
15	INVESCO QQQ TR	IVZ	21,891	$8.1M	1.57%
16	SCHWAB STRATEGIC TR	808524797	107,101	$7.8M	1.50%
17	ISHARES TR	46434V282	165,116	$7.4M	1.42%
18	ISHARES TR	464287457	86,659	$7.0M	1.36%
19	ISHARES TR	46434V613	146,264	$6.7M	1.29%
20	ISHARES TR	464287804	50,724	$5.1M	0.98%
21	ABRDN SILVER ETF TRUST	SIVR	230,222	$5.0M	0.97%
22	DBX ETF TR	233051200	140,908	$5.0M	0.96%
23	SCHWAB STRATEGIC TR	808524839	104,693	$4.8M	0.93%
24	ISHARES TR	46429B697	59,950	$4.5M	0.86%
25	APPLE INC	AAPL	20,084	$3.9M	0.75%
26	ISHARES INC	464286533	64,337	$3.5M	0.68%
27	ISHARES TR	46432F842	51,804	$3.5M	0.68%
28	ISHARES TR	464288414	32,019	$3.4M	0.66%
29	VANGUARD INDEX FDS	922908363	8,109	$3.3M	0.64%
30	WALMART INC	WMT	20,606	$3.2M	0.63%
31	VANGUARD INDEX FDS	922908744	22,687	$3.2M	0.62%
32	ISHARES TR	46432F339	23,708	$3.2M	0.62%
33	INNOVATOR ETFS TR	INHD	95,831	$3.0M	0.57%
34	PROSHARES TR	74347X831	71,999	$3.0M	0.57%
35	VANGUARD SCOTTSDALE FDS	92206C409	38,989	$2.9M	0.57%
36	INNOVATOR ETFS TR	INHD	85,440	$2.9M	0.57%
37	INNOVATOR ETFS TR	INHD	107,446	$2.8M	0.54%
38	ISHARES TR	464287440	28,247	$2.7M	0.53%
39	ISHARES TR	464288885	27,323	$2.6M	0.50%
40	ISHARES TR	464288588	27,920	$2.6M	0.50%
41	VANGUARD INDEX FDS	922908553	30,048	$2.5M	0.49%
42	ISHARES TR	46429B267	101,030	$2.3M	0.45%
43	AMAZON COM INC	AMZN	17,741	$2.3M	0.45%
44	ISHARES TR	464287705	20,497	$2.2M	0.42%
45	ISHARES U S ETF TR	46431W507	43,793	$2.2M	0.42%
46	ISHARES TR	464289438	13,408	$2.1M	0.41%
47	INNOVATOR ETFS TR	INHD	76,100	$2.1M	0.41%
48	ISHARES TR	464287150	20,396	$2.0M	0.39%
49	ISHARES TR	464288877	38,966	$1.9M	0.37%
50	INVESCO EXCHANGE TRADED FD T	IVZ	23,738	$1.9M	0.37%
51	ISHARES TR	46434V621	36,537	$1.9M	0.36%
52	VANGUARD BD INDEX FDS	921937835	25,044	$1.8M	0.35%
53	TESLA INC	TSLA	6,827	$1.8M	0.35%
54	INNOVATOR ETFS TR	INHD	67,525	$1.8M	0.34%
55	VANGUARD INDEX FDS	922908629	7,804	$1.7M	0.33%
56	ABRDN GOLD ETF TRUST	00326A104	93,317	$1.7M	0.33%
57	ISHARES INC	46434G103	34,739	$1.7M	0.33%
58	SELECT SECTOR SPDR TR	81369Y506	20,915	$1.7M	0.33%
59	VANGUARD INDEX FDS	922908736	5,995	$1.7M	0.33%
60	ISHARES TR	46435G425	17,231	$1.7M	0.32%
61	CHEVRON CORP NEW	CVX	10,520	$1.7M	0.32%
62	VANGUARD INDEX FDS	922908751	8,045	$1.6M	0.31%
63	SPDR SER TR	78464A201	20,780	$1.6M	0.31%
64	ISHARES TR	464287721	14,496	$1.6M	0.31%
65	SELECT SECTOR SPDR TR	81369Y803	8,741	$1.5M	0.29%
66	EA SERIES TRUST	02072L581	53,000	$1.5M	0.28%
67	SPDR SER TR	78464A821	19,673	$1.4M	0.27%
68	AT&T INC	T-PC	88,034	$1.4M	0.27%
69	ISHARES TR	464288646	26,978	$1.4M	0.26%
70	VANGUARD INDEX FDS	922908769	6,085	$1.3M	0.26%
71	MICROSOFT CORP	MSFT	3,855	$1.3M	0.25%
72	INNOVATOR ETFS TR	INHD	40,551	$1.3M	0.25%
73	ISHARES TR	464287226	12,924	$1.3M	0.24%
74	INNOVATOR ETFS TR	INHD	49,631	$1.3M	0.24%
75	ALPS ETF TR	00162Q452	30,999	$1.2M	0.24%
76	FIRST TR EXCHNG TRADED FD VI	33740F615	37,500	$1.2M	0.23%
77	SPDR SER TR	78464A284	48,367	$1.2M	0.23%
78	ISHARES TR	464288208	18,965	$1.2M	0.23%
79	VANGUARD MUN BD FDS	922907746	23,400	$1.2M	0.23%
80	VANGUARD INTL EQUITY INDEX F	922042858	28,753	$1.2M	0.23%
81	SCHWAB STRATEGIC TR	808524201	20,864	$1.1M	0.21%
82	VANGUARD BD INDEX FDS	921937819	14,479	$1.1M	0.21%
83	VANGUARD CHARLOTTE FDS	92203J407	22,132	$1.1M	0.21%
84	VANGUARD TAX-MANAGED FDS	921943858	22,669	$1.0M	0.20%
85	EXXON MOBIL CORP	XOM	9,667	$1.0M	0.20%
86	ISHARES TR	464287598	6,561	$1.0M	0.20%
87	INVESCO EXCHANGE TRADED FD T	IVZ	6,779	$1.0M	0.20%
88	ISHARES TR	464287176	9,411	$1.0M	0.20%
89	VANGUARD SCOTTSDALE FDS	92206C771	21,261	$977,806	0.19%
90	SPDR SER TR	78464A359	13,572	$949,384	0.18%
91	VANGUARD INDEX FDS	922908512	6,838	$946,181	0.18%
92	VANGUARD ADMIRAL FDS INC	921932703	6,004	$938,946	0.18%
93	SPDR DOW JONES INDL AVERAGE	78467X109	2,664	$918,148	0.18%
94	ISHARES TR	46436E718	8,927	$898,348	0.17%
95	SPDR GOLD TR	GLD	5,029	$896,520	0.17%
96	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,586	$881,826	0.17%
97	INNOVATOR ETFS TR	INHD	31,375	$871,150	0.17%
98	ISHARES TR	46429B747	8,756	$854,570	0.17%
99	ENERGY TRANSFER L P	ET-PI	66,197	$840,702	0.16%
100	HOME DEPOT INC	HD	2,685	$834,068	0.16%
101	INNOVATOR ETFS TR	INHD	24,627	$826,236	0.16%
102	VANGUARD WHITEHALL FDS	921946885	12,989	$808,838	0.16%
103	ISHARES TR	46432F859	17,298	$806,765	0.16%
104	ISHARES TR	464287614	2,922	$804,076	0.16%
105	SPDR SER TR	78464A292	23,805	$796,753	0.15%
106	SOUTHWEST AIRLS CO	844741108	21,482	$781,732	0.15%
107	ISHARES TR	46435G474	30,546	$774,943	0.15%
108	VANGUARD WORLD FD	921910873	4,741	$741,777	0.14%
109	ISHARES TR	464288570	8,753	$736,714	0.14%
110	SCHWAB STRATEGIC TR	808524409	10,928	$733,158	0.14%
111	ACCENTURE PLC IRELAND	ACN	2,268	$699,859	0.14%
112	VANGUARD INDEX FDS	922908611	4,231	$699,779	0.14%
113	VANECK ETF TRUST	92189F676	4,535	$690,454	0.13%
114	INNOVATOR ETFS TR	INHD	21,934	$677,761	0.13%
115	ISHARES TR	46436E767	18,723	$673,100	0.13%
116	ISHARES TR	464288638	13,294	$672,278	0.13%
117	ISHARES SILVER TR	SLV	30,470	$636,518	0.12%
118	ISHARES TR	46432F396	4,377	$631,407	0.12%
119	ISHARES TR	464288653	5,582	$618,318	0.12%
120	JPMORGAN CHASE & CO	VYLD	4,112	$598,069	0.12%
121	PROSHARES TR	74347X823	9,894	$590,375	0.11%
122	ISHARES TR	46435G193	25,798	$586,647	0.11%
123	FIRST TR EXCHANGE-TRADED FD	33738R605	12,485	$585,671	0.11%
124	BLACKROCK ETF TRUST	BLK	11,765	$574,584	0.11%
125	VANGUARD BD INDEX FDS	921937827	7,530	$569,019	0.11%
126	DANAHER CORPORATION	235851102	2,316	$556,465	0.11%
127	PROSHARES TR	74348A467	5,879	$554,272	0.11%
128	SHERWIN WILLIAMS CO	SHW	2,072	$550,157	0.11%
129	VANGUARD SCOTTSDALE FDS	92206C730	2,689	$541,995	0.10%
130	INVESCO EXCHANGE TRADED FD T	IVZ	5,966	$541,593	0.10%
131	JANUS DETROIT STR TR	47103U886	11,256	$537,919	0.10%
132	ARROWHEAD PHARMACEUTICALS IN	ARWR	14,972	$533,902	0.10%
133	INVESCO EXCHANGE TRADED FD T	IVZ	1,485	$519,349	0.10%
134	ISHARES TR	46435U549	10,963	$517,125	0.10%
135	PROSHARES TR	74347X864	10,695	$506,729	0.10%
136	AMERICAN CENTY ETF TR	025072885	6,700	$503,773	0.10%
137	VANGUARD STAR FDS	921909768	8,941	$501,401	0.10%
138	ISHARES TR	464289875	12,218	$493,729	0.10%
139	NVIDIA CORPORATION	NVDA	1,164	$492,494	0.10%
140	ISHARES GOLD TR	IAU	13,465	$489,991	0.09%
141	INVESCO EXCHANGE TRADED FD T	IVZ	5,762	$486,716	0.09%
142	INNOVATOR ETFS TR	INHD	14,408	$481,824	0.09%
143	TYSON FOODS INC	TSN	9,243	$471,763	0.09%
144	ISHARES TR	464287499	6,286	$459,072	0.09%
145	VISA INC	V	1,915	$454,766	0.09%
146	INNOVATOR ETFS TR	INHD	15,207	$452,714	0.09%
147	FIDELITY COVINGTON TRUST	316092204	6,118	$448,560	0.09%
148	ISHARES TR	46435G516	6,104	$445,148	0.09%
149	3M CO	MMM	4,389	$439,295	0.08%
150	INNOVATOR ETFS TR	INHD	10,389	$431,106	0.08%
151	PROCTER AND GAMBLE CO	742718109	2,795	$424,173	0.08%
152	ISHARES TR	46436E759	6,893	$419,839	0.08%
153	COCA COLA CO	KO	6,773	$410,963	0.08%
154	FIDELITY COVINGTON TRUST	316092303	9,014	$409,393	0.08%
155	SUN CMNTYS INC	866674104	3,066	$402,842	0.08%
156	MERCK & CO INC	MRK	3,400	$394,807	0.08%
157	BROADCOM INC	AVGO	454	$394,036	0.08%
158	FIRST TR EXCHANGE TRADED FD	33734X119	6,251	$391,650	0.08%
159	FIDELITY MERRIMACK STR TR	316188309	8,562	$390,453	0.08%
160	INNOVATOR ETFS TR	INHD	15,531	$389,348	0.08%
161	INNOVATOR ETFS TR	INHD	13,092	$379,121	0.07%
162	VANGUARD WHITEHALL FDS	921946810	5,030	$377,736	0.07%
163	ISHARES TR	46435U663	10,621	$377,258	0.07%
164	ISHARES TR	464287812	1,875	$375,494	0.07%
165	SELECT SECTOR SPDR TR	81369Y886	5,735	$375,290	0.07%
166	ISHARES INC	46434G848	9,225	$373,225	0.07%
167	VANGUARD SCOTTSDALE FDS	92206C706	6,355	$372,784	0.07%
168	ISHARES TR	464287408	2,307	$371,918	0.07%
169	SCHWAB STRATEGIC TR	808524102	7,113	$367,746	0.07%
170	FIDELITY COVINGTON TRUST	316092865	8,620	$364,457	0.07%
171	ISHARES TR	464288166	3,392	$362,829	0.07%
172	SPDR SER TR	78464A763	2,953	$362,030	0.07%
173	META PLATFORMS INC	META	1,249	$358,438	0.07%
174	GLOBAL X FDS	37954Y855	5,481	$357,513	0.07%
175	CISCO SYS INC	CSCO	6,881	$356,035	0.07%
176	UNITEDHEALTH GROUP INC	UNH	741	$355,978	0.07%
177	FIRST TR EXCHANGE TRADED FD	33734X135	9,421	$355,153	0.07%
178	SPDR SER TR	78464A581	3,606	$354,864	0.07%
179	ISHARES TR	46436E619	8,261	$351,753	0.07%
180	ISHARES TR	464287630	2,472	$348,058	0.07%
181	ISHARES TR	464287168	3,003	$340,240	0.07%
182	VANECK ETF TRUST	92189F437	12,239	$339,873	0.07%
183	VANGUARD INDEX FDS	922908637	1,665	$337,520	0.07%
184	INTEL CORP	INTC	9,975	$333,561	0.06%
185	AMGEN INC	AMGN	1,502	$333,474	0.06%
186	VANGUARD WORLD FD	921910816	1,415	$332,978	0.06%
187	ISHARES TR	464288281	3,833	$331,732	0.06%
188	PEAKSTONE REALTY TRUST	PKST	11,486	$323,273	0.06%
189	JOHNSON & JOHNSON	JNJ	1,942	$321,396	0.06%
190	ORACLE CORP	ORCL-PD	2,696	$321,067	0.06%
191	ISHARES TR	464288158	3,042	$316,490	0.06%
192	LULULEMON ATHLETICA INC	LULU	835	$316,048	0.06%
193	VANGUARD INTL EQUITY INDEX F	922042742	3,253	$315,476	0.06%
194	MCDONALDS CORP	MCD	1,052	$313,927	0.06%
195	VANECK ETF TRUST	92189F528	18,647	$313,922	0.06%
196	AMERICAN CENTY ETF TR	025072703	5,463	$313,576	0.06%
197	SCHWAB STRATEGIC TR	808524607	7,073	$309,808	0.06%
198	ISHARES TR	46435U713	7,889	$308,302	0.06%
199	ABRDN PLATINUM ETF TRUST	PPLT	3,664	$306,494	0.06%
200	ROYAL BK CDA	780087102	3,123	$298,278	0.06%
201	CHIPOTLE MEXICAN GRILL INC	CMG	139	$297,321	0.06%
202	ISHARES INC	46434G863	9,168	$289,991	0.06%
203	LILLY ELI & CO	LLY	612	$287,058	0.06%
204	INNOVATOR ETFS TR	INHD	10,511	$287,027	0.06%
205	VERIZON COMMUNICATIONS INC	VZ	7,561	$281,194	0.05%
206	VANGUARD MALVERN FDS	922020805	5,930	$281,178	0.05%
207	CADENCE DESIGN SYSTEM INC	CDNS	1,195	$280,251	0.05%
208	ISHARES TR	464287879	2,926	$278,218	0.05%
209	VANGUARD WORLD FD	921910733	3,520	$275,824	0.05%
210	AIRBNB INC	ABNB	2,059	$263,881	0.05%
211	VANGUARD ADMIRAL FDS INC	921932505	1,030	$262,432	0.05%
212	CION INVT CORP	17259U204	25,280	$262,406	0.05%
213	MPLX LP	MPLXP	7,700	$261,338	0.05%
214	JANUS DETROIT STR TR	47103U845	5,188	$258,622	0.05%
215	ISHARES TR	464288760	2,211	$258,012	0.05%
216	RIVIAN AUTOMOTIVE INC	RIVN	15,376	$256,164	0.05%
217	MERCADOLIBRE INC	MELI	216	$255,874	0.05%
218	WASTE MGMT INC DEL	94106L109	1,459	$253,020	0.05%
219	LOCKHEED MARTIN CORP	LMT	548	$252,288	0.05%
220	INVESCO ACTIVELY MANAGED ETF	IVZ	5,394	$250,605	0.05%
221	DIMENSIONAL ETF TRUST	25434V401	5,145	$247,795	0.05%
222	ALPHABET INC	GOOG	2,069	$247,659	0.05%
223	TEXAS INSTRS INC	882508104	1,361	$245,007	0.05%
224	ABBOTT LABS	ABLZF	2,246	$244,859	0.05%
225	ADVANCED MICRO DEVICES INC	AMD	2,144	$244,223	0.05%
226	VANGUARD BD INDEX FDS	921937793	3,184	$238,537	0.05%
227	SELECT SECTOR SPDR TR	81369Y407	1,398	$237,444	0.05%
228	BLACKROCK INC	BLK	337	$233,046	0.05%
229	RAYTHEON TECHNOLOGIES CORP	RTX	2,326	$227,855	0.04%
230	SPDR SER TR	78468R200	7,422	$227,781	0.04%
231	ENBRIDGE INC	ENNPF	5,998	$222,826	0.04%
232	FIDELITY COVINGTON TRUST	316092600	3,526	$222,564	0.04%
233	MEDTRONIC PLC	MDT	2,497	$221,524	0.04%
234	STRATEGY SHS	STRD	8,386	$216,524	0.04%
235	INNOVATOR ETFS TR	INHD	6,260	$213,547	0.04%
236	USA COMPRESSION PARTNERS LP	USAC	10,750	$212,205	0.04%
237	ALPHABET INC	GOOG	1,750	$211,698	0.04%
238	FEDEX CORP	FDX	851	$211,666	0.04%
239	PLAINS ALL AMERN PIPELINE L	726503105	15,000	$211,500	0.04%
240	VANECK ETF TRUST	92189F536	11,757	$211,038	0.04%
241	STARBUCKS CORP	SBUX	2,097	$207,729	0.04%
242	ISHARES TR	464287663	2,645	$206,998	0.04%
243	SCHLUMBERGER LTD	SLB	4,095	$202,170	0.04%
244	DIMENSIONAL ETF TRUST	25434V807	6,147	$201,941	0.04%
245	INNOVATOR ETFS TR	INHD	5,747	$201,777	0.04%
246	ADOBE SYSTEMS INCORPORATED	ADBE	411	$200,975	0.04%
247	REGIONS FINANCIAL CORP NEW	RF-PF	11,101	$200,137	0.04%
248	NUVEEN CA QUALTY MUN INCOME	NU	17,848	$195,543	0.04%
249	CARNIVAL CORP	CUKPF	10,197	$192,010	0.04%
250	VANECK ETF TRUST	92189F411	10,928	$167,858	0.03%
251	SOFI TECHNOLOGIES INC	SOFI	19,909	$166,041	0.03%
252	CVB FINL CORP	126600105	12,425	$165,004	0.03%
253	FORD MTR CO DEL	345370860	10,365	$156,826	0.03%
254	BLACKROCK MUNIYILD QULT FD I	BLK	12,959	$150,499	0.03%
255	NUVEEN CALIFORNIA AMT QLT MU	NU	12,755	$147,722	0.03%
256	RITHM CAPITAL CORP	RITM-PF	14,900	$143,040	0.03%
257	BLACKROCK MUNIHLDNGS CALI QL	BLK	12,497	$136,011	0.03%
258	LOOP MEDIA INC	54352F206	41,667	$99,584	0.02%
259	SUNCOKE ENERGY INC	SXC	10,000	$80,171	0.02%
260	AMMO INC	POWWP	28,189	$60,043	0.01%
261	NUTEX HEALTH INC	NUTX	96,629	$40,739	0.01%
262	PITNEY BOWES INC	PBI-PB	10,000	$35,400	0.01%