13F HOLDINGS REPORT

Pensionmark Financial Group, LLC

Quarter ended Q2 2023 · Filed May 15, 2023 · Accession 0001062993-23-011077

Total Value

$480.0M

Positions

240

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (240)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	46434V100	703,820	$34.1M	7.11%
2	ISHARES TR	464287309	406,402	$26.0M	5.41%
3	ISHARES TR	464287606	341,800	$24.4M	5.09%
4	ISHARES TR	464287887	215,414	$23.7M	4.93%
5	ISHARES TR	46432F834	287,476	$17.8M	3.71%
6	SCHWAB STRATEGIC TR	808524805	506,797	$17.6M	3.67%
7	SCHWAB STRATEGIC TR	808524300	229,153	$14.9M	3.11%
8	VANGUARD SCOTTSDALE FDS	92206C599	70,405	$12.9M	2.69%
9	SCHWAB STRATEGIC TR	808524862	263,903	$12.9M	2.68%
10	VANGUARD INDEX FDS	922908538	64,184	$12.5M	2.61%
11	VANGUARD INDEX FDS	922908595	56,247	$12.2M	2.54%
12	SPDR S&P 500 ETF TR	SPY	27,580	$11.3M	2.36%
13	ISHARES TR	464287200	26,754	$11.0M	2.29%
14	INVESCO EXCHANGE TRADED FD T	IVZ	55,594	$8.7M	1.82%
15	ISHARES TR	46434V282	173,780	$7.2M	1.50%
16	ISHARES TR	464287457	80,218	$6.6M	1.37%
17	INVESCO QQQ TR	IVZ	19,538	$6.3M	1.31%
18	ISHARES TR	46434V613	135,914	$6.3M	1.31%
19	SCHWAB STRATEGIC TR	808524797	80,197	$5.9M	1.22%
20	ISHARES TR	464288877	106,726	$5.2M	1.08%
21	DBX ETF TR	233051200	146,774	$5.2M	1.08%
22	ABRDN SILVER ETF TRUST	SIVR	222,933	$5.2M	1.07%
23	ISHARES TR	464287804	51,078	$4.9M	1.03%
24	SCHWAB STRATEGIC TR	808524839	100,692	$4.7M	0.98%
25	ISHARES TR	46429B697	63,475	$4.6M	0.96%
26	ISHARES INC	464286533	65,163	$3.6M	0.74%
27	ISHARES TR	46432F842	52,174	$3.5M	0.73%
28	ISHARES TR	464288414	31,424	$3.4M	0.71%
29	APPLE INC	AAPL	19,666	$3.2M	0.68%
30	WALMART INC	WMT	21,272	$3.1M	0.66%
31	INNOVATOR ETFS TR	INHD	105,837	$3.1M	0.65%
32	VANGUARD INDEX FDS	922908363	8,027	$3.0M	0.63%
33	ISHARES TR	464287440	29,332	$2.9M	0.61%
34	INNOVATOR ETFS TR	INHD	86,703	$2.9M	0.60%
35	ISHARES TR	46432F339	23,195	$2.9M	0.60%
36	VANGUARD INDEX FDS	922908744	20,706	$2.9M	0.60%
37	VANGUARD INDEX FDS	922908553	34,340	$2.9M	0.59%
38	VANGUARD SCOTTSDALE FDS	92206C409	37,118	$2.8M	0.59%
39	INNOVATOR ETFS TR	INHD	88,988	$2.8M	0.59%
40	ISHARES TR	464288588	25,833	$2.4M	0.51%
41	ISHARES TR	464288885	25,910	$2.4M	0.51%
42	PROSHARES TR	74347X831	83,637	$2.4M	0.49%
43	ISHARES TR	46429B267	94,550	$2.2M	0.46%
44	ISHARES TR	464287879	22,690	$2.1M	0.44%
45	INNOVATOR ETFS TR	INHD	76,100	$2.1M	0.43%
46	VANGUARD INDEX FDS	922908512	15,266	$2.0M	0.43%
47	ISHARES TR	464287705	19,719	$2.0M	0.42%
48	VICTORY PORTFOLIOS II	92647N824	33,418	$2.0M	0.42%
49	ISHARES TR	464288653	17,248	$2.0M	0.41%
50	AMAZON COM INC	AMZN	17,798	$1.8M	0.38%
51	ISHARES TR	46434V621	35,609	$1.8M	0.37%
52	SELECT SECTOR SPDR TR	81369Y506	21,164	$1.8M	0.37%
53	ISHARES TR	46435G425	19,060	$1.7M	0.36%
54	INNOVATOR ETFS TR	INHD	67,525	$1.7M	0.35%
55	ABRDN GOLD ETF TRUST	00326A104	86,173	$1.6M	0.34%
56	VANGUARD INDEX FDS	922908611	10,211	$1.6M	0.34%
57	ISHARES INC	46434G103	33,015	$1.6M	0.34%
58	SPDR SER TR	78464A201	21,480	$1.6M	0.33%
59	VANGUARD INDEX FDS	922908751	8,248	$1.6M	0.33%
60	FIDELITY COVINGTON TRUST	316092865	35,378	$1.6M	0.32%
61	CHEVRON CORP NEW	CVX	9,263	$1.5M	0.31%
62	VANGUARD INDEX FDS	922908736	6,044	$1.5M	0.31%
63	TESLA INC	TSLA	7,192	$1.5M	0.31%
64	ISHARES TR	464287150	15,339	$1.4M	0.29%
65	EA SERIES TRUST	02072L581	53,000	$1.4M	0.29%
66	SPDR SER TR	78464A821	20,016	$1.4M	0.29%
67	SELECT SECTOR SPDR TR	81369Y803	8,862	$1.3M	0.28%
68	ISHARES TR	464287721	14,182	$1.3M	0.27%
69	SPDR SER TR	78464A284	50,569	$1.3M	0.26%
70	ALPS ETF TR	00162Q452	31,942	$1.2M	0.26%
71	AT&T INC	T-PC	63,237	$1.2M	0.25%
72	VANGUARD INTL EQUITY INDEX F	922042858	29,691	$1.2M	0.25%
73	ISHARES U S ETF TR	46431W507	23,940	$1.2M	0.25%
74	FIRST TR EXCHNG TRADED FD VI	33740F615	37,500	$1.2M	0.24%
75	ISHARES TR	464288208	18,235	$1.1M	0.23%
76	ISHARES TR	464287176	9,828	$1.1M	0.23%
77	ISHARES TR	464287226	10,787	$1.1M	0.22%
78	VANGUARD MUN BD FDS	922907746	20,956	$1.1M	0.22%
79	EXXON MOBIL CORP	XOM	9,608	$1.1M	0.22%
80	VANGUARD BD INDEX FDS	921937835	14,203	$1.0M	0.22%
81	VANGUARD TAX-MANAGED FDS	921943858	23,133	$1.0M	0.22%
82	ISHARES TR	464287598	6,521	$992,887	0.21%
83	INVESCO EXCHANGE TRADED FD T	IVZ	22,669	$989,379	0.21%
84	INVESCO EXCHANGE TRADED FD T	IVZ	6,749	$975,977	0.20%
85	SCHWAB STRATEGIC TR	808524201	19,882	$961,693	0.20%
86	VANGUARD INDEX FDS	922908629	4,537	$956,921	0.20%
87	MICROSOFT CORP	MSFT	3,276	$944,606	0.20%
88	ISHARES TR	46429B747	9,511	$943,760	0.20%
89	SPDR SER TR	78464A763	7,478	$925,129	0.19%
90	SPDR GOLD TR	GLD	5,029	$921,413	0.19%
91	SPDR SER TR	78464A359	13,349	$895,316	0.19%
92	SPDR DOW JONES INDL AVERAGE	78467X109	2,664	$888,390	0.19%
93	SCHWAB STRATEGIC TR	808524409	12,526	$821,461	0.17%
94	BERKSHIRE HATHAWAY INC DEL	BRK-A	2,641	$815,462	0.17%
95	INNOVATOR ETFS TR	INHD	21,161	$814,265	0.17%
96	VANGUARD WHITEHALL FDS	921946885	13,055	$813,470	0.17%
97	VANGUARD INDEX FDS	922908769	3,983	$812,995	0.17%
98	SPDR SER TR	78464A292	23,805	$808,418	0.17%
99	VANGUARD CHARLOTTE FDS	92203J407	16,308	$797,792	0.17%
100	VANGUARD ADMIRAL FDS INC	921932703	5,420	$795,180	0.17%
101	ISHARES TR	46435U549	16,133	$775,329	0.16%
102	ENERGY TRANSFER L P	ET-PI	61,917	$772,105	0.16%
103	ISHARES TR	464287630	5,582	$764,796	0.16%
104	ISHARES TR	464288570	9,343	$728,689	0.15%
105	SOUTHWEST AIRLS CO	844741108	22,367	$727,824	0.15%
106	HOME DEPOT INC	HD	2,434	$718,322	0.15%
107	ISHARES TR	464288646	14,129	$714,080	0.15%
108	ISHARES TR	46435G474	27,151	$686,108	0.14%
109	ISHARES TR	46432F396	4,924	$684,657	0.14%
110	ISHARES SILVER TR	SLV	30,400	$672,448	0.14%
111	ISHARES TR	464287614	2,731	$667,265	0.14%
112	ISHARES TR	46436E767	19,821	$655,472	0.14%
113	VANGUARD BD INDEX FDS	921937819	8,433	$647,126	0.13%
114	INNOVATOR ETFS TR	INHD	21,934	$644,860	0.13%
115	ISHARES TR	46432F859	13,386	$631,203	0.13%
116	VANGUARD WORLD FD	921910873	4,358	$623,804	0.13%
117	VANGUARD BD INDEX FDS	921937827	8,078	$617,899	0.13%
118	ISHARES TR	46435G193	26,710	$614,733	0.13%
119	ISHARES TR	46435G516	8,474	$608,765	0.13%
120	PROSHARES TR	74347X823	10,849	$602,662	0.13%
121	FIRST TR EXCHANGE-TRADED FD	33738R605	13,310	$600,015	0.12%
122	DANAHER CORPORATION	235851102	2,323	$586,116	0.12%
123	VANGUARD MALVERN FDS	922020805	12,214	$584,089	0.12%
124	NVIDIA CORPORATION	NVDA	2,067	$574,215	0.12%
125	ISHARES GOLD TR	IAU	15,095	$564,100	0.12%
126	BLACKROCK ETF TRUST	BLK	12,461	$563,757	0.12%
127	ACCENTURE PLC IRELAND	ACN	1,916	$547,612	0.11%
128	INNOVATOR ETFS TR	INHD	17,330	$543,053	0.11%
129	VANECK ETF TRUST	92189F676	2,063	$542,961	0.11%
130	VANGUARD SCOTTSDALE FDS	92206C730	2,899	$540,171	0.11%
131	PROSHARES TR	74348A467	5,879	$536,400	0.11%
132	JANUS DETROIT STR TR	47103U886	11,195	$534,543	0.11%
133	PROSHARES TR	74347X864	13,220	$509,895	0.11%
134	ARROWHEAD PHARMACEUTICALS IN	ARWR	20,061	$509,549	0.11%
135	INVESCO EXCHANGE TRADED FD T	IVZ	5,966	$508,900	0.11%
136	INVESCO EXCHANGE TRADED FD T	IVZ	6,278	$505,693	0.11%
137	SCHWAB STRATEGIC TR	808524607	11,390	$477,575	0.10%
138	INVESCO EXCHANGE TRADED FD T	IVZ	6,286	$474,592	0.10%
139	INVESCO EXCHANGE TRADED FD T	IVZ	1,485	$461,122	0.10%
140	ISHARES TR	464287408	3,029	$459,650	0.10%
141	INVESCO EXCHANGE TRADED FD T	IVZ	10,009	$455,710	0.09%
142	SHERWIN WILLIAMS CO	SHW	1,972	$443,246	0.09%
143	INNOVATOR ETFS TR	INHD	14,395	$443,010	0.09%
144	ISHARES TR	464287499	6,316	$441,648	0.09%
145	SUN CMNTYS INC	866674104	3,066	$434,789	0.09%
146	ISHARES TR	46436E759	7,275	$433,490	0.09%
147	3M CO	MMM	4,014	$421,912	0.09%
148	MERCADOLIBRE INC	MELI	317	$417,825	0.09%
149	FIRST TR EXCHANGE TRADED FD	33734X119	6,350	$394,173	0.08%
150	FIDELITY COVINGTON TRUST	316092303	8,679	$391,870	0.08%
151	FIDELITY COVINGTON TRUST	316092204	5,965	$390,595	0.08%
152	VANGUARD SCOTTSDALE FDS	92206C706	6,464	$387,581	0.08%
153	JPMORGAN CHASE & CO	VYLD	2,973	$387,430	0.08%
154	SELECT SECTOR SPDR TR	81369Y886	5,712	$386,626	0.08%
155	FIRST TR EXCHANGE TRADED FD	33734X135	10,116	$377,618	0.08%
156	CHIPOTLE MEXICAN GRILL INC	CMG	221	$377,532	0.08%
157	ISHARES TR	46435U663	11,053	$375,702	0.08%
158	CADENCE DESIGN SYSTEM INC	CDNS	1,777	$373,330	0.08%
159	ISHARES TR	46436E619	8,489	$366,993	0.08%
160	ISHARES TR	464287812	1,828	$364,235	0.08%
161	AMGEN INC	AMGN	1,502	$363,108	0.08%
162	VISA INC	V	1,587	$357,821	0.07%
163	ISHARES INC	46434G863	11,345	$357,145	0.07%
164	ISHARES INC	46434G848	8,334	$356,039	0.07%
165	ISHARES TR	464287168	3,013	$353,063	0.07%
166	VANGUARD STAR FDS	921909768	6,381	$352,285	0.07%
167	ABRDN PLATINUM ETF TRUST	PPLT	3,819	$351,119	0.07%
168	VANECK ETF TRUST	92189F528	20,319	$345,423	0.07%
169	ISHARES TR	464288281	3,946	$340,485	0.07%
170	SCHWAB STRATEGIC TR	808524102	7,113	$340,353	0.07%
171	SPDR SER TR	78464A581	3,606	$337,590	0.07%
172	LULULEMON ATHLETICA INC	LULU	914	$332,870	0.07%
173	VANGUARD WORLD FD	921910816	1,627	$332,738	0.07%
174	SPDR SER TR	78464A649	12,785	$329,725	0.07%
175	PROCTER AND GAMBLE CO	742718109	2,184	$324,754	0.07%
176	INTEL CORP	INTC	9,636	$314,795	0.07%
177	COCA COLA CO	KO	5,013	$313,262	0.07%
178	VANGUARD INDEX FDS	922908637	1,664	$310,935	0.06%
179	ISHARES TR	464288638	5,931	$304,142	0.06%
180	VANECK ETF TRUST	92189F437	10,815	$303,045	0.06%
181	GLOBAL X FDS	37954Y855	4,714	$299,575	0.06%
182	JOHNSON & JOHNSON	JNJ	1,931	$299,361	0.06%
183	INNOVATOR ETFS TR	INHD	11,496	$298,551	0.06%
184	AIRBNB INC	ABNB	2,394	$297,814	0.06%
185	VERIZON COMMUNICATIONS INC	VZ	7,532	$292,919	0.06%
186	ISHARES TR	464288760	2,506	$288,383	0.06%
187	ISHARES TR	46435U713	7,699	$287,327	0.06%
188	ROYAL BK CDA SUSTAINABL	780087102	3,000	$286,740	0.06%
189	VANGUARD ADMIRAL FDS INC	921932505	1,207	$278,189	0.06%
190	VANGUARD INTL EQUITY INDEX F	922042742	2,995	$275,810	0.06%
191	LOCKHEED MARTIN CORP	LMT	580	$274,183	0.06%
192	MPLX LP	MPLXP	7,700	$265,265	0.06%
193	ALPHABET INC	GOOG	2,485	$258,440	0.05%
194	TARGET CORP	TGT	1,551	$256,915	0.05%
195	VANGUARD WORLD FD	921910733	3,517	$252,204	0.05%
196	META PLATFORMS INC	META	1,188	$251,785	0.05%
197	ORACLE CORP	ORCL-PD	2,704	$251,256	0.05%
198	CISCO SYS INC	CSCO	4,779	$249,812	0.05%
199	CION INVT CORP	17259U204	25,280	$249,514	0.05%
200	VANGUARD INTL EQUITY INDEX F	922042718	2,269	$247,866	0.05%
201	VANGUARD BD INDEX FDS	921937793	3,218	$246,663	0.05%
202	INNOVATOR ETFS TR	INHD	7,578	$243,382	0.05%
203	WASTE MGMT INC DEL	94106L109	1,484	$242,144	0.05%
204	LOOP MEDIA INC	54352F206	41,667	$239,585	0.05%
205	RIVIAN AUTOMOTIVE INC	RIVN	15,436	$238,949	0.05%
206	ENBRIDGE INC	ENNPF	5,998	$228,824	0.05%
207	ADVANCED MICRO DEVICES INC	AMD	2,325	$227,873	0.05%
208	DIMENSIONAL ETF TRUST	25434V401	5,128	$227,832	0.05%
209	USA COMPRESSION PARTNERS LP	USAC	10,750	$227,148	0.05%
210	JANUS DETROIT STR TR	47103U845	4,568	$226,162	0.05%
211	SPDR SER TR	78468R200	7,422	$225,851	0.05%
212	FIRST TR EXCH TRADED FD III	33739N108	4,425	$225,390	0.05%
213	UNITEDHEALTH GROUP INC	UNH	471	$222,814	0.05%
214	INVESCO ACTIVELY MANAGED ETF	IVZ	4,638	$218,914	0.05%
215	STARBUCKS CORP	SBUX	2,097	$218,361	0.05%
216	FIDELITY COVINGTON TRUST	316092600	3,524	$216,638	0.05%
217	BROADCOM INC	AVGO	333	$213,669	0.04%
218	ISHARES TR	464287473	2,010	$213,496	0.04%
219	STRATEGY SHS	STRD	8,386	$210,982	0.04%
220	VANGUARD SCOTTSDALE FDS	92206C870	2,628	$210,818	0.04%
221	EVERGY INC	EVRG	3,449	$210,803	0.04%
222	MERCK & CO INC	MRK	1,962	$210,171	0.04%
223	ALPHABET INC	GOOG	2,020	$209,535	0.04%
224	LILLY ELI & CO	LLY	609	$209,260	0.04%
225	SELECT SECTOR SPDR TR	81369Y407	1,398	$209,052	0.04%
226	REGIONS FINANCIAL CORP NEW	RF-PF	11,101	$208,359	0.04%
227	SCHLUMBERGER LTD	SLB	4,165	$205,562	0.04%
228	NUVEEN CA QUALTY MUN INCOME	NU	17,848	$197,149	0.04%
229	PLAINS ALL AMERN PIPELINE L	726503105	15,000	$187,050	0.04%
230	BLACKROCK MUNIYILD QULT FD I	BLK	12,959	$154,291	0.03%
231	NUVEEN CALIFORNIA AMT QLT MU	NU	12,755	$148,998	0.03%
232	BLACKROCK MUNIHLDNGS CALI QL	BLK	12,497	$138,635	0.03%
233	FORD MTR CO DEL	345370860	10,355	$130,475	0.03%
234	RITHM CAPITAL CORP	RITM-PF	14,900	$122,925	0.03%
235	CARNIVAL CORP	CUKPF	10,197	$103,500	0.02%
236	NUTEX HEALTH INC	NUTX	96,629	$97,595	0.02%
237	SUNCOKE ENERGY INC	SXC	10,000	$91,242	0.02%
238	SOFI TECHNOLOGIES INC	SOFI	14,303	$86,819	0.02%
239	AMMO INC	POWWP	28,189	$55,532	0.01%
240	PITNEY BOWES INC	PBI-PB	10,000	$38,900	0.01%