13F HOLDINGS REPORT

Pensionmark Financial Group, LLC

Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001062993-23-003283

Total Value

$436.1M

Positions

239

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (239)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	ISHARES TR	46434V100	661,790	$31.7M	7.26%
2	ISHARES TR	464287879	241,730	$22.1M	5.06%
3	ISHARES TR	464287408	149,950	$21.8M	4.99%
4	ISHARES TR	464287705	199,577	$20.1M	4.61%
5	ISHARES TR	46432F834	288,428	$16.7M	3.83%
6	SCHWAB STRATEGIC TR	808524805	504,763	$16.3M	3.73%
7	VANGUARD INDEX FDS	922908611	87,518	$13.9M	3.19%
8	VANGUARD INDEX FDS	922908512	96,131	$13.0M	2.98%
9	SCHWAB STRATEGIC TR	808524862	258,041	$12.4M	2.85%
10	SCHWAB STRATEGIC TR	808524409	188,041	$12.4M	2.85%
11	VANGUARD SCOTTSDALE FDS	92206C599	70,811	$12.2M	2.79%
12	SPDR S&P 500 ETF TR	SPY	25,188	$9.7M	2.22%
13	ISHARES TR	464287200	23,522	$9.0M	2.07%
14	INVESCO EXCHANGE TRADED FD T	IVZ	56,484	$8.8M	2.01%
15	ISHARES TR	46434V282	162,007	$6.3M	1.45%
16	ISHARES TR	464287457	76,474	$6.2M	1.42%
17	ISHARES TR	464287804	55,529	$5.3M	1.21%
18	SCHWAB STRATEGIC TR	808524797	68,250	$5.2M	1.18%
19	INVESCO QQQ TR	IVZ	18,798	$5.0M	1.15%
20	SCHWAB STRATEGIC TR	808524839	99,561	$4.5M	1.04%
21	ISHARES TR	46434V613	94,471	$4.2M	0.97%
22	DBX ETF TR	233051200	129,634	$4.2M	0.96%
23	ABRDN SILVER ETF TRUST	SIVR	181,649	$4.2M	0.96%
24	ISHARES TR	46429B697	54,725	$3.9M	0.90%
25	ISHARES TR	464288877	78,813	$3.6M	0.83%
26	VICTORY PORTFOLIOS II	92647N824	52,169	$3.2M	0.74%
27	WALMART INC	WMT	22,715	$3.2M	0.74%
28	ISHARES TR	46435G425	37,373	$3.2M	0.73%
29	ISHARES TR	464288414	29,021	$3.1M	0.70%
30	ISHARES TR	464287440	31,931	$3.1M	0.70%
31	ISHARES INC	464286533	57,017	$3.0M	0.69%
32	ISHARES TR	46434V621	57,884	$2.9M	0.66%
33	ISHARES TR	46432F842	46,069	$2.8M	0.65%
34	INNOVATOR ETFS TR	INHD	95,867	$2.7M	0.63%
35	VANGUARD INDEX FDS	922908363	7,549	$2.7M	0.61%
36	VANGUARD INDEX FDS	922908744	18,849	$2.6M	0.61%
37	INNOVATOR ETFS TR	INHD	85,343	$2.6M	0.59%
38	APPLE INC	AAPL	19,496	$2.5M	0.58%
39	INNOVATOR ETFS TR	INHD	78,143	$2.4M	0.54%
40	VANGUARD MALVERN FDS	922020805	50,237	$2.3M	0.54%
41	VANGUARD INDEX FDS	922908553	27,268	$2.2M	0.52%
42	ISHARES TR	464287606	31,570	$2.2M	0.49%
43	VANGUARD SCOTTSDALE FDS	92206C409	27,247	$2.0M	0.47%
44	ISHARES TR	464287309	33,147	$1.9M	0.44%
45	ISHARES TR	464287887	17,574	$1.9M	0.44%
46	SELECT SECTOR SPDR TR	81369Y506	20,760	$1.8M	0.42%
47	INNOVATOR ETFS TR	INHD	67,800	$1.8M	0.41%
48	ISHARES TR	464287176	16,692	$1.8M	0.41%
49	ISHARES TR	46435G474	69,961	$1.7M	0.39%
50	ISHARES TR	46429B267	75,536	$1.7M	0.39%
51	CHEVRON CORP NEW	CVX	9,506	$1.7M	0.39%
52	SCHWAB STRATEGIC TR	808524300	30,224	$1.7M	0.39%
53	PROSHARES TR	74347X831	92,564	$1.6M	0.37%
54	ISHARES TR	464287226	16,188	$1.6M	0.36%
55	SPDR SER TR	78464A201	21,283	$1.5M	0.35%
56	ISHARES TR	46432F396	10,316	$1.5M	0.35%
57	VANGUARD INDEX FDS	922908751	7,915	$1.5M	0.33%
58	INNOVATOR ETFS TR	INHD	57,775	$1.4M	0.33%
59	AMAZON COM INC	AMZN	16,641	$1.4M	0.32%
60	ABRDN GOLD ETF TRUST	00326A104	76,770	$1.3M	0.31%
61	ISHARES TR	464287150	15,389	$1.3M	0.30%
62	VANGUARD INDEX FDS	922908736	6,087	$1.3M	0.30%
63	SPDR SER TR	78464A821	19,838	$1.3M	0.30%
64	SPDR SER TR	78464A284	25,230	$1.2M	0.28%
65	ALPS ETF TR	00162Q452	32,324	$1.2M	0.28%
66	VANGUARD MUN BD FDS	922907746	24,668	$1.2M	0.28%
67	INNOVATOR ETFS TR	INHD	33,850	$1.2M	0.27%
68	INVESCO EXCHANGE TRADED FD T	IVZ	26,620	$1.2M	0.27%
69	FIRST TR EXCHNG TRADED FD VI	33740F615	37,050	$1.1M	0.26%
70	ISHARES TR	46429B747	11,501	$1.1M	0.26%
71	VANGUARD INTL EQUITY INDEX F	922042858	27,622	$1.1M	0.25%
72	EXXON MOBIL CORP	XOM	9,726	$1.1M	0.25%
73	AT&T INC	T-PC	57,087	$1.1M	0.24%
74	ISHARES TR	464288885	12,445	$1.0M	0.24%
75	ISHARES TR	464288208	17,701	$1.0M	0.24%
76	SELECT SECTOR SPDR TR	81369Y803	8,319	$1.0M	0.24%
77	BERKSHIRE HATHAWAY INC DEL	BRK-A	3,333	$1.0M	0.24%
78	VANGUARD BD INDEX FDS	921937835	14,242	$1.0M	0.23%
79	VANGUARD TAX-MANAGED FDS	921943858	23,513	$986,826	0.23%
80	INVESCO EXCHANGE TRADED FD T	IVZ	6,705	$947,062	0.22%
81	SPDR SER TR	78464A763	7,502	$938,593	0.22%
82	SCHWAB STRATEGIC TR	808524201	20,106	$907,802	0.21%
83	ISHARES TR	464288588	9,642	$894,296	0.21%
84	SPDR SER TR	78464A359	13,475	$866,986	0.20%
85	SPDR DOW JONES INDL AVERAGE	78467X109	2,572	$854,070	0.20%
86	SPDR GOLD TR	GLD	4,974	$843,789	0.19%
87	ARROWHEAD PHARMACEUTICALS IN	ARWR	20,626	$836,591	0.19%
88	ISHARES TR	464287598	5,395	$818,152	0.19%
89	VANGUARD CHARLOTTE FDS	92203J407	16,748	$794,345	0.18%
90	SPDR SER TR	78464A292	23,805	$781,280	0.18%
91	HOME DEPOT INC	HD	2,462	$777,647	0.18%
92	SIMPLIFY EXCHANGE TRADED FUN	82889N202	31,176	$756,012	0.17%
93	VANGUARD INDEX FDS	922908769	3,942	$753,681	0.17%
94	MICROSOFT CORP	MSFT	3,052	$731,925	0.17%
95	ISHARES TR	464287630	5,258	$729,164	0.17%
96	ISHARES SILVER TR	SLV	32,400	$713,448	0.16%
97	ISHARES TR	464288646	14,293	$712,077	0.16%
98	VANGUARD ADMIRAL FDS INC	921932703	5,030	$704,474	0.16%
99	ENERGY TRANSFER L P	ET-PI	58,917	$699,345	0.16%
100	ETF SER SOLUTIONS	26922B105	28,191	$693,497	0.16%
101	ISHARES TR	464288653	6,184	$668,985	0.15%
102	VANGUARD INDEX FDS	922908538	3,703	$665,651	0.15%
103	ISHARES TR	464287796	13,750	$639,227	0.15%
104	VANGUARD SCOTTSDALE FDS	92206C730	3,632	$632,912	0.15%
105	DANAHER CORPORATION	235851102	2,375	$630,966	0.14%
106	TIDAL ETF TR	886364884	6,689	$620,441	0.14%
107	FIRST TR EXCHANGE-TRADED FD	33738R605	13,310	$619,580	0.14%
108	ISHARES TR	46436E619	14,675	$619,284	0.14%
109	VANGUARD BD INDEX FDS	921937819	8,200	$609,388	0.14%
110	VANGUARD BD INDEX FDS	921937827	8,087	$608,781	0.14%
111	ISHARES INC	46434G863	19,865	$597,337	0.14%
112	ISHARES U S ETF TR	46431W507	12,030	$592,738	0.14%
113	PROSHARES TR	74347X823	10,179	$577,149	0.13%
114	VANGUARD INDEX FDS	922908629	2,825	$575,767	0.13%
115	ISHARES TR	46432F859	12,363	$574,154	0.13%
116	SOUTHWEST AIRLS CO	844741108	16,929	$569,999	0.13%
117	VANGUARD INDEX FDS	922908595	2,802	$561,913	0.13%
118	VANGUARD WORLD FD	921910873	4,100	$542,840	0.12%
119	ISHARES U S ETF TR	46431W853	19,253	$542,742	0.12%
120	ISHARES GOLD TR	IAU	15,507	$536,387	0.12%
121	JANUS DETROIT STR TR	47103U886	11,242	$532,883	0.12%
122	PROSHARES TR	74348A467	5,879	$529,051	0.12%
123	SUN CMNTYS INC	866674104	3,656	$526,025	0.12%
124	ACCENTURE PLC IRELAND	ACN	1,929	$514,734	0.12%
125	VANGUARD WORLD FDS	92204A504	2,066	$512,366	0.12%
126	INVESCO EXCHANGE TRADED FD T	IVZ	6,357	$498,389	0.11%
127	INVESCO EXCHANGE TRADED FD T	IVZ	5,966	$492,792	0.11%
128	INNOVATOR ETFS TR	INHD	16,520	$490,809	0.11%
129	TESLA INC	TSLA	3,916	$482,373	0.11%
130	ISHARES TR	464288570	6,707	$481,514	0.11%
131	ISHARES TR	464287614	2,213	$474,113	0.11%
132	SHERWIN WILLIAMS CO	SHW	1,985	$471,100	0.11%
133	FIDELITY COVINGTON TRUST	316092865	10,325	$470,617	0.11%
134	VANGUARD WHITEHALL FDS	921946885	7,680	$468,339	0.11%
135	INVESCO EXCHANGE TRADED FD T	IVZ	10,110	$462,431	0.11%
136	ISHARES TR	464288679	4,194	$461,035	0.11%
137	FIRST TR EXCHANGE TRADED FD	33734X119	7,301	$458,274	0.11%
138	SCHWAB STRATEGIC TR	808524607	11,286	$457,186	0.10%
139	SELECT SECTOR SPDR TR	81369Y886	6,282	$442,914	0.10%
140	ISHARES TR	46434V407	10,640	$435,070	0.10%
141	FIRST TR EXCHANGE TRADED FD	33734X135	10,608	$434,502	0.10%
142	ISHARES TR	464287499	6,428	$433,554	0.10%
143	ISHARES TR	46429B655	8,589	$432,277	0.10%
144	INNOVATOR ETFS TR	INHD	14,395	$427,940	0.10%
145	ISHARES TR	464287721	5,605	$417,516	0.10%
146	ISHARES TR	464288851	4,478	$415,790	0.10%
147	AMGEN INC	AMGN	1,571	$412,607	0.09%
148	JPMORGAN CHASE & CO	VYLD	3,068	$411,440	0.09%
149	INVESCO EXCHANGE TRADED FD T	IVZ	1,485	$409,830	0.09%
150	ISHARES TR	464287622	1,888	$397,462	0.09%
151	ISHARES TR	46436E767	12,811	$392,771	0.09%
152	ISHARES TR	46435G516	5,939	$390,423	0.09%
153	MONTROSE ENVIRONMENTAL GROUP	MEG	8,722	$387,170	0.09%
154	VANGUARD WORLD FDS	92204A405	4,625	$382,636	0.09%
155	ISHARES TR	464287168	3,125	$376,875	0.09%
156	ISHARES TR	464287812	1,851	$375,387	0.09%
157	PROCTER AND GAMBLE CO	742718109	2,374	$359,755	0.08%
158	VISA INC	V	1,720	$357,347	0.08%
159	LOCKHEED MARTIN CORP	LMT	729	$354,651	0.08%
160	VANGUARD SCOTTSDALE FDS	92206C706	6,045	$353,512	0.08%
161	VANGUARD INDEX FDS	922908637	2,004	$349,032	0.08%
162	SELECT SECTOR SPDR TR	81369Y308	4,678	$348,714	0.08%
163	FIDELITY COVINGTON TRUST	316092303	7,782	$348,714	0.08%
164	FIDELITY COVINGTON TRUST	316092204	6,050	$342,919	0.08%
165	JOHNSON & JOHNSON	JNJ	1,941	$342,878	0.08%
166	VANECK ETF TRUST	92189F528	20,097	$339,237	0.08%
167	BLACKROCK MUNIYILD QULT FD I	BLK	29,009	$336,504	0.08%
168	VANGUARD STAR FDS	921909768	6,394	$330,698	0.08%
169	SPDR SER TR	78464A581	3,644	$327,590	0.08%
170	SCHWAB STRATEGIC TR	808524102	7,113	$318,723	0.07%
171	NVIDIA CORPORATION	NVDA	2,149	$314,086	0.07%
172	COCA COLA CO	KO	4,912	$312,452	0.07%
173	PROSHARES TR	74347X864	9,275	$303,942	0.07%
174	BLACKROCK ETF TRUST	BLK	7,129	$302,415	0.07%
175	VERIZON COMMUNICATIONS INC	VZ	7,532	$296,761	0.07%
176	ISHARES TR	464288638	5,956	$294,882	0.07%
177	FIDELITY COVINGTON TRUST	316092881	6,708	$292,784	0.07%
178	ISHARES TR	46435U663	8,793	$289,127	0.07%
179	VANGUARD SCOTTSDALE FDS	92206C102	4,931	$285,110	0.07%
180	ROYAL BK CDA SUSTAINABL	780087102	3,000	$282,060	0.06%
181	VANGUARD WORLD FD	921910816	1,634	$281,162	0.06%
182	ISHARES TR	46436E759	5,161	$280,062	0.06%
183	SCHLUMBERGER LTD	SLB	5,216	$279,734	0.06%
184	INNOVATOR ETFS TR	INHD	11,202	$278,049	0.06%
185	SPDR SER TR	78464A649	11,005	$276,556	0.06%
186	PIMCO DYNAMIC INCOME FD	72201Y101	14,760	$276,019	0.06%
187	LOOP MEDIA INC	54352F206	41,667	$275,836	0.06%
188	SPDR SER TR	78468R663	2,944	$269,288	0.06%
189	LUMEN TECHNOLOGIES INC	LUMN	50,313	$262,633	0.06%
190	WASTE MGMT INC DEL	94106L109	1,674	$262,617	0.06%
191	UNITEDHEALTH GROUP INC	UNH	486	$257,863	0.06%
192	ISHARES TR	464288760	2,304	$257,758	0.06%
193	ISHARES INC	46434G848	6,284	$257,654	0.06%
194	CION INVT CORP	17259U204	25,280	$253,306	0.06%
195	MPLX LP	MPLXP	7,700	$252,868	0.06%
196	VANGUARD BD INDEX FDS	921937793	3,476	$251,815	0.06%
197	ABRDN PLATINUM ETF TRUST	PPLT	2,528	$250,980	0.06%
198	VANGUARD ADMIRAL FDS INC	921932505	1,183	$249,542	0.06%
199	INTERNATIONAL BUSINESS MACHS	INTR	1,752	$246,833	0.06%
200	TARGET CORP	TGT	1,644	$244,978	0.06%
201	VANGUARD INTL EQUITY INDEX F	922042742	2,832	$244,090	0.06%
202	VANGUARD WHITEHALL FDS	921946810	3,442	$239,647	0.05%
203	T-MOBILE US INC	TMUSZ	1,693	$237,020	0.05%
204	DIMENSIONAL ETF TRUST	25434V401	5,657	$235,390	0.05%
205	ENBRIDGE INC	ENNPF	5,998	$234,522	0.05%
206	JANUS DETROIT STR TR	47103U845	4,758	$234,379	0.05%
207	ALPHABET INC	GOOG	2,628	$231,868	0.05%
208	INNOVATOR ETFS TR	INHD	7,578	$229,475	0.05%
209	SPDR SER TR	78468R200	7,422	$225,555	0.05%
210	FIDELITY COVINGTON TRUST	316092600	3,522	$225,366	0.05%
211	STARBUCKS CORP	SBUX	2,260	$224,192	0.05%
212	FIRST TR EXCH TRADED FD III	33739N108	4,425	$221,737	0.05%
213	ORACLE CORP	ORCL-PD	2,704	$221,025	0.05%
214	MERCK & CO INC	MRK	1,974	$220,456	0.05%
215	LILLY ELI & CO	LLY	596	$218,165	0.05%
216	EVERGY INC	EVRG	3,449	$217,045	0.05%
217	CHIPOTLE MEXICAN GRILL INC	CMG	156	$216,448	0.05%
218	ISHARES TR	46435G193	9,489	$211,577	0.05%
219	ISHARES TR	464287473	2,006	$211,319	0.05%
220	ISHARES TR	464287291	4,704	$210,862	0.05%
221	USA COMPRESSION PARTNERS LP	USAC	10,750	$209,948	0.05%
222	AIRBNB INC	ABNB	2,444	$208,962	0.05%
223	ISHARES TR	46435U549	4,461	$208,524	0.05%
224	VANECK ETF TRUST	92189F437	7,643	$206,521	0.05%
225	VANGUARD INTL EQUITY INDEX F	922042718	2,008	$206,442	0.05%
226	STRATEGY SHS	STRD	8,474	$206,296	0.05%
227	VANGUARD SCOTTSDALE FDS	92206C870	2,623	$203,309	0.05%
228	NUVEEN CA QUALTY MUN INCOME	NU	17,848	$197,577	0.05%
229	PLAINS ALL AMERN PIPELINE L	726503105	15,000	$176,400	0.04%
230	NUVEEN CALIFORNIA AMT QLT MU	NU	13,155	$161,806	0.04%
231	NUTEX HEALTH INC	NUTX	72,981	$138,664	0.03%
232	BLACKROCK MUNIHLDNGS CALI QL	BLK	12,497	$134,218	0.03%
233	RITHM CAPITAL CORP	RITM-PF	14,900	$125,458	0.03%
234	FORD MTR CO DEL	345370860	10,279	$119,548	0.03%
235	SUNCOKE ENERGY INC	SXC	10,000	$87,628	0.02%
236	ORIC PHARMACEUTICALS INC	ORIC	10,700	$63,023	0.01%
237	KEMPHARM INC	ZVRA	11,000	$50,490	0.01%
238	PITNEY BOWES INC	PBI-PB	10,000	$38,000	0.01%
239	ENGINE GAMING AND MEDIA INC	29287W102	15,000	$14,700	0.00%