13F HOLDINGS REPORT
Lion Point Capital, LP
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001013594-23-000924
Total Value
$224.4M
Positions
31
Other Managers
0
Confidential Omitted
No
Holdings (31)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SEMTECH CORP | SMTC | 2,500,000 | $64.4M | 28.68% |
| 2 | SEMTECH CORP | SMTC | 2,452,855 | $63.2M | 28.14% |
| 3 | ISHARES TR | 464287655 | 165,000 | $29.2M | 12.99% |
| 4 | SPDR S&P 500 ETF TRUST | SPY | 50,000 | $21.4M | 9.52% |
| 5 | MARINUS PHARMACEUTICALS INC | 56854Q200 | 2,145,337 | $17.3M | 7.70% |
| 6 | ARDELYX INC | ARDX | 1,176,667 | $4.8M | 2.14% |
| 7 | BURGERFI INTERNATIONAL INC | 12122L101 | 2,745,938 | $3.2M | 1.42% |
| 8 | BATTALION OIL CORPORATION | BATL | 380,891 | $2.4M | 1.05% |
| 9 | KINIKSA PHARMACEUTICALS LTD | KNSA | 130,691 | $2.3M | 1.01% |
| 10 | INSMED INC | INSM | 70,335 | $1.8M | 0.79% |
| 11 | SERES THERAPEUTICS INC | MCRB | 691,803 | $1.6M | 0.73% |
| 12 | BLUEBIRD BIO INC | 09609G100 | 531,256 | $1.6M | 0.72% |
| 13 | MILESTONE PHARMACEUTICALS IN | MIST | 450,207 | $1.4M | 0.62% |
| 14 | CYMABAY THERAPEUTICS INC | 23257D103 | 82,425 | $1.2M | 0.55% |
| 15 | DURECT CORP | 266605500 | 427,455 | $1.1M | 0.47% |
| 16 | MIRUM PHARMACEUTICALS INC | MIRM | 27,000 | $853,200 | 0.38% |
| 17 | FENNEC PHARMACEUTICALS INC | FENC | 110,000 | $826,100 | 0.37% |
| 18 | AVADEL PHARMACEUTICALS PLC | 05337M104 | 80,000 | $824,000 | 0.37% |
| 19 | ACLARIS THERAPEUTICS INC | ACRS | 115,898 | $793,901 | 0.35% |
| 20 | TRAVERE THERAPEUTICS INC | TVTX | 78,000 | $697,320 | 0.31% |
| 21 | HUMACYTE INC | HUMAW | 235,000 | $688,550 | 0.31% |
| 22 | TRAVERE THERAPEUTICS INC | TVTX | 1,000,000 | $647,930 | 0.29% |
| 23 | REPLIMUNE GROUP INC | REPL | 35,000 | $598,850 | 0.27% |
| 24 | SYNDAX PHARMACEUTICALS INC | SNDX | 34,500 | $500,940 | 0.22% |
| 25 | AADI BIOSCIENCE INC | WHWK | 82,423 | $398,927 | 0.18% |
| 26 | HARPOON THERAPEUTICS INC | 41358P205 | 82,458 | $332,306 | 0.15% |
| 27 | LUMOS PHARMA INC | 55028X109 | 90,794 | $299,620 | 0.13% |
| 28 | BURGERFI INTERNATIONAL INC | 12122L119 | 2,083,438 | $235,428 | 0.10% |
| 29 | MICROSOFT CORP | MSFT | 100 | $31,575 | 0.01% |
| 30 | ALPHABET INC | GOOG | 100 | $13,185 | 0.01% |
| 31 | CHEVRON CORP NEW | CVX | 46 | $7,757 | 0.00% |