13F HOLDINGS REPORT
DCF Advisers, LLC
Quarter ended Q4 2023 · Filed November 13, 2023 · Accession 0001013594-23-000907
Total Value
$183.6M
Positions
96
Other Managers
0
Confidential Omitted
No
Holdings (96)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | INVESCO QQQ TR | IVZ | 68,500 | $24.5M | 13.37% |
| 2 | MICRON TECHNOLOGY INC | MU | 163,000 | $11.1M | 6.04% |
| 3 | ARGENX SE | ARGX | 22,000 | $10.8M | 5.89% |
| 4 | ALPHABET INC | GOOG | 70,150 | $9.2M | 5.04% |
| 5 | REGENERON PHARMACEUTICALS | REGN | 10,875 | $8.9M | 4.88% |
| 6 | ABBVIE INC | ABBV | 44,500 | $6.6M | 3.61% |
| 7 | INTRA-CELLULAR THERAPIES INC | 46116X101 | 107,157 | $5.6M | 3.04% |
| 8 | ENERGY TRANSFER L P | ET-PI | 373,000 | $5.2M | 2.85% |
| 9 | XENCOR INC | XNCR | 246,300 | $5.0M | 2.70% |
| 10 | ORACLE CORP | ORCL-PD | 42,500 | $4.5M | 2.45% |
| 11 | ADVANCED MICRO DEVICES INC | AMD | 40,700 | $4.2M | 2.28% |
| 12 | ELI LILLY & CO | LLY | 7,500 | $4.0M | 2.19% |
| 13 | PROTHENA CORP PLC | PRTA | 82,950 | $4.0M | 2.18% |
| 14 | SPDR GOLD TR | GLD | 21,500 | $3.7M | 2.01% |
| 15 | BANK AMERICA CORP | 060505104 | 129,500 | $3.5M | 1.93% |
| 16 | ISHARES GOLD TR | IAU | 100,000 | $3.5M | 1.91% |
| 17 | INCYTE CORP | INCY | 44,500 | $2.6M | 1.40% |
| 18 | APPLE INC | AAPL | 14,750 | $2.5M | 1.38% |
| 19 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 42,600 | $2.5M | 1.35% |
| 20 | SEAGEN INC | SE | 11,000 | $2.3M | 1.27% |
| 21 | AMGEN INC | AMGN | 8,400 | $2.3M | 1.23% |
| 22 | ALIBABA GROUP HLDG LTD | BBAAY | 25,000 | $2.2M | 1.18% |
| 23 | AT&T INC | T-PC | 142,500 | $2.1M | 1.17% |
| 24 | SPDR S&P 500 ETF TR | SPY | 5,000 | $2.1M | 1.16% |
| 25 | NUVEEN CR STRATEGIES INCOME | NU | 420,000 | $2.1M | 1.16% |
| 26 | ZIMMER BIOMET HOLDINGS INC | ZBH | 18,397 | $2.1M | 1.12% |
| 27 | ISHARES TR | 464287655 | 11,500 | $2.0M | 1.11% |
| 28 | TURNING PT BRANDS INC | 90041L105 | 83,500 | $1.9M | 1.05% |
| 29 | ABRDN TOTAL DYNAMIC DIVIDEND | AOD | 253,500 | $1.9M | 1.04% |
| 30 | ALIBABA GROUP HLDG LTD | BBAAY | 21,300 | $1.8M | 1.01% |
| 31 | SPDR GOLD TR | GLD | 10,500 | $1.8M | 0.98% |
| 32 | VANECK ETF TRUST | 92189F791 | 50,000 | $1.6M | 0.88% |
| 33 | ESPERION THERAPEUTICS INC NE | ESPR | 3,050,000 | $1.6M | 0.86% |
| 34 | GENERAL MTRS CO | 37045V100 | 44,000 | $1.5M | 0.79% |
| 35 | PFIZER INC | PFE | 38,500 | $1.3M | 0.70% |
| 36 | FORD MTR CO DEL | 345370860 | 100,000 | $1.2M | 0.68% |
| 37 | CISCO SYS INC | CSCO | 22,500 | $1.2M | 0.66% |
| 38 | REGENERON PHARMACEUTICALS | REGN | 1,400 | $1.2M | 0.63% |
| 39 | ORACLE CORP | ORCL-PD | 10,000 | $1.1M | 0.58% |
| 40 | ISHARES SILVER TR | SLV | 50,000 | $1.0M | 0.55% |
| 41 | O-I GLASS INC | OI | 59,250 | $991,253 | 0.54% |
| 42 | SPDR SER TR | 78464A870 | 13,500 | $985,770 | 0.54% |
| 43 | MARVELL TECHNOLOGY INC | MRVL | 17,500 | $947,275 | 0.52% |
| 44 | QUALCOM INC | QCOM | 8,500 | $944,010 | 0.51% |
| 45 | LIFECORE BIOMEDICAL INC | LFCR | 120,754 | $911,089 | 0.50% |
| 46 | LENSAR INC | LNSR | 282,536 | $873,036 | 0.48% |
| 47 | INTEL CORP | INTC | 23,500 | $835,425 | 0.46% |
| 48 | BURFORD CAP LTD | BUR | 59,000 | $826,000 | 0.45% |
| 49 | AMGEN INC | AMGN | 3,000 | $806,280 | 0.44% |
| 50 | PAYPAL HLDGS INC | PYPL | 13,500 | $789,210 | 0.43% |
| 51 | EA SERIES TRUST | 02072L565 | 7,500 | $777,600 | 0.42% |
| 52 | SRH TOTAL RETURN FUND INC | STEW | 59,000 | $765,820 | 0.42% |
| 53 | BARRICK GOLD CORP | 067901108 | 52,500 | $763,875 | 0.42% |
| 54 | RTX CORPORATION | RTX | 10,000 | $719,700 | 0.39% |
| 55 | PAN AMERN SILVER CORP | 697900108 | 45,000 | $651,600 | 0.35% |
| 56 | NOKIA CORP | NOKBF | 171,500 | $641,410 | 0.35% |
| 57 | AMAZON COM INC | AMZN | 5,000 | $635,600 | 0.35% |
| 58 | MICRON TECHNOLOGY INC | MU | 9,000 | $612,270 | 0.33% |
| 59 | META PLATFORMS INC | META | 2,000 | $600,420 | 0.33% |
| 60 | APPLE INC | AAPL | 3,500 | $599,235 | 0.33% |
| 61 | QUALCOM INC | QCOM | 5,000 | $555,300 | 0.30% |
| 62 | WOLFSPEED INC | WOLF | 14,000 | $533,400 | 0.29% |
| 63 | SANOFI | SNYNF | 9,900 | $531,036 | 0.29% |
| 64 | EVOTEC AG | 30050E105 | 49,047 | $484,094 | 0.26% |
| 65 | ISHARES TR | 464287234 | 12,500 | $474,375 | 0.26% |
| 66 | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 44,500 | $453,900 | 0.25% |
| 67 | TURNING PT BRANDS INC | 90041LAE5 | 400,000 | $385,000 | 0.21% |
| 68 | BOEING CO | BA-PA | 2,000 | $383,360 | 0.21% |
| 69 | ALNYLAM PHARMACEUTICALS INC | ALNY | 1,800 | $318,780 | 0.17% |
| 70 | MICROSOFT CORP | MSFT | 1,000 | $315,750 | 0.17% |
| 71 | LAM RESEARCH CORP | LRCX | 500 | $313,385 | 0.17% |
| 72 | ALTIMMUNE INC | ALT | 119,975 | $311,935 | 0.17% |
| 73 | SPOTIFY TECHNOLOGY S A | SPOT | 2,000 | $309,280 | 0.17% |
| 74 | ADVANCED MICRO DEVICES INC | AMD | 3,000 | $308,460 | 0.17% |
| 75 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 5,250 | $304,710 | 0.17% |
| 76 | REVANCE THERAPEUTICS INC | 761330109 | 26,500 | $303,955 | 0.17% |
| 77 | CITIGROUP INC | C-PR | 7,250 | $298,193 | 0.16% |
| 78 | VANECK ETF TRUST | 92189F106 | 10,500 | $282,555 | 0.15% |
| 79 | INTEL CORP | INTC | 7,500 | $266,625 | 0.15% |
| 80 | ALTIMMUNE INC | ALT | 99,000 | $257,400 | 0.14% |
| 81 | JOHNSON & JOHNSON | JNJ | 1,500 | $233,625 | 0.13% |
| 82 | BRISTOL-MYERS SQUIBB CO | CELG-RI | 4,000 | $232,160 | 0.13% |
| 83 | VIRIDIAN THERAPEUTICS INC | VRDN | 13,500 | $207,090 | 0.11% |
| 84 | AIR T INC | AIRTP | 9,135 | $204,167 | 0.11% |
| 85 | IMMUNOGEN INC | 45253H101 | 12,850 | $203,930 | 0.11% |
| 86 | PARAMOUNT GLOBAL | 92556H206 | 12,500 | $161,250 | 0.09% |
| 87 | WOLFSPEED INC | WOLF | 4,000 | $152,400 | 0.08% |
| 88 | OVID THERAPEUTICS INC | OVID | 30,430 | $116,851 | 0.06% |
| 89 | UNITED STS NAT GAS FD LP | UNTCW | 15,000 | $102,450 | 0.06% |
| 90 | LINEAGE CELL THERAPEUTICS IN | 53566P109 | 82,751 | $97,646 | 0.05% |
| 91 | VIR BIOTECHNOLOGY INC | VIR | 10,000 | $93,700 | 0.05% |
| 92 | IMPEL PHARMACEUTICALS INC | 45258K109 | 178,500 | $76,755 | 0.04% |
| 93 | MICRON TECHNOLOGY INC | MU | 1,000 | $68,030 | 0.04% |
| 94 | KIRKLANDS INC | 497498105 | 35,235 | $60,604 | 0.03% |
| 95 | EQUILLIUM INC | EQ | 69,871 | $51,705 | 0.03% |
| 96 | AMARIN CORP PLC | AMRN | 14,100 | $12,972 | 0.01% |