13F HOLDINGS REPORT
Lion Point Capital, LP
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001013594-23-000689
Total Value
$221.3M
Positions
30
Other Managers
0
Confidential Omitted
No
Holdings (30)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SEMTECH CORP | SMTC | 2,500,000 | $63.6M | 28.76% |
| 2 | SEMTECH CORP | SMTC | 2,452,855 | $62.4M | 28.22% |
| 3 | MARINUS PHARMACEUTICALS INC | 56854Q200 | 2,257,521 | $24.5M | 11.08% |
| 4 | SPDR S&P 500 ETF TR | SPY | 50,000 | $22.2M | 10.02% |
| 5 | CHORD ENERGY CORPORATION | CHRD | 102,403 | $15.7M | 7.12% |
| 6 | ARDELYX INC | ARDX | 1,526,667 | $5.2M | 2.34% |
| 7 | BURGERFI INTERNATIONAL INC | 12122L101 | 2,745,938 | $4.3M | 1.95% |
| 8 | SERES THERAPEUTICS INC | MCRB | 691,803 | $3.3M | 1.50% |
| 9 | DURECT CORP | 266605500 | 601,664 | $3.0M | 1.35% |
| 10 | BATTALION OIL CORP | BATL | 380,891 | $2.2M | 0.98% |
| 11 | KINIKSA PHARMACEUTICALS LTD | KNSA | 130,691 | $1.8M | 0.83% |
| 12 | BLUEBIRD BIO INC | 09609G100 | 531,256 | $1.7M | 0.79% |
| 13 | MILESTONE PHARMACEUTICALS IN | MIST | 450,207 | $1.3M | 0.58% |
| 14 | ACLARIS THERAPEUTICS INC | ACRS | 109,898 | $1.1M | 0.51% |
| 15 | 2SEVENTY BIO INC | 901384107 | 111,667 | $1.1M | 0.51% |
| 16 | CYMABAY THERAPEUTICS INC | 23257D103 | 99,425 | $1.1M | 0.49% |
| 17 | INSMED INC | INSM | 50,335 | $1.1M | 0.48% |
| 18 | FENNEC PHARMACEUTICALS INC | FENC | 110,000 | $971,300 | 0.44% |
| 19 | HORIZON THERAPEUTICS PUB L | G46188101 | 7,400 | $761,090 | 0.34% |
| 20 | SYNDAX PHARMACEUTICALS INC | SNDX | 34,500 | $722,085 | 0.33% |
| 21 | MIRUM PHARMACEUTICALS INC | MIRM | 27,000 | $698,490 | 0.32% |
| 22 | AADI BIOSCIENCE INC | WHWK | 82,423 | $563,773 | 0.25% |
| 23 | MERSANA THERAPEUTICS INC | 59045L106 | 146,000 | $480,340 | 0.22% |
| 24 | ORIGIN MATERIALS INC | ORGNW | 100,000 | $426,000 | 0.19% |
| 25 | HARPOON THERAPEUTICS INC | 41358P106 | 456,514 | $324,125 | 0.15% |
| 26 | BURGERFI INTERNATIONAL INC | 12122L119 | 2,083,438 | $265,638 | 0.12% |
| 27 | LUMOS PHARMA INC | 55028X109 | 78,351 | $258,558 | 0.12% |
| 28 | MICROSOFT CORP | MSFT | 100 | $34,054 | 0.02% |
| 29 | ALPHABET INC | GOOG | 100 | $12,097 | 0.01% |
| 30 | PDC ENERGY INC | 69327R101 | 100 | $7,114 | 0.00% |