13F HOLDINGS REPORT
DCF Advisers, LLC
Quarter ended Q3 2023 · Filed August 9, 2023 · Accession 0001013594-23-000649
Total Value
$189.3M
Positions
89
Other Managers
0
Confidential Omitted
No
Holdings (89)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | SPY | 80,500 | $35.7M | 18.85% |
| 2 | MICRON TECHNOLOGY INC | MU | 159,500 | $10.1M | 5.32% |
| 3 | ARGENX SE | ARGX | 25,700 | $10.0M | 5.29% |
| 4 | ALPHABET INC | GOOG | 71,650 | $8.7M | 4.58% |
| 5 | REGENERON PHARMACEUTICALS | REGN | 11,175 | $8.0M | 4.24% |
| 6 | INTRA-CELLULAR THERAPIES INC | 46116X101 | 107,157 | $6.8M | 3.58% |
| 7 | ABBVIE INC | ABBV | 47,550 | $6.4M | 3.38% |
| 8 | PROTHENA CORP PLC | PRTA | 84,750 | $5.8M | 3.06% |
| 9 | XENCOR INC | XNCR | 215,000 | $5.4M | 2.84% |
| 10 | ORACLE CORP | ORCL-PD | 43,000 | $5.1M | 2.71% |
| 11 | ENERGY TRANSFER L P | ET-PI | 377,000 | $4.8M | 2.53% |
| 12 | BANK AMERICA CORP | 060505104 | 137,250 | $3.9M | 2.08% |
| 13 | SPDR GOLD TR | GLD | 21,500 | $3.8M | 2.02% |
| 14 | AMGEN INC | AMGN | 16,875 | $3.7M | 1.98% |
| 15 | ISHARES GOLD TR | IAU | 100,000 | $3.6M | 1.92% |
| 16 | LILLY ELI & CO | LLY | 7,500 | $3.5M | 1.86% |
| 17 | ADVANCED MICRO DEVICES INC | AMD | 30,500 | $3.5M | 1.84% |
| 18 | APPLE INC | AAPL | 14,750 | $2.9M | 1.51% |
| 19 | ZIMMER BIOMET HOLDINGS INC | ZBH | 18,397 | $2.7M | 1.42% |
| 20 | SPDR GOLD TR | GLD | 14,500 | $2.6M | 1.37% |
| 21 | INCYTE CORP | INCY | 40,500 | $2.5M | 1.33% |
| 22 | SEAGEN INC | SE | 11,650 | $2.2M | 1.18% |
| 23 | ABERDEEN TOTAL DYNAMIC DIVD | AOD | 253,500 | $2.1M | 1.11% |
| 24 | AT&T INC | T-PC | 127,500 | $2.0M | 1.07% |
| 25 | TURNING PT BRANDS INC | 90041L105 | 83,500 | $2.0M | 1.06% |
| 26 | NUVEEN CR STRATEGIES INCOME | NU | 390,000 | $2.0M | 1.04% |
| 27 | VANECK ETF TRUST | 92189F791 | 50,000 | $1.8M | 0.94% |
| 28 | GENERAL MTRS CO | 37045V100 | 44,000 | $1.7M | 0.90% |
| 29 | ESPERION THERAPEUTICS INC NE | ESPR | 3,050,000 | $1.5M | 0.81% |
| 30 | ALIBABA GROUP HLDG LTD | BBAAY | 17,750 | $1.5M | 0.78% |
| 31 | PFIZER INC | PFE | 40,250 | $1.5M | 0.78% |
| 32 | VIR BIOTECHNOLOGY INC | VIR | 55,000 | $1.3M | 0.71% |
| 33 | FORD MTR CO DEL | 345370860 | 85,000 | $1.3M | 0.68% |
| 34 | LENSAR INC | LNSR | 289,814 | $1.2M | 0.65% |
| 35 | VIR BIOTECHNOLOGY INC | VIR | 50,100 | $1.2M | 0.65% |
| 36 | MARVELL TECHNOLOGY INC | MRVL | 20,000 | $1.2M | 0.63% |
| 37 | CISCO SYS INC | CSCO | 22,500 | $1.2M | 0.61% |
| 38 | ISHARES SILVER TR | SLV | 50,000 | $1.0M | 0.55% |
| 39 | JOHNSON & JOHNSON | JNJ | 6,113 | $1.0M | 0.53% |
| 40 | BARRICK GOLD CORP | 067901108 | 52,500 | $888,825 | 0.47% |
| 41 | AMGEN INC | AMGN | 4,000 | $888,080 | 0.47% |
| 42 | VIR BIOTECHNOLOGY INC | VIR | 34,500 | $846,285 | 0.45% |
| 43 | LIFECORE BIOMEDICAL INC | LFCR | 87,500 | $846,125 | 0.45% |
| 44 | QUALCOM INC | QCOM | 7,000 | $833,280 | 0.44% |
| 45 | SRH TOTAL RETURN FUND INC | STEW | 59,000 | $783,520 | 0.41% |
| 46 | O-I GLASS INC | OI | 35,000 | $746,550 | 0.39% |
| 47 | MICRON TECHNOLOGY INC | MU | 11,500 | $725,765 | 0.38% |
| 48 | NOKIA CORP | NOKBF | 171,500 | $713,440 | 0.38% |
| 49 | PAN AMERN SILVER CORP | 697900108 | 45,000 | $656,100 | 0.35% |
| 50 | AMAZON COM INC | AMZN | 5,000 | $651,800 | 0.34% |
| 51 | PALO ALTO NETWORKS INC | PANW | 2,500 | $638,775 | 0.34% |
| 52 | META PLATFORMS INC | META | 2,200 | $631,356 | 0.33% |
| 53 | ISHARES TR | 464287655 | 3,300 | $617,991 | 0.33% |
| 54 | INTEL CORP | INTC | 17,500 | $585,200 | 0.31% |
| 55 | BURFORD CAP LTD | BUR | 47,000 | $572,460 | 0.30% |
| 56 | MICRON TECHNOLOGY INC | MU | 8,500 | $536,435 | 0.28% |
| 57 | ORACLE CORP | ORCL-PD | 4,500 | $535,905 | 0.28% |
| 58 | SANOFI | SNYNF | 9,900 | $533,610 | 0.28% |
| 59 | BOEING CO | BA-PA | 2,500 | $527,900 | 0.28% |
| 60 | EOG RES INC | EOG | 4,550 | $520,702 | 0.28% |
| 61 | ISHARES TR | 464287234 | 12,500 | $494,500 | 0.26% |
| 62 | EVOTEC AG | 30050E105 | 42,738 | $482,939 | 0.26% |
| 63 | ALTIMMUNE INC | ALT | 134,000 | $473,020 | 0.25% |
| 64 | Viridian Therapeutics Inc | VRDN | 19,000 | $452,010 | 0.24% |
| 65 | ALTIMMUNE INC | ALT | 119,975 | $423,512 | 0.22% |
| 66 | WOLFSPEED INC | WOLF | 7,000 | $389,130 | 0.21% |
| 67 | IMPEL PHARMACEUTICALS INC | 45258K109 | 303,605 | $385,578 | 0.20% |
| 68 | DOCUSIGN INC | DOCU | 7,500 | $383,175 | 0.20% |
| 69 | TURNING PT BRANDS INC | 90041LAE5 | 400,000 | $381,000 | 0.20% |
| 70 | CITIGROUP INC | C-PR | 7,250 | $333,790 | 0.18% |
| 71 | ALIBABA GROUP HLDG LTD | BBAAY | 4,000 | $333,400 | 0.18% |
| 72 | LAM RESEARCH CORP | LRCX | 500 | $321,430 | 0.17% |
| 73 | SPOTIFY TECHNOLOGY S A | SPOT | 2,000 | $321,100 | 0.17% |
| 74 | VANECK ETF TRUST | 92189F106 | 10,500 | $316,155 | 0.17% |
| 75 | ALNYLAM PHARMACEUTICALS INC | ALNY | 1,600 | $303,904 | 0.16% |
| 76 | TEVA PHARMACEUTICAL INDS LTD | 881624209 | 39,000 | $293,670 | 0.16% |
| 77 | PAYPAL HOLDINGS INC | PYPL | 4,000 | $266,920 | 0.14% |
| 78 | AIR T INC | AIRTP | 9,135 | $229,289 | 0.12% |
| 79 | OVID THERAPEUTICS INC | OVID | 64,764 | $212,426 | 0.11% |
| 80 | PARAMOUNT GLOBAL | 92556H206 | 12,500 | $198,875 | 0.11% |
| 81 | IMMUNOGEN INC | 45253H101 | 10,350 | $195,305 | 0.10% |
| 82 | UNITED STS NAT GAS FD LP | UNTCW | 15,000 | $111,300 | 0.06% |
| 83 | WOLFSPEED INC | WOLF | 2,000 | $111,180 | 0.06% |
| 84 | EQUILLIUM INC | EQ | 111,623 | $83,717 | 0.04% |
| 85 | KIRKLANDS INC | 497498105 | 27,235 | $75,986 | 0.04% |
| 86 | AMARIN CORP PLC | AMRN | 25,000 | $29,750 | 0.02% |
| 87 | LIFECORE BIOMEDICAL INC | LFCR | 3,000 | $29,010 | 0.02% |
| 88 | BURFORD CAP LTD | BUR | 2,000 | $24,360 | 0.01% |
| 89 | LINEAGE CELL THERAPEUTICS IN | 53566P109 | 15,000 | $21,150 | 0.01% |