13F HOLDINGS REPORT
DCF Advisers, LLC
Quarter ended Q1 2023 · Filed February 13, 2023 · Accession 0001013594-23-000184
Total Value
$148.0M
Positions
67
Other Managers
0
Confidential Omitted
No
Holdings (67)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 ETF TR | SPY | 31,500 | $12.0M | 8.14% |
| 2 | ABBVIE INC | ABBV | 72,000 | $11.6M | 7.86% |
| 3 | ARGENX SE | ARGX | 25,000 | $9.5M | 6.40% |
| 4 | INTRA CELLULAR THERAPIES INC | 46116X101 | 156,250 | $8.3M | 5.59% |
| 5 | BK OF AMERICA CORP | 060505104 | 240,000 | $7.9M | 5.37% |
| 6 | REGENERON PHARMACEUTICALS | REGN | 10,900 | $7.9M | 5.31% |
| 7 | MICRON TECHNOLOGY INC | MU | 155,000 | $7.7M | 5.24% |
| 8 | ALPHABET INC | GOOG | 82,000 | $7.3M | 4.92% |
| 9 | XENCOR INC | XNCR | 205,973 | $5.4M | 3.62% |
| 10 | PROTHENA CORP PLC | PRTA | 74,100 | $4.5M | 3.02% |
| 11 | ENERGY TRANSFER L P | ET-PI | 367,500 | $4.4M | 2.95% |
| 12 | SPDR GOLD TR | GLD | 24,000 | $4.1M | 2.75% |
| 13 | INCYTE CORP | INCY | 44,000 | $3.5M | 2.39% |
| 14 | ORACLE CORP | ORCL-PD | 43,000 | $3.5M | 2.38% |
| 15 | ISHARES GOLD TR | IAU | 100,000 | $3.5M | 2.34% |
| 16 | LILLY ELI & CO | LLY | 8,250 | $3.0M | 2.04% |
| 17 | AT&T INC | T-PC | 142,500 | $2.6M | 1.77% |
| 18 | ALTIMMUNE INC | ALT | 149,000 | $2.5M | 1.66% |
| 19 | ABERDEEN TOTAL DYNAMIC DIVD | AOD | 272,000 | $2.1M | 1.43% |
| 20 | ADVANCED MICRO DEVICES INC | AMD | 30,000 | $1.9M | 1.31% |
| 21 | APPLE INC | AAPL | 14,750 | $1.9M | 1.30% |
| 22 | PFIZER INC | PFE | 36,250 | $1.9M | 1.26% |
| 23 | TURNING PT BRANDS INC | 90041L105 | 83,113 | $1.8M | 1.21% |
| 24 | VANGUARD INDEX FDS | 922908363 | 5,000 | $1.8M | 1.19% |
| 25 | VANECK ETF TRUST | 92189F791 | 45,000 | $1.6M | 1.08% |
| 26 | SEAGEN INC | SE | 12,450 | $1.6M | 1.08% |
| 27 | NUVEEN CR STRATEGIES INCOME | NU | 311,420 | $1.6M | 1.07% |
| 28 | GENERAL MTRS CO | 37045V100 | 44,000 | $1.5M | 1.00% |
| 29 | ALTIMMUNE INC | ALT | 80,680 | $1.3M | 0.90% |
| 30 | ISHARES SILVER TR | SLV | 59,500 | $1.3M | 0.89% |
| 31 | IMPEL NEUROPHARMA INC | 45258K109 | 325,825 | $1.2M | 0.83% |
| 32 | LENSAR INC | LNSR | 345,742 | $1.0M | 0.69% |
| 33 | NETFLIX INC | NFLX | 3,400 | $1.0M | 0.68% |
| 34 | FORD MTR CO DEL | 345370860 | 85,000 | $988,550 | 0.67% |
| 35 | CISCO SYS INC | CSCO | 20,000 | $952,800 | 0.64% |
| 36 | ISHARES TR | 464287457 | 11,500 | $933,455 | 0.63% |
| 37 | QUALCOMM INC | QCOM | 7,500 | $824,550 | 0.56% |
| 38 | SRH TOTAL RETURN FUND INC | STEW | 59,000 | $749,300 | 0.51% |
| 39 | SANOFI | SNYNF | 14,500 | $702,235 | 0.47% |
| 40 | NOKIA CORP | NOKBF | 150,000 | $696,000 | 0.47% |
| 41 | MARVELL TECHNOLOGY INC | MRVL | 17,500 | $648,200 | 0.44% |
| 42 | VIR BIOTECHNOLOGY INC | VIR | 24,000 | $607,440 | 0.41% |
| 43 | ALIBABA GROUP HLDG LTD | BBAAY | 6,500 | $572,585 | 0.39% |
| 44 | TAIWAN SEMICONDUCTOR MFG LTD | 874039100 | 7,500 | $558,675 | 0.38% |
| 45 | PAN AMERN SILVER CORP | 697900108 | 32,500 | $531,050 | 0.36% |
| 46 | BARRICK GOLD CORP | 067901108 | 30,000 | $515,400 | 0.35% |
| 47 | PAYPAL HLDGS INC | PYPL | 7,000 | $498,540 | 0.34% |
| 48 | DXC TECHNOLOGY CO | DXC | 18,500 | $490,250 | 0.33% |
| 49 | CITIGROUP INC | C-PR | 10,000 | $452,300 | 0.31% |
| 50 | TURNING PT BRANDS INC | 90041LAE5 | 500,000 | $439,485 | 0.30% |
| 51 | ISHARES TR | 46429B671 | 8,358 | $397,005 | 0.27% |
| 52 | BURFORD CAP LTD | BUR | 45,400 | $370,010 | 0.25% |
| 53 | NEWMONT CORP | NEMCL | 7,500 | $354,000 | 0.24% |
| 54 | ALNYLAM PHARMACEUTICALS INC | ALNY | 1,400 | $332,710 | 0.22% |
| 55 | SPDR SER TR | 78464A870 | 3,500 | $290,500 | 0.20% |
| 56 | BURFORD CAP LTD | BUR | 35,000 | $285,250 | 0.19% |
| 57 | META PLATFORMS INC | META | 2,250 | $270,765 | 0.18% |
| 58 | AIR T INC | AIRTP | 10,798 | $266,927 | 0.18% |
| 59 | TEGNA INC | 87901J105 | 12,500 | $264,875 | 0.18% |
| 60 | EQUILLIUM INC | EQ | 247,562 | $262,416 | 0.18% |
| 61 | SELECT SECTOR SPDR TR | 81369Y506 | 2,500 | $218,675 | 0.15% |
| 62 | ADAM NAT RES FD INC | 00548F105 | 10,000 | $218,000 | 0.15% |
| 63 | ESPERION THERAPEUTICS INC NE | ESPR | 3,600,000 | $198,900 | 0.13% |
| 64 | PAN AMERN SILVER CORP | 697900108 | 10,000 | $163,400 | 0.11% |
| 65 | OVID THERAPEUTICS INC | OVID | 70,264 | $130,691 | 0.09% |
| 66 | KIRKLANDS INC | 497498105 | 27,235 | $89,876 | 0.06% |
| 67 | AMARIN CORP PLC | AMRN | 20,000 | $24,200 | 0.02% |