13F HOLDINGS REPORT
JOHN G ULLMAN & ASSOCIATES INC
Quarter ended Q4 2023 · Filed November 1, 2023 · Accession 0000919530-23-000004
Total Value
$611.3M
Positions
173
Other Managers
0
Confidential Omitted
No
Holdings (173)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | EMERSON ELEC CO | EMR | 376,824 | $36.4M | 5.95% |
| 2 | CORNING INC | GLW | 729,950 | $22.2M | 3.64% |
| 3 | BRISTOL-MYERS SQUIBB | CELG-RI | 355,129 | $20.6M | 3.37% |
| 4 | CISCO SYSTEMS INC | CSCO | 373,225 | $20.1M | 3.28% |
| 5 | PFIZER INC | PFE | 576,836 | $19.1M | 3.13% |
| 6 | OGE ENERGY CORP | OGE | 572,088 | $19.1M | 3.12% |
| 7 | IBM CORP | INTR | 133,342 | $18.7M | 3.06% |
| 8 | NOVARTIS AG | NVSEF | 182,690 | $18.6M | 3.04% |
| 9 | SCHLUMBERGER LTD F | SLB | 271,312 | $15.8M | 2.59% |
| 10 | TE CONNECTIVITY LTD F | TEL | 110,030 | $13.6M | 2.22% |
| 11 | TAIWAN SEMICONDUCTR F SPONSORE | 874039100 | 154,060 | $13.4M | 2.19% |
| 12 | EXXON MOBIL CORP | XOM | 109,817 | $12.9M | 2.11% |
| 13 | INTEL CORP | INTC | 324,846 | $11.5M | 1.89% |
| 14 | MICROSOFT CORP | MSFT | 35,078 | $11.1M | 1.81% |
| 15 | MERCK & CO INC | MRK | 99,869 | $10.3M | 1.68% |
| 16 | AMAZON.COM INC | AMZN | 74,989 | $9.5M | 1.56% |
| 17 | BCE INC | BCPPF | 248,528 | $9.5M | 1.55% |
| 18 | HORIZON THERAPEUTICS PLC | G46188101 | 78,762 | $9.1M | 1.49% |
| 19 | M D U RESOURCES GRP | 552690109 | 417,866 | $8.2M | 1.34% |
| 20 | ARGAN INC | AGX | 163,865 | $7.5M | 1.22% |
| 21 | THERMO FISHER SCIENTIFIC INC | TMO | 14,628 | $7.4M | 1.21% |
| 22 | LINDSAY CORP | LNN | 59,625 | $7.0M | 1.15% |
| 23 | VMWARE INC | 928563402 | 41,350 | $6.9M | 1.13% |
| 24 | AECOM TECHNOLOGY CORP | ACM | 81,742 | $6.8M | 1.11% |
| 25 | WALT DISNEY CO | 254687106 | 83,716 | $6.8M | 1.11% |
| 26 | BLACK HILLS CORP | BKH | 130,255 | $6.6M | 1.08% |
| 27 | AMERICAN SOFTWARE INC | 029683109 | 572,017 | $6.6M | 1.07% |
| 28 | FLOWSERVE CORP | FLS | 164,650 | $6.5M | 1.07% |
| 29 | HONEYWELL INTL INC | 438516106 | 34,356 | $6.3M | 1.04% |
| 30 | J P MORGAN CHASE & CO | VYLD | 41,854 | $6.1M | 0.99% |
| 31 | CACI INTERNATIONAL INC | 127190304 | 19,144 | $6.0M | 0.98% |
| 32 | BROADCOM LTD AVGO | AVGO | 6,853 | $5.7M | 0.93% |
| 33 | EQUINOR ADR REP ORD | STOHF | 166,400 | $5.5M | 0.89% |
| 34 | NEW JERSEY RESOURCES CORPORATI | NJR | 134,263 | $5.5M | 0.89% |
| 35 | PORTLAND GENERAL ELECTRIC CO | 736508847 | 129,250 | $5.2M | 0.86% |
| 36 | LUMENTUM HOLDINGS INC | LITE | 114,391 | $5.2M | 0.85% |
| 37 | FISERV INC | FISV | 45,743 | $5.2M | 0.85% |
| 38 | GRANITE CONSTRUCTION | GVA | 125,860 | $4.8M | 0.78% |
| 39 | HALLIBURTON CO HLDG | HAL | 110,160 | $4.5M | 0.73% |
| 40 | APTIV ORD | APTV | 45,250 | $4.5M | 0.73% |
| 41 | EQUINIX REIT ORD | EQIX | 6,125 | $4.4M | 0.73% |
| 42 | AMERICAN TOWER CORP | 03027X100 | 26,350 | $4.3M | 0.71% |
| 43 | MODERNA INC | MRNA | 41,599 | $4.3M | 0.70% |
| 44 | NEXSTAR BROADCASTING GROUP-A N | NXST | 29,605 | $4.2M | 0.69% |
| 45 | AZENTA ORD | AZTA | 82,368 | $4.1M | 0.68% |
| 46 | EVERSOURCE ENERGY ES | ES | 71,060 | $4.1M | 0.68% |
| 47 | DENTSPLY SIRONA INC | XRAY | 119,330 | $4.1M | 0.67% |
| 48 | GORMAN RUPP ORD | GRC | 121,458 | $4.0M | 0.65% |
| 49 | ITRON INC | ITRI | 64,506 | $3.9M | 0.64% |
| 50 | IDACORP INC | IDA | 41,718 | $3.9M | 0.64% |
| 51 | SUMMIT MATERIALS CL A ORD | 86614U100 | 122,419 | $3.8M | 0.62% |
| 52 | WATTS WATER TECH INC CLASS A | WTS | 21,625 | $3.7M | 0.61% |
| 53 | WESTERN DIGITAL CORP | WDC | 79,650 | $3.6M | 0.59% |
| 54 | HERC HOLDINGS ORD | HRI | 29,971 | $3.6M | 0.58% |
| 55 | MOODYS ORD | MCO | 10,850 | $3.4M | 0.56% |
| 56 | VANGUARD S&P 500 ETF | 922908363 | 8,023 | $3.2M | 0.52% |
| 57 | KNIFE RIVER ORD | KNF | 62,819 | $3.1M | 0.50% |
| 58 | INVSC WILDERHILL CLEAN ENERGY | IVZ | 97,350 | $3.1M | 0.50% |
| 59 | SYSCO CORP | SYY | 45,585 | $3.0M | 0.49% |
| 60 | ABBOTT LABORATORIES | ABLZF | 30,844 | $3.0M | 0.49% |
| 61 | AMGEN INC. | AMGN | 10,944 | $2.9M | 0.48% |
| 62 | APPLE INC | AAPL | 17,171 | $2.9M | 0.48% |
| 63 | QUIDEL CORPORATION | QDEL | 40,150 | $2.9M | 0.48% |
| 64 | GENERAL ELECTRIC CO | 369604301 | 26,392 | $2.9M | 0.48% |
| 65 | STATE STREET ORD | STT-PG | 41,710 | $2.8M | 0.46% |
| 66 | GSK PLC ADR | GLAXF | 76,580 | $2.8M | 0.45% |
| 67 | BAXTER INTERNATIONAL INC | 071813109 | 69,829 | $2.6M | 0.43% |
| 68 | DOMINION ENERGY INC | D | 58,320 | $2.6M | 0.43% |
| 69 | ALBEMARLE CORP | ALB-PA | 15,225 | $2.6M | 0.42% |
| 70 | ELECTRONIC ARTS INC EA | EA | 21,500 | $2.6M | 0.42% |
| 71 | CROWN HOLDINGS INC | CCK | 28,734 | $2.5M | 0.42% |
| 72 | VANECK VIETNAM ETF | 92189f817 | 186,150 | $2.5M | 0.41% |
| 73 | COHERENT CORP | COHR | 76,000 | $2.5M | 0.41% |
| 74 | TRANE TECHNOLOGIES PLC | TT | 12,150 | $2.5M | 0.40% |
| 75 | AVANGRID INC | 05351W103 | 81,110 | $2.4M | 0.40% |
| 76 | AGILENT TECHNOLOGIES INC | A | 21,452 | $2.4M | 0.39% |
| 77 | PUB SVC ENTERPISE GP | 744573106 | 41,869 | $2.4M | 0.39% |
| 78 | ORACLE CORP | ORCL-PD | 21,788 | $2.3M | 0.38% |
| 79 | ARCBEST ORD | ARCB | 22,100 | $2.2M | 0.37% |
| 80 | LILLY ELI & CO | LLY | 3,998 | $2.1M | 0.35% |
| 81 | UNITED THERAPEUTICS CORPORATIO | UTHR | 9,230 | $2.1M | 0.34% |
| 82 | ASTEC INDUSTRIES INC | 046224101 | 44,250 | $2.1M | 0.34% |
| 83 | NRG ENERGY INC NRG | NRG | 53,500 | $2.1M | 0.34% |
| 84 | VONTIER CORP | VNT | 66,497 | $2.1M | 0.34% |
| 85 | GE HEATHCARE TECHNOLOGY | GEHC | 29,985 | $2.0M | 0.33% |
| 86 | TOMPKINS FINANCIAL CORP TMP | 890110109 | 39,427 | $1.9M | 0.32% |
| 87 | PAYPAL HOLDINGS INCORPOR | PYPL | 32,885 | $1.9M | 0.31% |
| 88 | GENERAC HOLDINGS ORD | GNRC | 15,750 | $1.7M | 0.28% |
| 89 | SOUTHERN CO | SOMN | 25,700 | $1.7M | 0.27% |
| 90 | DANA INC | DAN | 94,350 | $1.4M | 0.23% |
| 91 | SKANSKA AB FSPONSORED ADR | 830561205 | 81,400 | $1.3M | 0.22% |
| 92 | ALGONQUIN POWER & UTILITIES CO | 015857105 | 223,650 | $1.3M | 0.22% |
| 93 | WEBSTER FINANCIAL ORD | 947890109 | 31,450 | $1.3M | 0.21% |
| 94 | CHEVRON CORP | CVX | 6,538 | $1.1M | 0.18% |
| 95 | SNOWFLAKE INC. | SNOW | 6,950 | $1.1M | 0.17% |
| 96 | KINDER MORGAN INC | EP-PC | 62,320 | $1.0M | 0.17% |
| 97 | ACV AUCTIONS CL A ORD | ACVA | 65,284 | $991,011 | 0.16% |
| 98 | C AND F FINANCIAL ORD | 12466Q104 | 16,760 | $898,336 | 0.15% |
| 99 | FORTIS ORD | FTRSF | 23,400 | $888,966 | 0.15% |
| 100 | BP PLC F SPONSORED ADR 1 ADR R | BPPFF | 22,300 | $863,456 | 0.14% |
| 101 | ALLIANT ENERGY CORP | LNT | 17,300 | $838,185 | 0.14% |
| 102 | VIAVI SOLUTIONS INC | VIAV | 86,050 | $786,497 | 0.13% |
| 103 | BERKSHIRE HATHAWAY CLASS B | BRK-A | 2,189 | $766,807 | 0.13% |
| 104 | HYDRO ONE ORD | HYNLY | 29,700 | $755,568 | 0.12% |
| 105 | COMCAST CORP CLASS A | CCZ | 16,895 | $749,124 | 0.12% |
| 106 | TEXAS INSTRUMENTS | 882508104 | 4,622 | $734,944 | 0.12% |
| 107 | INGERSOLL RAND INC | IR | 11,306 | $720,418 | 0.12% |
| 108 | EAGLE MATERIALS INC | 26969P108 | 4,300 | $716,036 | 0.12% |
| 109 | BLOOM ENERGY CL A ORD | BE | 51,850 | $687,531 | 0.11% |
| 110 | CIENA CORP | CIEN | 14,400 | $680,544 | 0.11% |
| 111 | SHELL PLC | RYDAF | 10,100 | $650,238 | 0.11% |
| 112 | RBB BANCORP | RBB | 49,150 | $628,137 | 0.10% |
| 113 | DUKE ENERGY CORP | DUKB | 6,953 | $613,672 | 0.10% |
| 114 | AMER ELECTRIC PWR CO | 025537101 | 8,104 | $609,583 | 0.10% |
| 115 | ILLINOIS TOOL WORKS | 452308109 | 2,500 | $575,775 | 0.09% |
| 116 | A. O. SMITH CORP | AOS | 8,700 | $575,331 | 0.09% |
| 117 | A G C O CORP | AGCO | 4,600 | $544,088 | 0.09% |
| 118 | ROCHE HLDG AG F SPONSORED ADR | 771195104 | 15,950 | $541,183 | 0.09% |
| 119 | FENTURA FINANCIAL INC | 314645102 | 23,250 | $528,937 | 0.09% |
| 120 | HEWLETT PACKARD ENTERPRI | HPE-PC | 29,500 | $512,415 | 0.08% |
| 121 | MA COM TECH SOLUTN | 55405y100 | 6,100 | $497,638 | 0.08% |
| 122 | FRANKLIN ELECTRIC CO | FELE | 5,400 | $481,842 | 0.08% |
| 123 | PHILLIPS 66 | PSX | 3,950 | $474,592 | 0.08% |
| 124 | LAB CO OF AMER HLDG | LH | 2,324 | $467,240 | 0.08% |
| 125 | CROSSFIRST BANKSHARES ORD | 22766M109 | 44,663 | $450,650 | 0.07% |
| 126 | MIDDLEFIELD BANC CORP | 596304204 | 17,611 | $447,496 | 0.07% |
| 127 | THE COCA-COLA CO | KO | 7,906 | $442,578 | 0.07% |
| 128 | A T & T INC | T-PC | 29,064 | $436,541 | 0.07% |
| 129 | JOHNSON CONTROLS INTER F | JCI | 7,950 | $423,019 | 0.07% |
| 130 | IQVIA HOLDINGS INC | IQV | 2,100 | $413,175 | 0.07% |
| 131 | SELECT SECTOR UTI SELECT SPDR | 81369y886 | 6,600 | $388,938 | 0.06% |
| 132 | ALLETE INC ALE | 018522300 | 7,300 | $385,440 | 0.06% |
| 133 | MARATHON PETROLEUM CORP | MARA | 2,463 | $372,750 | 0.06% |
| 134 | VODAFONE GROUP PLC NEW SPNSR A | 92857W308 | 39,100 | $370,668 | 0.06% |
| 135 | BANK OF NOVA SCOTIA | 064149107 | 7,900 | $360,161 | 0.06% |
| 136 | HELIOS TECHNOLOGIES INC | HLIO | 6,300 | $349,524 | 0.06% |
| 137 | RHINEBECK BANCORP INC | RBKB | 51,100 | $346,039 | 0.06% |
| 138 | INTUIT INC | INTU | 675 | $344,884 | 0.06% |
| 139 | SKANSKA AB ORDF | w83567110 | 20,800 | $342,835 | 0.06% |
| 140 | ISHS MSCI EMERG MRKT MIN VOL F | 464286533 | 6,400 | $341,440 | 0.06% |
| 141 | ISHARES:BIOTECHNOLOGY | 464287556 | 2,750 | $336,297 | 0.06% |
| 142 | INSTRUCTURE HOLDINGS ORD | 457790103 | 12,851 | $326,415 | 0.05% |
| 143 | SKYWORKS SOLUTIONS INC SWKS | SWKS | 3,200 | $315,488 | 0.05% |
| 144 | EVERGY INC | EVRG | 6,200 | $314,340 | 0.05% |
| 145 | VANGUARD SHORT-TERM BOND ETF | 921937827 | 4,097 | $307,971 | 0.05% |
| 146 | W E C ENERGY GROUP INC | WEC | 3,650 | $294,007 | 0.05% |
| 147 | SHERWIN WILLIAMS CO | SHW | 1,150 | $293,307 | 0.05% |
| 148 | GILEAD SCIENCES INC | GILD | 3,850 | $288,519 | 0.05% |
| 149 | BANCROFT FUND LTD | 059695106 | 18,214 | $287,235 | 0.05% |
| 150 | CONSTELLATION ENERGY ORD | CEG | 2,465 | $268,882 | 0.04% |
| 151 | NEXTERA ENERGY INC | NEE-PW | 4,547 | $260,498 | 0.04% |
| 152 | ROPER TECHNOLOGIES INC | ROP | 534 | $258,606 | 0.04% |
| 153 | NORTHWESTERN CORP | NWE | 5,200 | $249,912 | 0.04% |
| 154 | DANAHER CORP | 235851102 | 1,000 | $248,100 | 0.04% |
| 155 | PALO ALTO NETWORKS INC | PANW | 1,037 | $243,114 | 0.04% |
| 156 | EAGLE BANCORP MONTANA INC | 26942G100 | 20,556 | $242,972 | 0.04% |
| 157 | MICRON TECHNOLOGY | MU | 3,563 | $242,391 | 0.04% |
| 158 | INVSC WATER RESC PORTFOLIO ETF | IVZ | 4,500 | $239,310 | 0.04% |
| 159 | WATERSTONE FINANCIAL ORD | 94188P101 | 21,567 | $236,159 | 0.04% |
| 160 | CIRRUS LOGIC INC | CRUS | 3,050 | $225,578 | 0.04% |
| 161 | CANADIAN UTILITIES CL A ORD | 136717832 | 10,500 | $222,180 | 0.04% |
| 162 | TORTOISE ENERGY INF CORP | TYG | 7,600 | $219,640 | 0.04% |
| 163 | ITT INC | ITT | 2,200 | $215,402 | 0.04% |
| 164 | VANGUARD FTSE EMERGING MARKETS | 922042858 | 5,419 | $212,479 | 0.03% |
| 165 | VANGUARD MATERIALS ETF | 92204a801 | 1,200 | $207,024 | 0.03% |
| 166 | IPG PHOTONICS CORP | IPGP | 2,025 | $205,618 | 0.03% |
| 167 | ACCENTURE PLC F CLASS A | ACN | 659 | $202,385 | 0.03% |
| 168 | MEXICO FUND | 592835102 | 10,600 | $174,582 | 0.03% |
| 169 | GOODYEAR TIRE & RUBR CO COM | 382550101 | 13,100 | $162,833 | 0.03% |
| 170 | PURE CYCLE CORP | PCYO | 12,300 | $118,080 | 0.02% |
| 171 | AMERISERV FINANCIAL INC | 03074A102 | 35,900 | $95,135 | 0.02% |
| 172 | PLUG POWER INC | PLUG | 10,000 | $76,000 | 0.01% |
| 173 | AVALON ADVANCED MATERIALS INC | AVLNF | 18,750 | $1,594 | 0.00% |