13F HOLDINGS REPORT
JOHN G ULLMAN & ASSOCIATES INC
Quarter ended Q3 2023 · Filed August 21, 2023 · Accession 0000919530-23-000003
Total Value
$648.1M
Positions
177
Other Managers
0
Confidential Omitted
No
Holdings (177)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | EMERSON ELEC CO | EMR | 387,219 | $35.0M | 5.40% |
| 2 | CORNING INC | GLW | 756,321 | $26.5M | 4.09% |
| 3 | BRISTOL-MYERS SQUIBB | CELG-RI | 359,679 | $23.0M | 3.55% |
| 4 | PFIZER INC | PFE | 594,931 | $21.8M | 3.37% |
| 5 | OGE ENERGY CORP | OGE | 577,638 | $20.7M | 3.20% |
| 6 | CISCO SYSTEMS INC | CSCO | 377,767 | $19.5M | 3.02% |
| 7 | NOVARTIS AG | NVSEF | 184,935 | $18.7M | 2.88% |
| 8 | IBM CORP | INTR | 135,429 | $18.1M | 2.80% |
| 9 | TE CONNECTIVITY LTD F | TEL | 111,872 | $15.7M | 2.42% |
| 10 | TAIWAN SEMICONDUCTR F SPONSORE | 874039100 | 140,810 | $14.2M | 2.19% |
| 11 | SCHLUMBERGER LTD F | SLB | 284,287 | $14.0M | 2.15% |
| 12 | MICROSOFT CORP | MSFT | 35,251 | $12.0M | 1.85% |
| 13 | EXXON MOBIL CORP | XOM | 111,123 | $11.9M | 1.84% |
| 14 | MERCK & CO INC | MRK | 100,819 | $11.6M | 1.79% |
| 15 | BCE INC | BCPPF | 244,770 | $11.2M | 1.72% |
| 16 | INTEL CORP | INTC | 328,566 | $11.0M | 1.70% |
| 17 | AMAZON.COM INC | AMZN | 75,550 | $9.8M | 1.52% |
| 18 | M D U RESOURCES GRP | 552690109 | 422,166 | $8.8M | 1.36% |
| 19 | AMERICAN TOWER CORP | 03027X100 | 42,650 | $8.3M | 1.28% |
| 20 | HORIZON THERAPEUTICS PLC | G46188101 | 79,712 | $8.2M | 1.26% |
| 21 | WALT DISNEY CO | 254687106 | 88,916 | $7.9M | 1.22% |
| 22 | THERMO FISHER SCIENTIFIC INC | TMO | 14,878 | $7.8M | 1.20% |
| 23 | BLACK HILLS CORP | BKH | 126,410 | $7.6M | 1.18% |
| 24 | HONEYWELL INTL INC | 438516106 | 34,955 | $7.3M | 1.12% |
| 25 | LINDSAY CORP | LNN | 60,190 | $7.2M | 1.11% |
| 26 | AECOM TECHNOLOGY CORP | ACM | 82,692 | $7.0M | 1.08% |
| 27 | HAWAIIAN ELECTRIC INDUSTRIES | 419870100 | 192,057 | $7.0M | 1.07% |
| 28 | CACI INTERNATIONAL INC | 127190304 | 19,494 | $6.6M | 1.03% |
| 29 | ARGAN INC | AGX | 167,152 | $6.6M | 1.02% |
| 30 | LUMENTUM HOLDINGS INC | LITE | 115,491 | $6.6M | 1.01% |
| 31 | NEW JERSEY RESOURCES CORPORATI | NJR | 135,563 | $6.4M | 0.99% |
| 32 | FLOWSERVE CORP | FLS | 169,240 | $6.3M | 0.97% |
| 33 | J P MORGAN CHASE & CO | VYLD | 42,254 | $6.1M | 0.95% |
| 34 | BROADCOM LTD AVGO | AVGO | 7,021 | $6.1M | 0.94% |
| 35 | PORTLAND GENERAL ELECTRIC CO | 736508847 | 130,000 | $6.1M | 0.94% |
| 36 | VMWARE INC | 928563402 | 42,250 | $6.1M | 0.94% |
| 37 | FISERV INC | FISV | 46,405 | $5.9M | 0.90% |
| 38 | AMERICAN SOFTWARE INC | 029683109 | 546,923 | $5.7M | 0.89% |
| 39 | GRANITE CONSTRUCTION | GVA | 129,760 | $5.2M | 0.80% |
| 40 | NEXSTAR BROADCASTING GROUP-A N | NXST | 30,355 | $5.1M | 0.78% |
| 41 | SUMMIT MATERIALS CL A ORD | 86614U100 | 130,126 | $4.9M | 0.76% |
| 42 | EQUINOR ADR REP ORD | STOHF | 168,600 | $4.9M | 0.76% |
| 43 | DENTSPLY SIRONA INC | XRAY | 122,110 | $4.9M | 0.75% |
| 44 | EQUINIX REIT ORD | EQIX | 6,150 | $4.8M | 0.74% |
| 45 | ITRON INC | ITRI | 64,906 | $4.7M | 0.72% |
| 46 | KNIFE RIVER ORD | KNF | 99,892 | $4.3M | 0.67% |
| 47 | IDACORP INC | IDA | 41,768 | $4.3M | 0.66% |
| 48 | HERC HOLDINGS ORD | HRI | 30,021 | $4.1M | 0.63% |
| 49 | WATTS WATER TECH INC CLASS A | WTS | 21,875 | $4.0M | 0.62% |
| 50 | TOMPKINS FINANCIAL CORP TMP | 890110109 | 69,647 | $3.9M | 0.60% |
| 51 | DOMINION ENERGY INC | D | 71,120 | $3.7M | 0.57% |
| 52 | HALLIBURTON CO HLDG | HAL | 110,170 | $3.6M | 0.56% |
| 53 | GORMAN RUPP ORD | GRC | 123,558 | $3.6M | 0.55% |
| 54 | MODERNA INC | MRNA | 28,399 | $3.5M | 0.53% |
| 55 | AZENTA ORD | AZTA | 73,394 | $3.4M | 0.53% |
| 56 | VANGUARD S&P 500 ETF | 922908363 | 8,314 | $3.4M | 0.52% |
| 57 | APTIV ORD | APTV | 33,050 | $3.4M | 0.52% |
| 58 | ABBOTT LABORATORIES | ABLZF | 30,844 | $3.4M | 0.52% |
| 59 | APPLE INC | AAPL | 17,157 | $3.3M | 0.51% |
| 60 | BAXTER INTERNATIONAL INC | 071813109 | 73,018 | $3.3M | 0.51% |
| 61 | AVANGRID INC | 05351W103 | 80,360 | $3.0M | 0.47% |
| 62 | SYSCO CORP | SYY | 40,785 | $3.0M | 0.47% |
| 63 | EVERSOURCE ENERGY ES | ES | 42,422 | $3.0M | 0.46% |
| 64 | GENERAL ELECTRIC CO | 369604301 | 27,069 | $3.0M | 0.46% |
| 65 | MOODYS ORD | MCO | 8,225 | $2.9M | 0.44% |
| 66 | STATE STREET ORD | STT-PG | 38,710 | $2.8M | 0.44% |
| 67 | ELECTRONIC ARTS INC EA | EA | 21,800 | $2.8M | 0.44% |
| 68 | INVSC WILDERHILL CLEAN ENERGY | IVZ | 69,700 | $2.8M | 0.43% |
| 69 | GSK PLC ADR | GLAXF | 77,980 | $2.8M | 0.43% |
| 70 | COHERENT CORP | COHR | 53,000 | $2.7M | 0.42% |
| 71 | QUIDEL CORPORATION | QDEL | 32,131 | $2.7M | 0.41% |
| 72 | PUB SVC ENTERPISE GP | 744573106 | 42,069 | $2.6M | 0.41% |
| 73 | AGILENT TECHNOLOGIES INC | A | 21,677 | $2.6M | 0.40% |
| 74 | ORACLE CORP | ORCL-PD | 21,788 | $2.6M | 0.40% |
| 75 | CROWN HOLDINGS INC | CCK | 28,784 | $2.5M | 0.39% |
| 76 | VANECK VIETNAM ETF | 92189f817 | 187,100 | $2.5M | 0.38% |
| 77 | AMGEN INC. | AMGN | 10,994 | $2.4M | 0.38% |
| 78 | GENERAC HOLDINGS ORD | GNRC | 16,000 | $2.4M | 0.37% |
| 79 | PAYPAL HOLDINGS INCORPOR | PYPL | 35,685 | $2.4M | 0.37% |
| 80 | TRANE TECHNOLOGIES PLC | TT | 12,300 | $2.4M | 0.36% |
| 81 | VONTIER CORP | VNT | 68,097 | $2.2M | 0.34% |
| 82 | ARCBEST ORD | ARCB | 22,150 | $2.2M | 0.34% |
| 83 | UNITED THERAPEUTICS CORPORATIO | UTHR | 9,355 | $2.1M | 0.32% |
| 84 | WESTERN DIGITAL CORP | WDC | 54,000 | $2.0M | 0.32% |
| 85 | NRG ENERGY INC NRG | NRG | 54,650 | $2.0M | 0.32% |
| 86 | ASTEC INDUSTRIES INC | 046224101 | 44,700 | $2.0M | 0.31% |
| 87 | LILLY ELI & CO | LLY | 3,968 | $1.9M | 0.29% |
| 88 | SOUTHERN CO | SOMN | 25,800 | $1.8M | 0.28% |
| 89 | ALGONQUIN POWER & UTILITIES CO | 015857105 | 215,250 | $1.8M | 0.27% |
| 90 | DANA INC | DAN | 95,550 | $1.6M | 0.25% |
| 91 | EAGLE MATERIALS INC | 26969P108 | 7,200 | $1.3M | 0.21% |
| 92 | SNOWFLAKE INC. | SNOW | 6,950 | $1.2M | 0.19% |
| 93 | WEBSTER FINANCIAL ORD | 947890109 | 32,100 | $1.2M | 0.19% |
| 94 | SKANSKA AB FSPONSORED ADR | 830561205 | 82,500 | $1.2M | 0.18% |
| 95 | ACV AUCTIONS CL A ORD | ACVA | 65,284 | $1.1M | 0.17% |
| 96 | KINDER MORGAN INC | EP-PC | 63,708 | $1.1M | 0.17% |
| 97 | CHEVRON CORP | CVX | 6,604 | $1.0M | 0.16% |
| 98 | FORTIS ORD | FTRSF | 23,400 | $1.0M | 0.16% |
| 99 | VIAVI SOLUTIONS INC | VIAV | 87,447 | $990,775 | 0.15% |
| 100 | ALLIANT ENERGY CORP | LNT | 17,300 | $907,904 | 0.14% |
| 101 | C AND F FINANCIAL ORD | 12466Q104 | 16,860 | $905,382 | 0.14% |
| 102 | BOYD GAMING CORP COM | BYD | 12,450 | $863,656 | 0.13% |
| 103 | HYDRO ONE ORD | HYNLY | 29,700 | $847,935 | 0.13% |
| 104 | TEXAS INSTRUMENTS | 882508104 | 4,622 | $832,052 | 0.13% |
| 105 | INGERSOLL RAND INC | IR | 12,292 | $803,405 | 0.12% |
| 106 | BP PLC F SPONSORED ADR 1 ADR R | BPPFF | 22,300 | $786,967 | 0.12% |
| 107 | BERKSHIRE HATHAWAY CLASS B | BRK-A | 2,235 | $762,135 | 0.12% |
| 108 | ISHS MSCI EMERG MRKT MIN VOL F | 464286533 | 13,800 | $758,724 | 0.12% |
| 109 | BLOOM ENERGY CL A ORD | BE | 45,490 | $743,761 | 0.11% |
| 110 | MIDDLEFIELD BANC CORP | 596304204 | 26,970 | $722,796 | 0.11% |
| 111 | COMCAST CORP CLASS A | CCZ | 17,179 | $713,787 | 0.11% |
| 112 | A T & T INC | T-PC | 43,200 | $689,040 | 0.11% |
| 113 | AMER ELECTRIC PWR CO | 025537101 | 8,104 | $682,357 | 0.11% |
| 114 | THE COCA-COLA CO | KO | 11,324 | $681,931 | 0.11% |
| 115 | WATERSTONE FINANCIAL ORD | 94188P101 | 44,408 | $643,472 | 0.10% |
| 116 | A. O. SMITH CORP | AOS | 8,700 | $633,186 | 0.10% |
| 117 | DUKE ENERGY CORP | DUKB | 7,019 | $629,885 | 0.10% |
| 118 | ILLINOIS TOOL WORKS | 452308109 | 2,500 | $625,400 | 0.10% |
| 119 | CIENA CORP | CIEN | 14,700 | $624,603 | 0.10% |
| 120 | RBB BANCORP | RBB | 51,850 | $619,089 | 0.10% |
| 121 | LINCOLN ELECTRIC HOLDINGS ORD | 533900106 | 3,100 | $615,753 | 0.10% |
| 122 | GE HEATHCARE TECHNOLOGY | GEHC | 7,565 | $614,581 | 0.09% |
| 123 | SHELL PLC | RYDAF | 10,100 | $609,838 | 0.09% |
| 124 | ROCHE HLDG AG F SPONSORED ADR | 771195104 | 15,950 | $609,290 | 0.09% |
| 125 | LAB CO OF AMER HLDG | LH | 2,524 | $609,117 | 0.09% |
| 126 | A G C O CORP | AGCO | 4,600 | $604,532 | 0.09% |
| 127 | FRANKLIN ELECTRIC CO | FELE | 5,400 | $555,660 | 0.09% |
| 128 | JOHNSON CONTROLS INTER F | JCI | 7,950 | $541,713 | 0.08% |
| 129 | HEWLETT PACKARD ENTERPRI | HPE-PC | 30,200 | $507,360 | 0.08% |
| 130 | SELECT SECTOR UTI SELECT SPDR | 81369y886 | 7,590 | $496,690 | 0.08% |
| 131 | CROSSFIRST BANKSHARES ORD | 22766M109 | 48,613 | $486,130 | 0.08% |
| 132 | IQVIA HOLDINGS INC | IQV | 2,100 | $472,017 | 0.07% |
| 133 | FENTURA FINANCIAL INC | 314645102 | 23,550 | $455,692 | 0.07% |
| 134 | ALLETE INC ALE | 018522300 | 7,400 | $428,978 | 0.07% |
| 135 | HELIOS TECHNOLOGIES INC | HLIO | 6,300 | $416,367 | 0.06% |
| 136 | MA COM TECH SOLUTN | 55405y100 | 6,150 | $403,009 | 0.06% |
| 137 | BANK OF NOVA SCOTIA | 064149107 | 7,900 | $395,316 | 0.06% |
| 138 | JOHNSON & JOHNSON | JNJ | 2,311 | $382,517 | 0.06% |
| 139 | VODAFONE GROUP PLC NEW SPNSR A | 92857W308 | 40,200 | $379,890 | 0.06% |
| 140 | PHILLIPS 66 | PSX | 3,950 | $376,751 | 0.06% |
| 141 | EVERGY INC | EVRG | 6,200 | $362,204 | 0.06% |
| 142 | ISHARES:BIOTECHNOLOGY | 464287556 | 2,800 | $355,488 | 0.05% |
| 143 | SKYWORKS SOLUTIONS INC SWKS | SWKS | 3,200 | $354,208 | 0.05% |
| 144 | RHINEBECK BANCORP INC | RBKB | 51,100 | $343,903 | 0.05% |
| 145 | NEXTERA ENERGY INC | NEE-PW | 4,547 | $337,387 | 0.05% |
| 146 | W E C ENERGY GROUP INC | WEC | 3,682 | $324,900 | 0.05% |
| 147 | INTUIT INC | INTU | 675 | $309,278 | 0.05% |
| 148 | SHERWIN WILLIAMS CO | SHW | 1,150 | $305,348 | 0.05% |
| 149 | GILEAD SCIENCES INC | GILD | 3,950 | $304,426 | 0.05% |
| 150 | NORTHWESTERN CORP | NWE | 5,200 | $295,152 | 0.05% |
| 151 | SKANSKA AB ORDF | w83567110 | 20,800 | $291,069 | 0.04% |
| 152 | MARATHON PETROLEUM CORP | MARA | 2,463 | $287,186 | 0.04% |
| 153 | EATON CORP PLC F | ETN | 1,400 | $281,540 | 0.04% |
| 154 | IPG PHOTONICS CORP | IPGP | 2,025 | $275,035 | 0.04% |
| 155 | CANADIAN UTILITIES CL A ORD | 136717832 | 10,500 | $270,375 | 0.04% |
| 156 | PALO ALTO NETWORKS INC | PANW | 1,037 | $264,964 | 0.04% |
| 157 | EAGLE BANCORP MONTANA INC | 26942G100 | 19,447 | $257,284 | 0.04% |
| 158 | INVSC WATER RESC PORTFOLIO ETF | IVZ | 4,500 | $253,755 | 0.04% |
| 159 | WESTERN ALLIANCE ORD | WAL-PA | 6,900 | $251,643 | 0.04% |
| 160 | CIRRUS LOGIC INC | CRUS | 3,050 | $247,080 | 0.04% |
| 161 | ROPER TECHNOLOGIES INC | ROP | 500 | $240,400 | 0.04% |
| 162 | DANAHER CORP | 235851102 | 1,000 | $240,000 | 0.04% |
| 163 | XYLEM INC. | XYL | 2,060 | $231,997 | 0.04% |
| 164 | CONSTELLATION ENERGY ORD | CEG | 2,465 | $225,671 | 0.03% |
| 165 | MICRON TECHNOLOGY | MU | 3,563 | $224,861 | 0.03% |
| 166 | TORTOISE ENERGY INF CORP | TYG | 7,600 | $220,780 | 0.03% |
| 167 | VANGUARD MATERIALS ETF | 92204a801 | 1,200 | $218,364 | 0.03% |
| 168 | GENERAL MOTORS CO | 37045v100 | 5,550 | $214,008 | 0.03% |
| 169 | ITT INC | ITT | 2,200 | $205,062 | 0.03% |
| 170 | ACCENTURE PLC F CLASS A | ACN | 659 | $203,354 | 0.03% |
| 171 | HOLOGIC INC | HOLX | 2,500 | $202,425 | 0.03% |
| 172 | GOODYEAR TIRE & RUBR CO COM | 382550101 | 13,100 | $179,208 | 0.03% |
| 173 | MEXICO FUND | 592835102 | 10,600 | $177,868 | 0.03% |
| 174 | PURE CYCLE CORP | PCYO | 12,000 | $132,000 | 0.02% |
| 175 | PLUG POWER INC | PLUG | 10,000 | $103,900 | 0.02% |
| 176 | AMERISERV FINANCIAL INC | 03074A102 | 27,200 | $69,088 | 0.01% |
| 177 | AVALON ADVANCED MATERIALS INC | AVLNF | 18,750 | $1,849 | 0.00% |