13F HOLDINGS REPORT
Cowen Prime Advisors LLC
Quarter ended Q2 2023 · Filed May 3, 2023 · Accession 0000890163-23-000021
Total Value
$249,822
Positions
225
Other Managers
0
Confidential Omitted
No
Holdings (225)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | PDF SOLUTIONS INC COM | PDFS | 1,010,532 | $36,430 | 14.58% |
| 2 | THRYV HLDGS INC COM NEW | THRY | 941,900 | $21,155 | 8.47% |
| 3 | ITERIS INC NEW COM | 46564T107 | 3,396,200 | $15,656 | 6.27% |
| 4 | INSPIRED ENTMT INC COM | 45782N108 | 1,129,650 | $14,460 | 5.79% |
| 5 | HARMONIC INC COM | HLIT | 797,781 | $11,241 | 4.50% |
| 6 | ASPEN AEROGELS INC COM | ASPN | 1,666,800 | $10,434 | 4.18% |
| 7 | PTC INC COM | PTC | 61,077 | $7,683 | 3.08% |
| 8 | GENIUS SPORTS LIMITED SHARES CL A | GENI | 2,047,600 | $7,597 | 3.04% |
| 9 | SHARECARE INC COM CL A | 81948W104 | 4,650,600 | $7,162 | 2.87% |
| 10 | DIGIMARC CORP NEW COM | DMRC | 419,912 | $7,155 | 2.86% |
| 11 | 3-D SYS CORP DEL COM NEW | 88554D205 | 572,728 | $5,246 | 2.10% |
| 12 | MACOM TECH SOLUTIONS HLDGS I COM | 55405Y100 | 87,028 | $5,077 | 2.03% |
| 13 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 13,560 | $4,455 | 1.78% |
| 14 | AUGMEDIX INC COM | 05105P107 | 1,438,500 | $4,330 | 1.73% |
| 15 | JOHNSON & JOHNSON COM | JNJ | 24,960 | $4,086 | 1.64% |
| 16 | STARBUCKS CORP COM | SBUX | 34,770 | $3,974 | 1.59% |
| 17 | ASTRAZENECA PLC SPONSORED ADR | AZN | 53,520 | $3,919 | 1.57% |
| 18 | CROWN CASTLE INC COM | CCI | 27,785 | $3,420 | 1.37% |
| 19 | ANALOG DEVICES INC COM | ADI | 16,682 | $3,001 | 1.20% |
| 20 | NVE CORP COM NEW | NVT | 38,613 | $2,912 | 1.17% |
| 21 | TEXAS INSTRS INC COM | 882508104 | 16,716 | $2,795 | 1.12% |
| 22 | KKR & CO INC COM | KKRT | 50,150 | $2,661 | 1.07% |
| 23 | APOLLO GLOBAL MGMT INC COM | 03769M106 | 40,920 | $2,594 | 1.04% |
| 24 | PFIZER INC COM | PFE | 65,860 | $2,561 | 1.03% |
| 25 | INTERNATIONAL FLAVORS&FRAGRA COM | 459506101 | 26,120 | $2,533 | 1.01% |
| 26 | FRANCHISE GROUP INC COM | 35180X105 | 77,285 | $2,261 | 0.91% |
| 27 | TRANSACT TECHNOLOGIES INC COM | TACT | 399,440 | $2,237 | 0.90% |
| 28 | SOCIETAL CDMO INC COM | 75629F109 | 2,953,100 | $2,156 | 0.86% |
| 29 | ENTERPRISE PRODS PARTNERS L COM | 293792107 | 78,080 | $2,054 | 0.82% |
| 30 | APYX MEDICAL CORPORATION COM | APYX | 602,182 | $2,047 | 0.82% |
| 31 | KINDER MORGAN INC DEL COM | EP-PC | 118,010 | $2,024 | 0.81% |
| 32 | MICROSOFT CORP COM | MSFT | 6,517 | $2,002 | 0.80% |
| 33 | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 559080106 | 34,800 | $1,942 | 0.78% |
| 34 | LANTHEUS HLDGS INC COM | LNTH | 22,007 | $1,881 | 0.75% |
| 35 | KORNIT DIGITAL LTD SHS | KRNT | 101,040 | $1,845 | 0.74% |
| 36 | CEVA INC COM | CEVA | 71,804 | $1,804 | 0.72% |
| 37 | DOW INC COM | DOW | 25,352 | $1,379 | 0.55% |
| 38 | INTERNATIONAL BUSINESS MACHS COM | INTR | 10,670 | $1,349 | 0.54% |
| 39 | ACCURAY INC COM | ARAY | 402,438 | $1,344 | 0.54% |
| 40 | DUPONT DE NEMOURS INC COM | DD | 18,745 | $1,307 | 0.52% |
| 41 | EXELON CORP COM | EXC | 30,650 | $1,301 | 0.52% |
| 42 | INFINERA CORP NOTE 2.125 9/0 | 45667GAC7 | 1,280,000 | $1,250 | 0.50% |
| 43 | COMSCORE INC COM | SCOR | 1,112,100 | $1,123 | 0.45% |
| 44 | BRT APARTMENTS CORP COM | BRT | 63,344 | $1,098 | 0.44% |
| 45 | QUOTIENT TECHNOLOGY INC COM | 749119103 | 359,672 | $1,014 | 0.41% |
| 46 | RIBBON COMMUNICATIONS INC COM | RBBN | 386,603 | $990 | 0.40% |
| 47 | METLIFE INC COM | MET-PF | 15,750 | $966 | 0.39% |
| 48 | APPLE INC COM | AAPL | 4,904 | $832 | 0.33% |
| 49 | NUTANIX INC CL A | NTNX | 34,430 | $826 | 0.33% |
| 50 | GOLUB CAP BDC INC COM | 38173M102 | 59,000 | $795 | 0.32% |
| 51 | GANNETT CO INC COM | TDAY | 393,940 | $748 | 0.30% |
| 52 | GSI TECHNOLOGY INC COM | GSIT | 429,670 | $662 | 0.26% |
| 53 | CORTEVA INC COM | CTVA | 10,252 | $627 | 0.25% |
| 54 | NEOGENOMICS INC COM NEW | NEO | 40,800 | $597 | 0.24% |
| 55 | KOPIN CORP COM | KOPN | 553,789 | $576 | 0.23% |
| 56 | DEERE & CO COM | DE | 1,500 | $567 | 0.23% |
| 57 | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | 62,040 | $542 | 0.22% |
| 58 | CONSTELLATION ENERGY CORP COM | CEG | 6,841 | $529 | 0.21% |
| 59 | KYNDRYL HLDGS INC COMMON STOCK | KD | 36,480 | $528 | 0.21% |
| 60 | NOVO-NORDISK A S ADR | NONOF | 3,000 | $501 | 0.20% |
| 61 | ENERGY TRANSFER L P COM UT LTD PTN | ET-PI | 38,000 | $489 | 0.20% |
| 62 | EXXON MOBIL CORP COM | XOM | 3,370 | $399 | 0.16% |
| 63 | COGNYTE SOFTWARE LTD ORD SHS | CGNT | 92,000 | $383 | 0.15% |
| 64 | ABBVIE INC COM | ABBV | 2,504 | $378 | 0.15% |
| 65 | BLACKSTONE INC COM | BX | 4,134 | $369 | 0.15% |
| 66 | LEONARDO DRS INC COM | DRS | 24,500 | $369 | 0.15% |
| 67 | NEOGEN CORP COM | NEOG | 20,200 | $348 | 0.14% |
| 68 | TRANE TECHNOLOGIES PLC SHS | TT | 1,850 | $344 | 0.14% |
| 69 | SEAGATE TECHNOLOGY HLDNGS PL ORD SHS | SE | 5,650 | $332 | 0.13% |
| 70 | ALPHABET INC CAP STK CL C | GOOG | 2,923 | $316 | 0.13% |
| 71 | VOLITIONRX LTD COM | VNRX | 181,843 | $309 | 0.12% |
| 72 | NATIONAL RESH CORP COM NEW | 637372202 | 7,000 | $305 | 0.12% |
| 73 | ALPHABET INC CAP STK CL A | GOOG | 2,800 | $301 | 0.12% |
| 74 | ALLOT LTD SHS | ALLT | 103,339 | $280 | 0.11% |
| 75 | ARES CAPITAL CORP COM | ARCC | 15,000 | $277 | 0.11% |
| 76 | GENERAL ELECTRIC CO COM NEW | 369604301 | 2,681 | $265 | 0.11% |
| 77 | MEDIWOUND LTD SHS NEW | MDWD | 22,770 | $262 | 0.10% |
| 78 | UNITEDHEALTH GROUP INC COM | UNH | 517 | $254 | 0.10% |
| 79 | PHARMING GROUP NV SPON ADS | PHAR | 22,460 | $250 | 0.10% |
| 80 | MPLX LP COM UNIT REP LTD | MPLXP | 6,809 | $238 | 0.10% |
| 81 | ANNALY CAPITAL MANAGEMENT IN COM NEW | NLY-PJ | 11,425 | $228 | 0.09% |
| 82 | NORTHROP GRUMMAN CORP COM | NOC | 450 | $208 | 0.08% |
| 83 | ARES MANAGEMENT CORPORATION CL A COM STK | ARES-PB | 2,300 | $201 | 0.08% |
| 84 | CRESCENT CAP BDC INC COM | 225655109 | 14,260 | $201 | 0.08% |
| 85 | JPMORGAN CHASE & CO COM | VYLD | 1,449 | $200 | 0.08% |
| 86 | PAYCHEX INC COM | PAYX | 1,800 | $198 | 0.08% |
| 87 | MCDONALDS CORP COM | MCD | 661 | $195 | 0.08% |
| 88 | DURECT CORP COM NEW | 266605500 | 45,550 | $191 | 0.08% |
| 89 | LOCKHEED MARTIN CORP COM | LMT | 400 | $186 | 0.07% |
| 90 | ECOLAB INC COM | ECL | 1,051 | $176 | 0.07% |
| 91 | HEALTHPEAK PROPERTIES INC COM | DOC | 8,000 | $176 | 0.07% |
| 92 | OXFORD SQUARE CAP CORP COM | OXSQH | 56,212 | $173 | 0.07% |
| 93 | VERIZON COMMUNICATIONS INC COM | VZ | 4,367 | $170 | 0.07% |
| 94 | LENNAR CORP CL A | LEN-B | 1,500 | $169 | 0.07% |
| 95 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 2,100 | $140 | 0.06% |
| 96 | GLOBAL PARTNERS LP COM UNITS | GLP-PB | 4,150 | $128 | 0.05% |
| 97 | CORNING INC COM | GLW | 3,750 | $125 | 0.05% |
| 98 | SEMPRA COM | SREA | 800 | $124 | 0.05% |
| 99 | RUMBLEON INC COM CL B | RUMBW | 17,800 | $121 | 0.05% |
| 100 | CYTOSORBENTS CORP COM NEW | CTSO | 46,050 | $113 | 0.05% |
| 101 | CHROMADEX CORP COM NEW | NAGE | 79,557 | $105 | 0.04% |
| 102 | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT | WES | 3,813 | $101 | 0.04% |
| 103 | PHILIP MORRIS INTL INC COM | 718172109 | 1,000 | $100 | 0.04% |
| 104 | APPLIED DNA SCIENCES INC COM | 03815U300 | 98,301 | $95 | 0.04% |
| 105 | PROCTER AND GAMBLE CO COM | 742718109 | 600 | $94 | 0.04% |
| 106 | INGERSOLL RAND INC COM | IR | 1,632 | $93 | 0.04% |
| 107 | QUICKLOGIC CORP COM NEW | QUIK | 15,808 | $88 | 0.04% |
| 108 | VANGUARD INDEX FDS MID CAP ETF | 922908629 | 413 | $86 | 0.03% |
| 109 | UNILEVER PLC SPON ADR NEW | UNLYF | 1,493 | $83 | 0.03% |
| 110 | PAYPAL HLDGS INC COM | PYPL | 1,034 | $79 | 0.03% |
| 111 | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN | SPH | 5,013 | $79 | 0.03% |
| 112 | MATIV HOLDINGS INC COM | MATV | 4,000 | $77 | 0.03% |
| 113 | DOMINION ENERGY INC COM | D | 1,300 | $74 | 0.03% |
| 114 | EMPIRE ST RLTY OP L P UNIT LTD PRTNSP | 292102100 | 12,904 | $74 | 0.03% |
| 115 | ALLEGION PLC ORD SHS | ALLE | 666 | $74 | 0.03% |
| 116 | GE HEALTHCARE TECHNOLOGIES I COMMON STOCK | GEHC | 890 | $72 | 0.03% |
| 117 | KIMBERLY-CLARK CORP COM | KMB | 500 | $72 | 0.03% |
| 118 | ALTRIA GROUP INC COM | MO | 1,500 | $71 | 0.03% |
| 119 | LOWES COS INC COM | 548661107 | 340 | $71 | 0.03% |
| 120 | BANK MONTREAL QUE COM | 063671101 | 753 | $68 | 0.03% |
| 121 | EVERSPIN TECHNOLOGIES INC COM | MRAM | 10,887 | $68 | 0.03% |
| 122 | MERCURY SYS INC COM | MRCY | 1,400 | $67 | 0.03% |
| 123 | DCP MIDSTREAM LP COM UT LTD PTN | 23311P100 | 1,600 | $66 | 0.03% |
| 124 | TESLA INC COM | TSLA | 400 | $66 | 0.03% |
| 125 | COCA COLA CO COM | KO | 1,000 | $64 | 0.03% |
| 126 | EMERSON ELEC CO COM | EMR | 750 | $62 | 0.02% |
| 127 | VISHAY INTERTECHNOLOGY INC COM | VSH | 2,804 | $60 | 0.02% |
| 128 | UNITED PARCEL SERVICE INC CL B | UPS | 327 | $59 | 0.02% |
| 129 | SYNCHRONOSS TECHNOLOGIES INC COM | 87157B103 | 64,349 | $57 | 0.02% |
| 130 | ABBOTT LABS COM | ABLZF | 500 | $55 | 0.02% |
| 131 | MERCK & CO INC COM | MRK | 459 | $53 | 0.02% |
| 132 | INTEL CORP COM | INTC | 1,600 | $50 | 0.02% |
| 133 | EBAY INC. COM | EBAY | 1,000 | $46 | 0.02% |
| 134 | ADVANCED MICRO DEVICES INC COM | AMD | 500 | $45 | 0.02% |
| 135 | RITHM CAPITAL CORP COM NEW | RITM-PF | 5,500 | $45 | 0.02% |
| 136 | NATIONAL RETAIL PROPERTIES I COM | NNN | 1,000 | $44 | 0.02% |
| 137 | PEPSICO INC COM | PEP | 230 | $44 | 0.02% |
| 138 | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN | 726503105 | 3,400 | $44 | 0.02% |
| 139 | KALEYRA INC COM | 483379202 | 23,631 | $43 | 0.02% |
| 140 | RESEARCH SOLUTIONS INC COM | RSSS | 20,000 | $43 | 0.02% |
| 141 | AMERICAN ELEC PWR CO INC COM | 025537101 | 450 | $42 | 0.02% |
| 142 | SCHLUMBERGER LTD COM STK | SLB | 835 | $41 | 0.02% |
| 143 | DARDEN RESTAURANTS INC COM | DRI | 250 | $38 | 0.02% |
| 144 | ORACLE CORP COM | ORCL-PD | 394 | $37 | 0.01% |
| 145 | TARGA RES CORP COM | TRGP | 496 | $37 | 0.01% |
| 146 | AMERICAN EXPRESS CO COM | AXP | 200 | $32 | 0.01% |
| 147 | ISHARES TR RUSSELL 2000 ETF | 464287655 | 185 | $32 | 0.01% |
| 148 | WILLIAMS COS INC COM | 969457100 | 1,000 | $30 | 0.01% |
| 149 | META PLATFORMS INC CL A | META | 121 | $29 | 0.01% |
| 150 | MORGAN STANLEY COM NEW | MS-PQ | 318 | $29 | 0.01% |
| 151 | STRATASYS LTD SHS | SSYS | 2,000 | $29 | 0.01% |
| 152 | COLGATE PALMOLIVE CO COM | CL | 350 | $28 | 0.01% |
| 153 | CASSAVA SCIENCES INC COM | 14817C107 | 1,143 | $27 | 0.01% |
| 154 | UPHEALTH INC COM NEW | 91532B200 | 15,584 | $27 | 0.01% |
| 155 | FORD MTR CO DEL COM | 345370860 | 2,000 | $24 | 0.01% |
| 156 | CAPSTONE GREEN ENERGY CORP COM | CGEH | 18,569 | $23 | 0.01% |
| 157 | BANK AMERICA CORP COM | 060505104 | 760 | $22 | 0.01% |
| 158 | EATON VANCE TAX-MANAGED GLOB COM | ETN | 2,700 | $21 | 0.01% |
| 159 | BARRICK GOLD CORP COM | 067901108 | 1,000 | $19 | 0.01% |
| 160 | GINKGO BIOWORKS HOLDINGS INC CL A SHS | DNABW | 15,000 | $18 | 0.01% |
| 161 | SYSCO CORP COM | SYY | 232 | $18 | 0.01% |
| 162 | AT&T INC COM | T-PC | 973 | $17 | 0.01% |
| 163 | APA CORPORATION COM | APA | 450 | $17 | 0.01% |
| 164 | BRIGHTHOUSE FINL INC COM | 10922N103 | 326 | $14 | 0.01% |
| 165 | KRAFT HEINZ CO COM | KHC | 333 | $13 | 0.01% |
| 166 | BAKER HUGHES COMPANY CL A | BKR | 400 | $12 | 0.00% |
| 167 | HELMERICH & PAYNE INC COM | HP | 300 | $10 | 0.00% |
| 168 | NOVARTIS AG SPONSORED ADR | NVSEF | 100 | $10 | 0.00% |
| 169 | WABTEC COM | 929740108 | 98 | $10 | 0.00% |
| 170 | CISCO SYS INC COM | CSCO | 188 | $9 | 0.00% |
| 171 | MSC INDL DIRECT INC CL A | 553530106 | 100 | $9 | 0.00% |
| 172 | PROSPECT CAP CORP COM | PSEC-PA | 1,300 | $9 | 0.00% |
| 173 | VISHAY PRECISION GROUP INC COM | VPG | 200 | $8 | 0.00% |
| 174 | LUMENTUM HLDGS INC COM | LITE | 142 | $7 | 0.00% |
| 175 | QUANTUMSCAPE CORP COM CL A | QS | 1,000 | $7 | 0.00% |
| 176 | SHELL PLC SPON ADS | RYDAF | 112 | $7 | 0.00% |
| 177 | BROADCOM INC COM | AVGO | 9 | $6 | 0.00% |
| 178 | CHEMOURS CO COM | CC | 220 | $6 | 0.00% |
| 179 | CITIGROUP INC COM NEW | C-PR | 134 | $6 | 0.00% |
| 180 | HP INC COM | HPQ | 200 | $6 | 0.00% |
| 181 | LILLY ELI & CO COM | LLY | 16 | $6 | 0.00% |
| 182 | MANULIFE FINL CORP COM | 56501R106 | 320 | $6 | 0.00% |
| 183 | RAYTHEON TECHNOLOGIES CORP COM | RTX | 65 | $6 | 0.00% |
| 184 | SUNCOR ENERGY INC NEW COM | SU | 178 | $6 | 0.00% |
| 185 | TOTALENERGIES SE SPONSORED ADS | TTE | 93 | $6 | 0.00% |
| 186 | VIAVI SOLUTIONS INC COM | VIAV | 712 | $6 | 0.00% |
| 187 | EATON CORP PLC SHS | ETN | 35 | $6 | 0.00% |
| 188 | BLACKROCK INC COM | BLK | 7 | $5 | 0.00% |
| 189 | DISNEY WALT CO COM | 254687106 | 44 | $5 | 0.00% |
| 190 | LAS VEGAS SANDS CORP COM | LVS | 86 | $5 | 0.00% |
| 191 | MONDELEZ INTL INC CL A | 609207105 | 68 | $5 | 0.00% |
| 192 | SOLID POWER INC CLASS A COM | SLDPW | 2,000 | $5 | 0.00% |
| 193 | VISA INC COM CL A | V | 23 | $5 | 0.00% |
| 194 | BOEING CO COM | BA-PA | 21 | $4 | 0.00% |
| 195 | DIAGEO PLC SPON ADR NEW | DGEAF | 23 | $4 | 0.00% |
| 196 | ELECTRONIC ARTS INC COM | EA | 29 | $4 | 0.00% |
| 197 | LAM RESEARCH CORP COM | LRCX | 8 | $4 | 0.00% |
| 198 | SPDR GOLD TR GOLD SHS | GLD | 20 | $4 | 0.00% |
| 199 | THERMO FISHER SCIENTIFIC INC COM | TMO | 7 | $4 | 0.00% |
| 200 | TORONTO DOMINION BK ONT COM NEW | TORO | 72 | $4 | 0.00% |
| 201 | WASTE MGMT INC DEL COM | 94106L109 | 26 | $4 | 0.00% |
| 202 | GARMIN LTD SHS | GRMN | 40 | $4 | 0.00% |
| 203 | TE CONNECTIVITY LTD SHS | TEL | 30 | $4 | 0.00% |
| 204 | BOOKING HOLDINGS INC COM | BKNG | 1 | $3 | 0.00% |
| 205 | CVS HEALTH CORP COM | CVS | 46 | $3 | 0.00% |
| 206 | CELANESE CORP DEL COM | CE | 30 | $3 | 0.00% |
| 207 | COGNIZANT TECHNOLOGY SOLUTIO CL A | CTSH | 56 | $3 | 0.00% |
| 208 | FIDELITY NATL INFORMATION SV COM | 31620M106 | 47 | $3 | 0.00% |
| 209 | HALLIBURTON CO COM | HAL | 100 | $3 | 0.00% |
| 210 | HASBRO INC COM | HAS | 44 | $3 | 0.00% |
| 211 | HEWLETT PACKARD ENTERPRISE C COM | HPE-PC | 200 | $3 | 0.00% |
| 212 | INTERPUBLIC GROUP COS INC COM | INTR | 90 | $3 | 0.00% |
| 213 | LENNAR CORP CL B | LEN-B | 30 | $3 | 0.00% |
| 214 | NIKE INC CL B | NKE | 27 | $3 | 0.00% |
| 215 | OCCIDENTAL PETE CORP W EXP 08/03/202 | 674599162 | 68 | $3 | 0.00% |
| 216 | REGIONS FINANCIAL CORP NEW COM | RF-PF | 151 | $3 | 0.00% |
| 217 | TARGET CORP COM | TGT | 18 | $3 | 0.00% |
| 218 | UNION PAC CORP COM | UNP | 17 | $3 | 0.00% |
| 219 | WARNER BROS DISCOVERY INC COM SER A | WBD | 233 | $3 | 0.00% |
| 220 | EHEALTH INC COM | EHTH | 405 | $2 | 0.00% |
| 221 | PENN ENTERTAINMENT INC COM | PENN | 75 | $2 | 0.00% |
| 222 | ORGANON & CO COMMON STOCK | OGN | 40 | $1 | 0.00% |
| 223 | T2 BIOSYSTEMS INC COM NEW | 89853L203 | 1,684 | $1 | 0.00% |
| 224 | ALCON AG ORD SHS | ALC | 20 | $1 | 0.00% |
| 225 | SYROS PHARMACEUTICALS INC COM NEW | 87184Q206 | 13 | $0 | 0.00% |