13F HOLDINGS REPORT
Cowen Prime Advisors LLC
Quarter ended Q1 2023 · Filed February 1, 2023 · Accession 0000890163-23-000002
Total Value
$242,977
Positions
192
Other Managers
0
Confidential Omitted
No
Holdings (192)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | PDF SOLUTIONS INC COM | PDFS | 1,431,404 | $40,824 | 16.80% |
| 2 | THRYV HLDGS INC COM NEW | THRY | 876,930 | $16,662 | 6.86% |
| 3 | INSPIRED ENTMT INC COM | 45782N108 | 997,800 | $12,642 | 5.20% |
| 4 | ASPEN AEROGELS INC COM | ASPN | 1,051,925 | $12,402 | 5.10% |
| 5 | ITERIS INC NEW COM | 46564T107 | 3,473,900 | $10,804 | 4.45% |
| 6 | HARMONIC INC COM | HLIT | 816,181 | $10,692 | 4.40% |
| 7 | DIGIMARC CORP NEW COM | DMRC | 420,642 | $7,778 | 3.20% |
| 8 | PTC INC COM | PTC | 61,777 | $7,416 | 3.05% |
| 9 | FRANCHISE GROUP INC COM | 35180X105 | 301,770 | $7,188 | 2.96% |
| 10 | SOCIETAL CDMO INC COM | 75629F109 | 4,312,400 | $6,425 | 2.64% |
| 11 | GENIUS SPORTS LIMITED SHARES CL A | GENI | 1,698,850 | $6,065 | 2.50% |
| 12 | MACOM TECH SOLUTIONS HLDGS I COM | 55405Y100 | 87,528 | $5,513 | 2.27% |
| 13 | SHARECARE INC COM CL A | 81948W104 | 3,144,000 | $5,030 | 2.07% |
| 14 | JOHNSON & JOHNSON COM | JNJ | 24,960 | $4,409 | 1.81% |
| 15 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 13,385 | $4,135 | 1.70% |
| 16 | 3-D SYS CORP DEL COM NEW | 88554D205 | 537,316 | $3,976 | 1.64% |
| 17 | ASTRAZENECA PLC SPONSORED ADR | AZN | 52,020 | $3,527 | 1.45% |
| 18 | STARBUCKS CORP COM | SBUX | 34,770 | $3,449 | 1.42% |
| 19 | PFIZER INC COM | PFE | 65,860 | $3,375 | 1.39% |
| 20 | ANALOG DEVICES INC COM | ADI | 18,382 | $3,015 | 1.24% |
| 21 | TEXAS INSTRS INC COM | 882508104 | 16,716 | $2,762 | 1.14% |
| 22 | COMSCORE INC COM | SCOR | 2,277,600 | $2,642 | 1.09% |
| 23 | APOLLO GLOBAL MGMT INC COM | 03769M106 | 40,920 | $2,610 | 1.07% |
| 24 | TRANSACT TECHNOLOGIES INC COM | TACT | 410,675 | $2,595 | 1.07% |
| 25 | NVE CORP COM NEW | NVT | 39,213 | $2,539 | 1.04% |
| 26 | KKR & CO INC COM | KKRT | 50,150 | $2,328 | 0.96% |
| 27 | KINDER MORGAN INC DEL COM | EP-PC | 123,010 | $2,224 | 0.92% |
| 28 | CROWN CASTLE INC COM | CCI | 15,800 | $2,143 | 0.88% |
| 29 | KORNIT DIGITAL LTD SHS | KRNT | 88,950 | $2,043 | 0.84% |
| 30 | CEVA INC COM | CEVA | 73,604 | $1,883 | 0.77% |
| 31 | ENTERPRISE PRODS PARTNERS L COM | 293792107 | 77,580 | $1,871 | 0.77% |
| 32 | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 559080106 | 34,800 | $1,747 | 0.72% |
| 33 | INTERNATIONAL BUSINESS MACHS COM | INTR | 11,870 | $1,672 | 0.69% |
| 34 | MICROSOFT CORP COM | MSFT | 6,850 | $1,643 | 0.68% |
| 35 | QUOTIENT TECHNOLOGY INC COM | 749119103 | 455,637 | $1,563 | 0.64% |
| 36 | INTERNATIONAL FLAVORS&FRAGRA COM | 459506101 | 13,750 | $1,442 | 0.59% |
| 37 | APYX MEDICAL CORPORATION COM | APYX | 606,282 | $1,419 | 0.58% |
| 38 | DUPONT DE NEMOURS INC COM | DD | 18,745 | $1,286 | 0.53% |
| 39 | DOW INC COM | DOW | 25,352 | $1,277 | 0.53% |
| 40 | INFINERA CORP NOTE 2.125 9/0 | 45667GAC7 | 1,280,000 | $1,253 | 0.52% |
| 41 | BRT APARTMENTS CORP COM | BRT | 63,344 | $1,244 | 0.51% |
| 42 | EXELON CORP COM | EXC | 27,200 | $1,176 | 0.48% |
| 43 | AUGMEDIX INC COM | 05105P107 | 742,100 | $1,158 | 0.48% |
| 44 | METLIFE INC COM | MET-PF | 15,750 | $1,140 | 0.47% |
| 45 | LANTHEUS HLDGS INC COM | LNTH | 22,207 | $1,132 | 0.47% |
| 46 | RIBBON COMMUNICATIONS INC COM | RBBN | 393,403 | $1,098 | 0.45% |
| 47 | NUTANIX INC CL A | NTNX | 34,430 | $897 | 0.37% |
| 48 | ACCURAY INC COM | ARAY | 415,538 | $868 | 0.36% |
| 49 | GANNETT CO INC COM | TDAY | 403,240 | $819 | 0.34% |
| 50 | GOLUB CAP BDC INC COM | 38173M102 | 60,200 | $792 | 0.33% |
| 51 | GSI TECHNOLOGY INC COM | GSIT | 409,052 | $708 | 0.29% |
| 52 | KOPIN CORP COM | KOPN | 530,400 | $658 | 0.27% |
| 53 | DEERE & CO COM | DE | 1,500 | $643 | 0.26% |
| 54 | APPLE INC COM | AAPL | 4,780 | $621 | 0.26% |
| 55 | CORTEVA INC COM | CTVA | 10,252 | $603 | 0.25% |
| 56 | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | 65,040 | $593 | 0.24% |
| 57 | CONSTELLATION ENERGY CORP COM | CEG | 6,841 | $590 | 0.24% |
| 58 | ENERGY TRANSFER L P COM UT LTD PTN | ET-PI | 37,500 | $445 | 0.18% |
| 59 | NOVO-NORDISK A S ADR | NONOF | 3,250 | $440 | 0.18% |
| 60 | VOLITIONRX LTD COM | VNRX | 177,043 | $430 | 0.18% |
| 61 | ABBVIE INC COM | ABBV | 2,454 | $397 | 0.16% |
| 62 | KYNDRYL HLDGS INC COMMON STOCK | KD | 34,720 | $386 | 0.16% |
| 63 | NEOGENOMICS INC COM NEW | NEO | 40,800 | $377 | 0.16% |
| 64 | EXXON MOBIL CORP COM | XOM | 3,370 | $372 | 0.15% |
| 65 | ORBITAL INFRASTRUCTURE GRP I COM | 68559A109 | 1,801,549 | $355 | 0.15% |
| 66 | ALLOT LTD SHS | ALLT | 96,914 | $333 | 0.14% |
| 67 | LEONARDO DRS INC COM | DRS | 24,500 | $313 | 0.13% |
| 68 | TRANE TECHNOLOGIES PLC SHS | TT | 1,850 | $311 | 0.13% |
| 69 | NEOGEN CORP COM | NEOG | 20,200 | $308 | 0.13% |
| 70 | BLACKSTONE INC COM | BX | 4,100 | $304 | 0.13% |
| 71 | SEAGATE TECHNOLOGY HLDNGS PL ORD SHS | SE | 5,650 | $297 | 0.12% |
| 72 | COGNYTE SOFTWARE LTD ORD SHS | CGNT | 91,400 | $284 | 0.12% |
| 73 | ARES CAPITAL CORP COM | ARCC | 15,000 | $277 | 0.11% |
| 74 | UNITEDHEALTH GROUP INC COM | UNH | 500 | $265 | 0.11% |
| 75 | NATIONAL RESH CORP COM NEW | 637372202 | 7,000 | $261 | 0.11% |
| 76 | ANNALY CAPITAL MANAGEMENT IN COM NEW | NLY-PJ | 11,950 | $252 | 0.10% |
| 77 | ALPHABET INC CAP STK CL C | GOOG | 2,800 | $248 | 0.10% |
| 78 | ALPHABET INC CAP STK CL A | GOOG | 2,800 | $247 | 0.10% |
| 79 | NORTHROP GRUMMAN CORP COM | NOC | 450 | $246 | 0.10% |
| 80 | PHARMING GROUP NV SPON ADS | PHAR | 21,610 | $238 | 0.10% |
| 81 | GENERAL ELECTRIC CO COM NEW | 369604301 | 2,681 | $225 | 0.09% |
| 82 | MPLX LP COM UNIT REP LTD | MPLXP | 6,809 | $224 | 0.09% |
| 83 | PAYCHEX INC COM | PAYX | 1,800 | $208 | 0.09% |
| 84 | HEALTHPEAK PROPERTIES INC COM | DOC | 8,000 | $201 | 0.08% |
| 85 | LOCKHEED MARTIN CORP COM | LMT | 400 | $195 | 0.08% |
| 86 | JPMORGAN CHASE & CO COM | VYLD | 1,395 | $187 | 0.08% |
| 87 | OXFORD SQUARE CAP CORP COM | OXSQH | 56,212 | $175 | 0.07% |
| 88 | MCDONALDS CORP COM | MCD | 661 | $174 | 0.07% |
| 89 | VERIZON COMMUNICATIONS INC COM | VZ | 4,367 | $172 | 0.07% |
| 90 | APPLIED DNA SCIENCES INC COM | 03815U300 | 98,301 | $163 | 0.07% |
| 91 | DURECT CORP COM NEW | 266605500 | 46,930 | $162 | 0.07% |
| 92 | ARES MANAGEMENT CORPORATION CL A COM STK | ARES-PB | 2,300 | $157 | 0.06% |
| 93 | CRESCENT CAP BDC INC COM | 225655109 | 12,300 | $157 | 0.06% |
| 94 | ECOLAB INC COM | ECL | 1,051 | $153 | 0.06% |
| 95 | BRISTOL-MYERS SQUIBB CO COM | CELG-RI | 2,100 | $151 | 0.06% |
| 96 | GLOBAL PARTNERS LP COM UNITS | GLP-PB | 4,150 | $144 | 0.06% |
| 97 | LENNAR CORP CL A | LEN-B | 1,500 | $136 | 0.06% |
| 98 | CHROMADEX CORP COM NEW | NAGE | 75,357 | $127 | 0.05% |
| 99 | SEMPRA COM | SREA | 800 | $124 | 0.05% |
| 100 | CORNING INC COM | GLW | 3,750 | $120 | 0.05% |
| 101 | RUMBLEON INC COM CL B | RUMBW | 17,800 | $115 | 0.05% |
| 102 | MATIV HOLDINGS INC COM | MATV | 4,900 | $102 | 0.04% |
| 103 | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT | WES | 3,813 | $102 | 0.04% |
| 104 | PHILIP MORRIS INTL INC COM | 718172109 | 1,000 | $101 | 0.04% |
| 105 | PROCTER AND GAMBLE CO COM | 742718109 | 600 | $91 | 0.04% |
| 106 | INGERSOLL RAND INC COM | IR | 1,632 | $85 | 0.03% |
| 107 | EMPIRE ST RLTY OP L P UNIT LTD PRTNSP | 292102100 | 12,904 | $84 | 0.03% |
| 108 | QUICKLOGIC CORP COM NEW | QUIK | 15,808 | $81 | 0.03% |
| 109 | DOMINION ENERGY INC COM | D | 1,300 | $80 | 0.03% |
| 110 | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN | SPH | 5,013 | $76 | 0.03% |
| 111 | PAYPAL HLDGS INC COM | PYPL | 1,034 | $74 | 0.03% |
| 112 | UNILEVER PLC SPON ADR NEW | UNLYF | 1,445 | $73 | 0.03% |
| 113 | EMERSON ELEC CO COM | EMR | 750 | $72 | 0.03% |
| 114 | ALLEGION PLC ORD SHS | ALLE | 666 | $70 | 0.03% |
| 115 | ALTRIA GROUP INC COM | MO | 1,500 | $69 | 0.03% |
| 116 | BANK MONTREAL QUE COM | 063671101 | 753 | $68 | 0.03% |
| 117 | KIMBERLY-CLARK CORP COM | KMB | 500 | $68 | 0.03% |
| 118 | LOWES COS INC COM | 548661107 | 340 | $68 | 0.03% |
| 119 | COCA COLA CO COM | KO | 1,000 | $64 | 0.03% |
| 120 | CYTOSORBENTS CORP COM NEW | CTSO | 41,200 | $64 | 0.03% |
| 121 | MERCURY SYS INC COM | MRCY | 1,400 | $63 | 0.03% |
| 122 | DCP MIDSTREAM LP COM UT LTD PTN | 23311P100 | 1,600 | $62 | 0.03% |
| 123 | EVERSPIN TECHNOLOGIES INC COM | MRAM | 10,887 | $61 | 0.03% |
| 124 | KALEYRA INC COM | 483379103 | 79,481 | $60 | 0.02% |
| 125 | VISHAY INTERTECHNOLOGY INC COM | VSH | 2,804 | $60 | 0.02% |
| 126 | ABBOTT LABS COM | ABLZF | 500 | $55 | 0.02% |
| 127 | UNITED PARCEL SERVICE INC CL B | UPS | 300 | $52 | 0.02% |
| 128 | RESEARCH SOLUTIONS INC COM | RSSS | 25,000 | $48 | 0.02% |
| 129 | NATIONAL RETAIL PROPERTIES I COM | NNN | 1,000 | $46 | 0.02% |
| 130 | RITHM CAPITAL CORP COM NEW | RITM-PF | 5,500 | $45 | 0.02% |
| 131 | SCHLUMBERGER LTD COM STK | SLB | 835 | $45 | 0.02% |
| 132 | MERCK & CO INC COM | MRK | 400 | $44 | 0.02% |
| 133 | AMERICAN ELEC PWR CO INC COM | 025537101 | 450 | $43 | 0.02% |
| 134 | INTEL CORP COM | INTC | 1,600 | $42 | 0.02% |
| 135 | PEPSICO INC COM | PEP | 230 | $42 | 0.02% |
| 136 | EBAY INC. COM | EBAY | 1,000 | $41 | 0.02% |
| 137 | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN | 726503105 | 3,400 | $40 | 0.02% |
| 138 | SYNCHRONOSS TECHNOLOGIES INC COM | 87157B103 | 64,349 | $40 | 0.02% |
| 139 | TARGA RES CORP COM | TRGP | 496 | $36 | 0.01% |
| 140 | DARDEN RESTAURANTS INC COM | DRI | 250 | $35 | 0.01% |
| 141 | CASSAVA SCIENCES INC COM | 14817C107 | 1,143 | $34 | 0.01% |
| 142 | WILLIAMS COS INC COM | 969457100 | 1,000 | $33 | 0.01% |
| 143 | ADVANCED MICRO DEVICES INC COM | AMD | 500 | $32 | 0.01% |
| 144 | ORACLE CORP COM | ORCL-PD | 394 | $32 | 0.01% |
| 145 | AMERICAN EXPRESS CO COM | AXP | 200 | $30 | 0.01% |
| 146 | COLGATE PALMOLIVE CO COM | CL | 350 | $28 | 0.01% |
| 147 | CAPSTONE GREEN ENERGY CORP COM | CGEH | 18,569 | $27 | 0.01% |
| 148 | MORGAN STANLEY COM NEW | MS-PQ | 318 | $27 | 0.01% |
| 149 | BANK AMERICA CORP COM | 060505104 | 760 | $25 | 0.01% |
| 150 | GINKGO BIOWORKS HOLDINGS INC CL A SHS | DNABW | 15,000 | $25 | 0.01% |
| 151 | UPHEALTH INC COM NEW | 91532B200 | 15,584 | $25 | 0.01% |
| 152 | STRATASYS LTD SHS | SSYS | 2,000 | $24 | 0.01% |
| 153 | FORD MTR CO DEL COM | 345370860 | 2,000 | $23 | 0.01% |
| 154 | APA CORPORATION COM | APA | 450 | $21 | 0.01% |
| 155 | EATON VANCE TAX-MANAGED GLOB COM | ETN | 2,700 | $20 | 0.01% |
| 156 | AT&T INC COM | T-PC | 973 | $18 | 0.01% |
| 157 | BARRICK GOLD CORP COM | 067901108 | 1,000 | $17 | 0.01% |
| 158 | BRIGHTHOUSE FINL INC COM | 10922N103 | 326 | $17 | 0.01% |
| 159 | HELMERICH & PAYNE INC COM | HP | 300 | $15 | 0.01% |
| 160 | KRAFT HEINZ CO COM | KHC | 333 | $14 | 0.01% |
| 161 | SYSCO CORP COM | SYY | 185 | $14 | 0.01% |
| 162 | ITRON INC COM | ITRI | 250 | $13 | 0.01% |
| 163 | BAKER HUGHES COMPANY CL A | BKR | 400 | $12 | 0.00% |
| 164 | META PLATFORMS INC CL A | META | 100 | $12 | 0.00% |
| 165 | WABTEC COM | 929740108 | 106 | $11 | 0.00% |
| 166 | NOVARTIS AG SPONSORED ADR | NVSEF | 100 | $9 | 0.00% |
| 167 | PROSPECT CAP CORP COM | PSEC-PA | 1,300 | $9 | 0.00% |
| 168 | MSC INDL DIRECT INC CL A | 553530106 | 100 | $8 | 0.00% |
| 169 | VISHAY PRECISION GROUP INC COM | VPG | 200 | $8 | 0.00% |
| 170 | CHEMOURS CO COM | CC | 220 | $7 | 0.00% |
| 171 | LUMENTUM HLDGS INC COM | LITE | 142 | $7 | 0.00% |
| 172 | VIAVI SOLUTIONS INC COM | VIAV | 712 | $7 | 0.00% |
| 173 | QUANTUMSCAPE CORP COM CL A | QS | 1,000 | $6 | 0.00% |
| 174 | SHELL PLC SPON ADS | RYDAF | 112 | $6 | 0.00% |
| 175 | CISCO SYS INC COM | CSCO | 100 | $5 | 0.00% |
| 176 | HP INC COM | HPQ | 200 | $5 | 0.00% |
| 177 | SOLID POWER INC CLASS A COM | SLDPW | 2,000 | $5 | 0.00% |
| 178 | HALLIBURTON CO COM | HAL | 100 | $4 | 0.00% |
| 179 | HEWLETT PACKARD ENTERPRISE C COM | HPE-PC | 200 | $3 | 0.00% |
| 180 | OCCIDENTAL PETE CORP W EXP 08/03/202 | 674599162 | 68 | $3 | 0.00% |
| 181 | SPDR GOLD TR GOLD SHS | GLD | 20 | $3 | 0.00% |
| 182 | CITIGROUP INC COM NEW | C-PR | 35 | $2 | 0.00% |
| 183 | EHEALTH INC COM | EHTH | 405 | $2 | 0.00% |
| 184 | LENNAR CORP CL B | LEN-B | 30 | $2 | 0.00% |
| 185 | PENN ENTERTAINMENT INC COM | PENN | 75 | $2 | 0.00% |
| 186 | T2 BIOSYSTEMS INC COM NEW | 89853L203 | 1,684 | $2 | 0.00% |
| 187 | WARNER BROS DISCOVERY INC COM SER A | WBD | 233 | $2 | 0.00% |
| 188 | DISNEY WALT CO COM | 254687106 | 10 | $1 | 0.00% |
| 189 | LIGHTNING EMOTORS INC COM | 53228T101 | 3,000 | $1 | 0.00% |
| 190 | ORGANON & CO COMMON STOCK | OGN | 40 | $1 | 0.00% |
| 191 | ALCON AG ORD SHS | ALC | 20 | $1 | 0.00% |
| 192 | MICRO FOCUS INTL PLC SPON ADR NEW | 594837403 | 20 | $0 | 0.00% |