13F HOLDINGS REPORT
BARINGS LLC
Quarter ended Q3 2023 · Filed August 8, 2023 · Accession 0000009015-23-000016
Total Value
$2.96B
Positions
213
Other Managers
4
Confidential Omitted
No
Holdings (213)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ISHARES TR | 464287200 | 1,548,680 | $690.3M | 23.33% |
| 2 | INVESCO QQQ TR | IVZ | 935,320 | $345.5M | 11.68% |
| 3 | ISHARES TR | 464287648 | 1,412,950 | $342.9M | 11.59% |
| 4 | ISHARES TR | 464287200 | 272,806 | $121.6M | 4.11% |
| 5 | BARINGS BDC, INC. | BBDC | 13,639,681 | $106.9M | 3.61% |
| 6 | ISHARES TR | 464287226 | 796,596 | $78.0M | 2.64% |
| 7 | ISHARES TR | 464287242 | 671,900 | $72.7M | 2.46% |
| 8 | VANGUARD INTL EQUITY INDEX F | 922042742 | 730,947 | $70.9M | 2.40% |
| 9 | ISHARES TR | 464287440 | 593,470 | $57.3M | 1.94% |
| 10 | ISHARES TR | 46429B655 | 1,031,000 | $52.4M | 1.77% |
| 11 | SUNCOR ENERGY INC NEW | SU | 1,686,543 | $49.4M | 1.67% |
| 12 | H WORLD GROUP LTD | HWLDF | 1,071,681 | $41.6M | 1.40% |
| 13 | PDD HOLDINGS INC | PDD | 516,144 | $35.7M | 1.21% |
| 14 | ISHARES INC | 464286251 | 717,491 | $31.1M | 1.05% |
| 15 | LINDE PLC | LIN | 78,688 | $30.0M | 1.01% |
| 16 | SEA LTD | SE | 422,440 | $24.5M | 0.83% |
| 17 | CORTEVA INC | CTVA | 372,893 | $21.4M | 0.72% |
| 18 | EXXON MOBIL CORP | XOM | 195,640 | $21.0M | 0.71% |
| 19 | INVESCO QQQ TR | IVZ | 54,513 | $20.1M | 0.68% |
| 20 | WISDOMTREE TR | WT | 518,204 | $19.8M | 0.67% |
| 21 | GARRETT MOTION INC | GTX | 2,602,247 | $19.7M | 0.67% |
| 22 | ISHARES TR | 464287309 | 251,496 | $17.7M | 0.60% |
| 23 | BLACKROCK TCP CAPITAL CORP | TCPC | 1,603,372 | $17.5M | 0.59% |
| 24 | PENNYMAC CORP | 70932AAD5 | 17,000,000 | $16.5M | 0.56% |
| 25 | YUM CHINA HLDGS INC | YUMC | 284,592 | $16.1M | 0.54% |
| 26 | ISHARES TR | 464288679 | 142,354 | $15.7M | 0.53% |
| 27 | CONOCOPHILLIPS | COP | 144,311 | $15.0M | 0.51% |
| 28 | NUTRIEN LTD | NTR | 252,666 | $14.9M | 0.50% |
| 29 | MFA FINL INC | 55272XAA0 | 15,000,000 | $14.8M | 0.50% |
| 30 | ISHARES INC | 464286392 | 116,664 | $14.5M | 0.49% |
| 31 | ISHARES TR | 464287861 | 285,084 | $14.4M | 0.49% |
| 32 | VANGUARD SCOTTSDALE FDS | 92206C813 | 179,504 | $14.1M | 0.48% |
| 33 | DEERE & CO | DE | 34,561 | $14.0M | 0.47% |
| 34 | FIRST TR EXCHANGE TRADED FD | 33737A108 | 129,222 | $13.6M | 0.46% |
| 35 | ISHARES TR | 46435U549 | 276,077 | $13.0M | 0.44% |
| 36 | DARLING INGREDIENTS INC | DAR | 201,635 | $12.9M | 0.43% |
| 37 | TRACTOR SUPPLY CO | TSCO | 54,315 | $12.0M | 0.41% |
| 38 | SPDR S&P 500 ETF TR | SPY | 26,644 | $11.8M | 0.40% |
| 39 | GREEN PLAINS INC | GPRE | 352,630 | $11.4M | 0.38% |
| 40 | CHEVRON CORP NEW | CVX | 69,616 | $11.0M | 0.37% |
| 41 | EOG RES INC | EOG | 94,388 | $10.8M | 0.37% |
| 42 | PETROLEO BRASILEIRO SA PETRO | 71654V101 | 838,739 | $10.4M | 0.35% |
| 43 | BUNGE LIMITED | BG | 108,297 | $10.2M | 0.35% |
| 44 | ISHARES INC | 464286608 | 217,834 | $10.0M | 0.34% |
| 45 | HESS CORP | HESM | 71,550 | $9.7M | 0.33% |
| 46 | CF INDS HLDGS INC | 125269100 | 138,783 | $9.6M | 0.33% |
| 47 | YUM CHINA HLDGS INC | YUMC | 169,034 | $9.6M | 0.32% |
| 48 | AGCO CORP | AGCO | 68,430 | $9.0M | 0.30% |
| 49 | NUTRIEN LTD | NTR | 150,272 | $8.9M | 0.30% |
| 50 | FMC CORP | FMC | 83,403 | $8.7M | 0.29% |
| 51 | INVESCO QQQ TR | IVZ | 23,142 | $8.5M | 0.29% |
| 52 | INVESCO QQQ TR | IVZ | 22,156 | $8.2M | 0.28% |
| 53 | ITAU UNIBANCO HLDG S A | 465562106 | 1,376,861 | $8.1M | 0.27% |
| 54 | SHERWIN WILLIAMS CO | SHW | 30,198 | $8.0M | 0.27% |
| 55 | INVESCO EXCHANGE TRADED FD T | IVZ | 86,044 | $7.8M | 0.26% |
| 56 | ISHARES TR | 464287242 | 70,829 | $7.7M | 0.26% |
| 57 | CNH INDL N V | N20944109 | 516,025 | $7.4M | 0.25% |
| 58 | MICROSOFT CORP | MSFT | 20,741 | $7.1M | 0.24% |
| 59 | LI AUTO INC | LAAOF | 197,307 | $6.9M | 0.23% |
| 60 | ARCHER DANIELS MIDLAND CO | ADM | 91,642 | $6.9M | 0.23% |
| 61 | DBX ETF TR | 233051879 | 256,113 | $6.9M | 0.23% |
| 62 | ISHARES INC | 464286871 | 352,374 | $6.8M | 0.23% |
| 63 | GLOBAL X FDS | 37954Y350 | 306,800 | $6.7M | 0.23% |
| 64 | VALE S A | VALE | 483,225 | $6.5M | 0.22% |
| 65 | BANCO BRADESCO S A | 059460303 | 1,850,828 | $6.4M | 0.22% |
| 66 | SOCIEDAD QUIMICA Y MINERA DE | 833635105 | 87,628 | $6.4M | 0.22% |
| 67 | ISHARES TR | 464287200 | 13,936 | $6.2M | 0.21% |
| 68 | ALBEMARLE CORP | ALB-PA | 27,645 | $6.2M | 0.21% |
| 69 | DISH NETWORK CORPORATION | 25470MAB5 | 11,517,000 | $5.9M | 0.20% |
| 70 | NUCOR CORP | NUE | 35,525 | $5.8M | 0.20% |
| 71 | VANGUARD WORLD FDS | 92204A702 | 13,133 | $5.8M | 0.20% |
| 72 | ZTO EXPRESS CAYMAN INC | ZTOEF | 217,890 | $5.5M | 0.18% |
| 73 | ISHARES TR | 464287242 | 50,231 | $5.4M | 0.18% |
| 74 | ISHARES TR | 46432F339 | 40,251 | $5.4M | 0.18% |
| 75 | ISHARES INC | 464286392 | 43,336 | $5.4M | 0.18% |
| 76 | DOW INC | DOW | 98,560 | $5.2M | 0.18% |
| 77 | EOS ENERGY ENTERPRISES INC | EOSE | 1,204,430 | $5.2M | 0.18% |
| 78 | LYONDELLBASELL INDUSTRIES N | LYB | 53,691 | $4.9M | 0.17% |
| 79 | VANGUARD SCOTTSDALE FDS | 92206C409 | 62,366 | $4.7M | 0.16% |
| 80 | AMAZON COM INC | AMZN | 34,070 | $4.4M | 0.15% |
| 81 | BANCOLOMBIA S A | 05968L102 | 166,457 | $4.4M | 0.15% |
| 82 | INVESCO EXCHANGE TRADED FD T | IVZ | 47,700 | $4.3M | 0.15% |
| 83 | FIRST TR EXCHANGE TRADED FD | 33737A108 | 37,042 | $3.9M | 0.13% |
| 84 | ISHARES TR | 464288257 | 40,234 | $3.9M | 0.13% |
| 85 | ISHARES TR | 464288646 | 76,800 | $3.9M | 0.13% |
| 86 | SENDAS DISTRIBUIDORA S A | 81689T104 | 265,941 | $3.8M | 0.13% |
| 87 | AON PLC | AON | 10,741 | $3.7M | 0.13% |
| 88 | ISHARES TR | 464288182 | 54,303 | $3.6M | 0.12% |
| 89 | UNITEDHEALTH GROUP INC | UNH | 7,360 | $3.5M | 0.12% |
| 90 | TDCX INC | 87190U100 | 433,217 | $3.4M | 0.12% |
| 91 | ANGLOGOLD ASHANTI LIMITED | AU | 158,498 | $3.3M | 0.11% |
| 92 | BARINGS CORPORATE INVS | 05617K109 | 219,664 | $3.3M | 0.11% |
| 93 | AMBEV SA | ABEV | 1,006,832 | $3.2M | 0.11% |
| 94 | APPLE INC | AAPL | 15,776 | $3.1M | 0.10% |
| 95 | PETROLEO BRASILEIRO SA PETRO | 71654V408 | 214,013 | $3.0M | 0.10% |
| 96 | SPDR SER TR | 78464A359 | 41,112 | $2.9M | 0.10% |
| 97 | ITRON INC | ITRI | 3,000,000 | $2.7M | 0.09% |
| 98 | FIRST TR EXCH TRADED FD III | 33739E108 | 165,996 | $2.7M | 0.09% |
| 99 | ISHARES TR | 46435G102 | 33,764 | $2.6M | 0.09% |
| 100 | VANGUARD SCOTTSDALE FDS | 92206C706 | 42,826 | $2.5M | 0.08% |
| 101 | ISHARES TR | 46434V738 | 46,871 | $2.5M | 0.08% |
| 102 | MCDONALDS CORP | MCD | 8,183 | $2.4M | 0.08% |
| 103 | FIRST TR EXCHANGE TRADED FD | 33737A108 | 22,776 | $2.4M | 0.08% |
| 104 | GLOBANT S A | GLOB | 11,806 | $2.1M | 0.07% |
| 105 | BIOLIFE SOLUTIONS INC | BLFS | 91,316 | $2.0M | 0.07% |
| 106 | 2U INC | 90214JAB7 | 3,000,000 | $2.0M | 0.07% |
| 107 | COMPANHIA DE SANEAMENTO BASI | SBS | 161,760 | $1.9M | 0.06% |
| 108 | BARINGS PARTN INVS TRUST | 05616B100 | 143,404 | $1.9M | 0.06% |
| 109 | ISHARES TR | 464287861 | 36,572 | $1.8M | 0.06% |
| 110 | FABRINET | FN | 13,893 | $1.8M | 0.06% |
| 111 | WEATHERFORD INTL PLC | G48833118 | 26,861 | $1.8M | 0.06% |
| 112 | ISHARES TR | 464287440 | 17,910 | $1.7M | 0.06% |
| 113 | TJX COS INC NEW | 872540109 | 18,862 | $1.6M | 0.05% |
| 114 | ISHARES INC | 464286251 | 36,197 | $1.6M | 0.05% |
| 115 | SUNCOR ENERGY INC NEW | SU | 49,106 | $1.4M | 0.05% |
| 116 | VANECK ETF TRUST | 92189F411 | 90,596 | $1.4M | 0.05% |
| 117 | AMCOR PLC | AMCCF | 138,850 | $1.4M | 0.05% |
| 118 | FIRST TR EXCH TRADED FD III | 33739E108 | 86,745 | $1.4M | 0.05% |
| 119 | UPSTART HLDGS INC | UPST | 2,000,000 | $1.4M | 0.05% |
| 120 | CREDICORP LTD | BAP | 9,193 | $1.4M | 0.05% |
| 121 | D MARKET ELECTR SVCS & TRADI | 23292B104 | 795,836 | $1.3M | 0.05% |
| 122 | MASTERCARD INCORPORATED | MA | 3,320 | $1.3M | 0.04% |
| 123 | ALPHABET INC | GOOG | 10,787 | $1.3M | 0.04% |
| 124 | VANGUARD INTL EQUITY INDEX F | 922042742 | 13,368 | $1.3M | 0.04% |
| 125 | VALARIS LIMITED | VAL-WT | 19,835 | $1.2M | 0.04% |
| 126 | NVIDIA CORPORATION | NVDA | 2,910 | $1.2M | 0.04% |
| 127 | PEPSICO INC | PEP | 6,400 | $1.2M | 0.04% |
| 128 | THERMO FISHER SCIENTIFIC INC | TMO | 2,204 | $1.1M | 0.04% |
| 129 | VANGUARD INTL EQUITY INDEX F | 922042858 | 27,836 | $1.1M | 0.04% |
| 130 | BARINGS PARTN INVS | 06761A103 | 86,128 | $1.1M | 0.04% |
| 131 | VISA INC | V | 4,675 | $1.1M | 0.04% |
| 132 | VANGUARD WORLD FDS | 92204A702 | 2,378 | $1.1M | 0.04% |
| 133 | META PLATFORMS INC | META | 3,376 | $968,844 | 0.03% |
| 134 | ISHARES TR | 46434V100 | 19,081 | $919,895 | 0.03% |
| 135 | VANGUARD SCOTTSDALE FDS | 92206C813 | 11,485 | $901,458 | 0.03% |
| 136 | ALPHABET INC | GOOG | 7,178 | $859,207 | 0.03% |
| 137 | UNITED RENTALS INC | URI | 1,888 | $840,859 | 0.03% |
| 138 | TESLA INC | TSLA | 2,915 | $763,060 | 0.03% |
| 139 | ISHARES TR | 464288588 | 8,100 | $755,447 | 0.03% |
| 140 | ISHARES TR | 464287457 | 8,944 | $725,180 | 0.02% |
| 141 | ISHARES TR | 464287242 | 6,632 | $717,184 | 0.02% |
| 142 | SPDR S&P 500 ETF TR | SPY | 1,577 | $699,053 | 0.02% |
| 143 | WILLSCOT MOBIL MINI HLDNG CO | WSC | 14,582 | $696,874 | 0.02% |
| 144 | CLOUDFLARE INC | NET | 9,858 | $644,417 | 0.02% |
| 145 | MICROSOFT CORP | MSFT | 1,751 | $596,286 | 0.02% |
| 146 | HALLADOR ENERGY COMPANY | HNRG | 69,239 | $593,378 | 0.02% |
| 147 | PROCTER AND GAMBLE CO | 742718109 | 3,791 | $575,246 | 0.02% |
| 148 | BECTON DICKINSON & CO | BDX | 2,176 | $574,486 | 0.02% |
| 149 | STRYKER CORPORATION | SYK | 1,868 | $569,908 | 0.02% |
| 150 | ALPHABET INC | GOOG | 4,260 | $509,922 | 0.02% |
| 151 | MCGRATH RENTCORP | MGRC | 5,394 | $498,837 | 0.02% |
| 152 | META PLATFORMS INC | META | 1,734 | $497,623 | 0.02% |
| 153 | COSTCO WHSL CORP NEW | 22160K105 | 908 | $488,849 | 0.02% |
| 154 | ZOETIS INC | ZTS | 2,817 | $485,116 | 0.02% |
| 155 | INTERNATIONAL FLAVORS&FRAGRA | 459506101 | 5,931 | $472,048 | 0.02% |
| 156 | BROADCOM INC | AVGO | 524 | $454,533 | 0.02% |
| 157 | JPMORGAN CHASE & CO | VYLD | 3,034 | $441,265 | 0.01% |
| 158 | NVIDIA CORPORATION | NVDA | 1,011 | $427,673 | 0.01% |
| 159 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 2,811 | $413,667 | 0.01% |
| 160 | ADOBE SYSTEMS INCORPORATED | ADBE | 826 | $403,906 | 0.01% |
| 161 | HDFC BANK LTD | HDB | 5,780 | $402,866 | 0.01% |
| 162 | COCA COLA CO | KO | 6,558 | $394,923 | 0.01% |
| 163 | WALMART INC | WMT | 2,375 | $373,303 | 0.01% |
| 164 | JOHNSON & JOHNSON | JNJ | 1,986 | $328,723 | 0.01% |
| 165 | APPLIED MATLS INC | 038222105 | 2,200 | $317,988 | 0.01% |
| 166 | CISCO SYS INC | CSCO | 6,094 | $315,304 | 0.01% |
| 167 | HOME DEPOT INC | HD | 1,002 | $311,261 | 0.01% |
| 168 | AMAZON COM INC | AMZN | 2,156 | $281,056 | 0.01% |
| 169 | NETFLIX INC | NFLX | 631 | $277,949 | 0.01% |
| 170 | MERCK & CO INC | MRK | 2,400 | $276,936 | 0.01% |
| 171 | FIDELITY NATL INFORMATION SV | 31620M106 | 4,998 | $273,391 | 0.01% |
| 172 | LILLY ELI & CO | LLY | 582 | $272,946 | 0.01% |
| 173 | ABBOTT LABS | ABLZF | 2,495 | $272,005 | 0.01% |
| 174 | SEA LTD | SE | 4,616 | $267,913 | 0.01% |
| 175 | BERKSHIRE HATHAWAY INC DEL | BRK-A | 776 | $264,616 | 0.01% |
| 176 | SALESFORCE INC | CRM | 1,238 | $261,540 | 0.01% |
| 177 | VERTEX PHARMACEUTICALS INC | VRTX | 739 | $260,061 | 0.01% |
| 178 | INTUITIVE SURGICAL INC | ISRG | 759 | $259,532 | 0.01% |
| 179 | AON PLC | AON | 722 | $249,234 | 0.01% |
| 180 | VISA INC | V | 1,049 | $249,117 | 0.01% |
| 181 | DANAHER CORPORATION | 235851102 | 1,017 | $244,080 | 0.01% |
| 182 | ACCENTURE PLC IRELAND | ACN | 773 | $238,532 | 0.01% |
| 183 | ORBITAL INFRASTRUCTURE GRP I | 68559A208 | 105,002 | $224,704 | 0.01% |
| 184 | QUALCOMM INC | QCOM | 1,855 | $220,819 | 0.01% |
| 185 | MONDELEZ INTL INC | 609207105 | 2,974 | $216,924 | 0.01% |
| 186 | KLA CORP | KLAC | 437 | $211,954 | 0.01% |
| 187 | WEST PHARMACEUTICAL SVSC INC | 955306105 | 541 | $206,916 | 0.01% |
| 188 | LAM RESEARCH CORP | LRCX | 317 | $203,787 | 0.01% |
| 189 | BANK AMERICA CORP | 060505104 | 7,029 | $201,662 | 0.01% |
| 190 | ABBVIE INC | ABBV | 1,491 | $200,882 | 0.01% |
| 191 | YUM CHINA HLDGS INC | YUMC | 3,398 | $191,987 | 0.01% |
| 192 | SALESFORCE INC | CRM | 884 | $186,754 | 0.01% |
| 193 | LAM RESEARCH CORP | LRCX | 275 | $176,787 | 0.01% |
| 194 | SYNOPSYS INC | SNPS | 400 | $174,164 | 0.01% |
| 195 | SYNOPSYS INC | SNPS | 365 | $158,925 | 0.01% |
| 196 | ANALOG DEVICES INC | ADI | 815 | $158,770 | 0.01% |
| 197 | LI AUTO INC | LAAOF | 4,402 | $154,510 | 0.01% |
| 198 | BARINGS GLOBAL SHORT DURATION | BGH | 11,833 | $154,308 | 0.01% |
| 199 | AUTODESK INC | ADSK | 754 | $154,276 | 0.01% |
| 200 | ANALOG DEVICES INC | ADI | 729 | $142,016 | 0.00% |
| 201 | MICRON TECHNOLOGY INC | MU | 2,237 | $141,177 | 0.00% |
| 202 | MICRON TECHNOLOGY INC | MU | 2,027 | $127,924 | 0.00% |
| 203 | PDD HOLDINGS INC | PDD | 1,797 | $124,245 | 0.00% |
| 204 | AUTODESK INC | ADSK | 595 | $121,743 | 0.00% |
| 205 | QUALCOMM INC | QCOM | 1,000 | $119,040 | 0.00% |
| 206 | CLOUDFLARE INC | NET | 1,811 | $118,385 | 0.00% |
| 207 | BM TECHNOLOGIES INC | 05591L107 | 31,790 | $94,734 | 0.00% |
| 208 | TAKE-TWO INTERACTIVE SOFTWAR | TTWO | 636 | $93,594 | 0.00% |
| 209 | ANGLOGOLD ASHANTI LIMITED | AU | 3,754 | $79,172 | 0.00% |
| 210 | ZTO EXPRESS CAYMAN INC | ZTOEF | 1,444 | $36,216 | 0.00% |
| 211 | CURIOSITYSTREAM INC | CURI | 27,931 | $26,046 | 0.00% |
| 212 | LYONDELLBASELL INDUSTRIES N | LYB | 11 | $1,010 | 0.00% |
| 213 | YANDEX N V | NBIS | 1,002,695 | $0 | 0.00% |