CUSIP G1992N126
CC NEUBERGER PRINCIPAL HOLDN
70 institutions · $2.1M total · 21,692,503 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Segantii Capital Management Ltd | 61,894 | $671.5K | 0.28% | 2023-09-30 |
| 2 | ANGELO GORDON & CO., L.P. | 20,000 | $218.0K | 0.09% | 2023-12-31 |
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 674,226 | $128.1K | 3.10% | 2023-12-31 |
| 4 | Exos TFP Holdings LLC | 669,321 | $123.8K | 3.08% | 2023-12-31 |
| 5 | Sandia Investment Management LP | 598,692 | $122.7K | 2.75% | 2023-12-31 |
| 6 | Periscope Capital Inc. | 493,451 | $99.2K | 2.27% | 2023-12-31 |
| 7 | Diametric Capital, LP | 445,150 | $82.4K | 2.05% | 2023-12-31 |
| 8 | Jefferies Group LLC | 64,301 | $70.1K | 0.29% | 2023-09-30 |
| 9 | COWEN AND COMPANY, LLC | 355,291 | $65.7K | 1.63% | 2023-12-31 |
| 10 | NOMURA HOLDINGS INC | 250,000 | $48.6K | 1.15% | 2023-12-31 |
| 11 | P SCHOENFELD ASSET MANAGEMENT LP | 220,067 | $45.1K | 1.01% | 2023-12-31 |
| 12 | Sage Rock Capital Management LP | 156,593 | $31.3K | 0.72% | 2023-09-30 |
| 13 | Sculptor Capital LP | 149,837 | $30.7K | 0.69% | 2023-12-31 |
| 14 | CANYON CAPITAL ADVISORS LLC | 159,998 | $29.6K | 0.73% | 2023-12-31 |
| 15 | Radcliffe Capital Management, L.P. | 132,349 | $27.1K | 0.61% | 2023-12-31 |
| 16 | Governors Lane LP | 140,000 | $26.5K | 0.64% | 2023-09-30 |
| 17 | PINEBRIDGE INVESTMENTS, L.P. | 139,057 | $25.7K | 0.64% | 2023-12-31 |
| 18 | Flow State Investments, L.P. | 118,914 | $22.0K | 0.54% | 2023-12-31 |
| 19 | MOORE CAPITAL MANAGEMENT, LP | 100,000 | $18.5K | 0.46% | 2023-12-31 |
| 20 | UBS OCONNOR LLC | 73,635 | $15.1K | 0.33% | 2023-12-31 |
| 21 | MILLENNIUM MANAGEMENT LLC | 78,177 | $14.5K | 0.36% | 2023-12-31 |
| 22 | JANE STREET GROUP, LLC | 71,902 | $13.3K | 0.33% | 2023-12-31 |
| 23 | Centerbridge Partners, L.P. | 70,805 | $13.1K | 0.32% | 2023-12-31 |
| 24 | Arena Capital Advisors, LLC- CA | 62,951 | $12.8K | 0.29% | 2023-06-30 |
| 25 | D. E. Shaw & Co., Inc. | 62,017 | $11.5K | 0.28% | 2023-12-31 |
| 26 | METEORA CAPITAL, LLC | 54,610 | $11.2K | 0.25% | 2023-12-31 |
| 27 | Owl Creek Asset Management, L.P. | 59,000 | $10.9K | 0.27% | 2023-12-31 |
| 28 | DAVIDSON KEMPNER PARTNERS | 51,999 | $10.6K | 0.23% | 2023-06-30 |
| 29 | Balyasny Asset Management LLC | 50,000 | $10.2K | 0.23% | 2023-06-30 |
| 30 | Jefferies Financial Group Inc. | 52,609 | $9.7K | 0.24% | 2023-12-31 |
| 31 | Davidson Kempner Capital Management LP | 51,999 | $9.6K | 0.23% | 2023-12-31 |
| 32 | Taconic Capital Advisors LP | 50,000 | $9.3K | 0.23% | 2023-12-31 |
| 33 | PRELUDE CAPITAL MANAGEMENT, LLC | 40,000 | $8.0K | 0.18% | 2023-09-30 |
| 34 | DeepCurrents Investment Group LLC | 709 | $7.7K | 0.00% | 2023-12-31 |
| 35 | TENOR CAPITAL MANAGEMENT Co., L.P. | 41,105 | $7.6K | 0.18% | 2023-12-31 |
| 36 | BlueCrest Capital Management Ltd | 15,000,000 | $7.6K | 69.14% | 2023-03-31 |
| 37 | ARISTEIA CAPITAL LLC | 98,291 | $7.4K | 0.45% | 2023-03-31 |
| 38 | Westchester Capital Management, LLC | 35,160 | $6.5K | 0.16% | 2023-12-31 |
| 39 | TD Asset Management Inc | 30,000 | $6.1K | 0.13% | 2023-12-31 |
| 40 | HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 22,000 | $4.5K | 0.10% | 2023-12-31 |
| 41 | DUPONT CAPITAL MANAGEMENT CORP | 20,000 | $4.1K | 0.09% | 2023-12-31 |
| 42 | Hudson Bay Capital Management LP | 20,200 | $3.7K | 0.09% | 2023-12-31 |
| 43 | SECURITY BENEFIT LIFE INSURANCE CO /KS/ | 20,000 | $3.7K | 0.09% | 2023-12-31 |
| 44 | MARSHALL WACE, LLP | 20,400 | $3.7K | 0.09% | 2023-12-31 |
| 45 | ALLIANCEBERNSTEIN L.P. | 15,932 | $3.2K | 0.07% | 2023-06-30 |
| 46 | Silver Rock Financial LP | 16,761 | $3.1K | 0.07% | 2024-06-30 |
| 47 | Castle Creek Arbitrage, LLC | 14,999 | $2.8K | 0.06% | 2023-09-30 |
| 48 | Boussard & Gavaudan Investment Management LLP | 11,480 | $2.1K | 0.05% | 2023-12-31 |
| 49 | Verition Fund Management LLC | 38,839 | $2.0K | 0.17% | 2023-03-31 |
| 50 | CITIGROUP INC | 9,197 | $1.9K | 0.04% | 2023-12-31 |
| 51 | GABELLI & Co INVESTMENT ADVISERS, INC. | 10,040 | $1.9K | 0.04% | 2023-12-31 |
| 52 | StoneX Group Inc. | 25,000 | $1.3K | 0.11% | 2025-06-30 |
| 53 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,886 | $952 | 0.08% | 2023-03-31 |
| 54 | Spartan Fund Management Inc. | 3,752 | $769 | 0.01% | 2023-12-31 |
| 55 | Fortress Investment Group LLC | 14,207 | $717 | 0.06% | 2023-03-31 |
| 56 | Athos Capital Ltd | 47,126 | $514 | 0.21% | 2023-12-31 |
| 57 | CREDIT SUISSE AG/ | 9,954 | $502 | 0.04% | 2023-03-31 |
| 58 | Weiss Asset Management LP | 6,307 | $318 | 0.02% | 2023-03-31 |
| 59 | UBS Group AG | 298 | $55 | 0.00% | 2023-12-31 |
| 60 | Tower Research Capital LLC (TRC) | 100 | $18 | 0.00% | 2023-12-31 |
| 61 | RP Investment Advisors LP | 58,821 | $12 | 0.27% | 2023-06-30 |
| 62 | Kepos Capital LP | 60,000 | $11 | 0.27% | 2023-09-30 |
| 63 | Shaolin Capital Management LLC | 57,045 | $11 | 0.26% | 2023-12-31 |
| 64 | Q Global Advisors, LLC | 49,400 | $9 | 0.22% | 2023-12-31 |
| 65 | Alpine Global Management, LLC | 103,808 | $5 | 0.47% | 2023-03-31 |
| 66 | CLEAR STREET LLC | 26 | $5 | 0.00% | 2025-03-31 |
| 67 | PRICE T ROWE ASSOCIATES INC /MD/ | 12,124 | $3 | 0.05% | 2023-12-31 |
| 68 | HRT FINANCIAL LP | 21,367 | $3 | 0.09% | 2023-12-31 |
| 69 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2023-12-31 |
| 70 | BARDIN HILL MANAGEMENT PARTNERS LP | 324 | $0 | 0.00% | 2023-12-31 |