CUSIP G1992N100
CC NEUBERGER PRINCIPAL HOLDN
88 institutions · $260.1M total · 31,083,270 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | ARISTEIA CAPITAL LLC | 3,531,850 | $35.7M | 11.36% | 2023-03-31 |
| 2 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 3,150,000 | $31.8M | 10.13% | 2023-03-31 |
| 3 | Weiss Asset Management LP | 1,610,783 | $16.3M | 5.18% | 2023-03-31 |
| 4 | HSBC HOLDINGS PLC | 1,503,379 | $15.2M | 4.83% | 2023-03-31 |
| 5 | MIZUHO MARKETS AMERICAS LLC | 696,365 | $10.2M | 2.24% | 2023-06-30 |
| 6 | Radcliffe Capital Management, L.P. | 953,229 | $9.6M | 3.06% | 2023-03-31 |
| 7 | Saba Capital Management, L.P. | 871,235 | $8.8M | 2.80% | 2023-03-31 |
| 8 | First Trust Capital Management L.P. | 785,207 | $7.9M | 2.52% | 2023-03-31 |
| 9 | Governors Lane LP | 700,000 | $7.1M | 2.25% | 2023-03-31 |
| 10 | LEVIN CAPITAL STRATEGIES, L.P. | 678,018 | $6.8M | 2.18% | 2023-03-31 |
| 11 | MARSHALL WACE, LLP | 630,995 | $6.4M | 2.03% | 2023-03-31 |
| 12 | Taconic Capital Advisors LP | 604,400 | $6.1M | 1.94% | 2023-03-31 |
| 13 | LMR Partners LLP | 595,400 | $6.0M | 1.91% | 2023-03-31 |
| 14 | AQR Arbitrage LLC | 538,994 | $5.4M | 1.73% | 2023-03-31 |
| 15 | Jefferies Group LLC | 500,000 | $4.9M | 1.60% | 2023-09-30 |
| 16 | Sandia Investment Management LP | 448,910 | $4.9M | 1.44% | 2023-12-31 |
| 17 | Woodline Partners LP | 450,000 | $4.5M | 1.44% | 2023-03-31 |
| 18 | UBS OCONNOR LLC | 400,371 | $4.4M | 1.28% | 2023-12-31 |
| 19 | FIR TREE CAPITAL MANAGEMENT LP | 345,937 | $3.8M | 1.11% | 2023-12-31 |
| 20 | METEORA CAPITAL, LLC | 341,151 | $3.7M | 1.09% | 2023-12-31 |
| 21 | TD Asset Management Inc | 358,800 | $3.6M | 1.15% | 2023-03-31 |
| 22 | Periscope Capital Inc. | 329,379 | $3.6M | 1.05% | 2023-12-31 |
| 23 | Sculptor Capital LP | 353,963 | $3.6M | 1.13% | 2023-03-31 |
| 24 | BANK OF AMERICA CORP /DE/ | 350,000 | $3.5M | 1.12% | 2023-03-31 |
| 25 | Hudson Bay Capital Management LP | 348,999 | $3.5M | 1.12% | 2023-03-31 |
| 26 | JANE STREET GROUP, LLC | 341,197 | $3.4M | 1.09% | 2023-03-31 |
| 27 | MIZUHO SECURITIES USA LLC | 310,480 | $3.4M | 0.99% | 2023-12-31 |
| 28 | Castle Creek Arbitrage, LLC | 287,030 | $3.1M | 0.92% | 2023-12-31 |
| 29 | Westchester Capital Management, LLC | 250,800 | $2.7M | 0.80% | 2023-12-31 |
| 30 | Arena Capital Advisors, LLC- CA | 255,013 | $2.6M | 0.82% | 2023-03-31 |
| 31 | Balyasny Asset Management LLC | 250,000 | $2.5M | 0.80% | 2023-03-31 |
| 32 | BERKLEY W R CORP | 208,695 | $2.3M | 0.67% | 2023-12-31 |
| 33 | TENOR CAPITAL MANAGEMENT Co., L.P. | 205,527 | $2.1M | 0.66% | 2023-03-31 |
| 34 | Segantii Capital Management Ltd | 150,000 | $1.5M | 0.48% | 2023-03-31 |
| 35 | Atlas Merchant Capital LLC | 125,000 | $1.3M | 0.40% | 2023-03-31 |
| 36 | HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 110,000 | $1.1M | 0.35% | 2023-03-31 |
| 37 | MOORE CAPITAL MANAGEMENT, LP | 100,000 | $1.1M | 0.32% | 2023-12-31 |
| 38 | DUPONT CAPITAL MANAGEMENT CORP | 100,000 | $1.0M | 0.32% | 2023-03-31 |
| 39 | ANGELO GORDON & CO., L.P. | 100,000 | $1.0M | 0.32% | 2023-03-31 |
| 40 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 84,960 | $926.1K | 0.27% | 2023-12-31 |
| 41 | BOOTHBAY FUND MANAGEMENT, LLC | 85,048 | $922.8K | 0.27% | 2023-09-30 |
| 42 | Schonfeld Strategic Advisors LLC | 83,550 | $843.9K | 0.26% | 2023-03-31 |
| 43 | CVI Holdings, LLC | 74,698 | $754.5K | 0.24% | 2023-03-31 |
| 44 | GABELLI FUNDS LLC | 65,693 | $716.1K | 0.21% | 2023-12-31 |
| 45 | Cohanzick Management, LLC | 62,487 | $631.1K | 0.20% | 2023-03-31 |
| 46 | Bulldog Investors, LLP | 61,700 | $623.2K | 0.19% | 2023-03-31 |
| 47 | Schechter Investment Advisors, LLC | 59,079 | $596.7K | 0.19% | 2023-03-31 |
| 48 | Boussard & Gavaudan Investment Management LLP | 57,400 | $591.8K | 0.18% | 2023-06-30 |
| 49 | DEUTSCHE BANK AG\ | 52,215 | $569.1K | 0.16% | 2023-12-31 |
| 50 | GABELLI & Co INVESTMENT ADVISERS, INC. | 50,600 | $551.5K | 0.16% | 2023-12-31 |
| 51 | P SCHOENFELD ASSET MANAGEMENT LP | 53,647 | $541.8K | 0.17% | 2023-03-31 |
| 52 | JPMORGAN CHASE & CO | 50,000 | $516.0K | 0.16% | 2023-06-30 |
| 53 | Spartan Fund Management Inc. | 46,896 | $511.2K | 0.15% | 2023-12-31 |
| 54 | Royal Bank of Canada | 49,685 | $502.0K | 0.15% | 2023-03-31 |
| 55 | JANUS HENDERSON GROUP PLC | 47,531 | $480.3K | 0.15% | 2023-03-31 |
| 56 | Wealthspring Capital LLC | 41,780 | $422.0K | 0.13% | 2023-03-31 |
| 57 | ALLIANCEBERNSTEIN L.P. | 41,262 | $416.7K | 0.13% | 2023-03-31 |
| 58 | Quarry LP | 36,780 | $398.7K | 0.11% | 2023-09-30 |
| 59 | Walleye Capital LLC | 25,338 | $276.2K | 0.08% | 2023-12-31 |
| 60 | Polar Asset Management Partners Inc. | 25,000 | $272.5K | 0.08% | 2023-12-31 |
| 61 | OMERS ADMINISTRATION Corp | 25,000 | $252.5K | 0.08% | 2023-03-31 |
| 62 | Sea Otter Advisors LLC | 22,591 | $228.2K | 0.07% | 2023-03-31 |
| 63 | CSS LLC/IL | 20,300 | $205.0K | 0.06% | 2023-03-31 |
| 64 | WOLVERINE ASSET MANAGEMENT LLC | 18,696 | $188.8K | 0.06% | 2023-03-31 |
| 65 | Walleye Trading LLC | 17,033 | $185.7K | 0.05% | 2023-12-31 |
| 66 | Cubist Systematic Strategies, LLC | 12,952 | $133.6K | 0.04% | 2023-06-30 |
| 67 | D. E. Shaw & Co., Inc. | 10,000 | $109.0K | 0.03% | 2023-12-31 |
| 68 | CLEAR STREET LLC | 5,800 | $63.2K | 0.01% | 2025-03-31 |
| 69 | NOMURA HOLDINGS INC | 1,326,848 | $13.4K | 4.26% | 2023-03-31 |
| 70 | Kepos Capital LP | 1,075,000 | $10.9K | 3.45% | 2023-03-31 |
| 71 | MILLENNIUM MANAGEMENT LLC | 1,039,555 | $10.5K | 3.34% | 2023-03-31 |
| 72 | OLD MISSION CAPITAL LLC | 765 | $7.7K | 0.00% | 2023-03-31 |
| 73 | Apollo Management Holdings, L.P. | 482,718 | $4.9K | 1.55% | 2023-03-31 |
| 74 | Davidson Kempner Capital Management LP | 360,700 | $3.6K | 1.16% | 2023-03-31 |
| 75 | GLAZER CAPITAL, LLC | 317,289 | $3.5K | 1.02% | 2023-12-31 |
| 76 | PICTON MAHONEY ASSET MANAGEMENT | 300,000 | $3.0K | 0.96% | 2023-03-31 |
| 77 | Verition Fund Management LLC | 261,848 | $2.6K | 0.84% | 2023-03-31 |
| 78 | Elequin Securities, LLC | 250 | $2.5K | 0.00% | 2023-03-31 |
| 79 | Shaolin Capital Management LLC | 224,900 | $2.5K | 0.72% | 2023-12-31 |
| 80 | Magnetar Financial LLC | 161,100 | $1.6K | 0.51% | 2023-03-31 |
| 81 | UBS Group AG | 100 | $1.1K | 0.00% | 2023-12-31 |
| 82 | EHP Funds Inc. | 99,000 | $1.0K | 0.31% | 2023-03-31 |
| 83 | Virtu Financial LLC | 76,344 | $771 | 0.24% | 2023-03-31 |
| 84 | TORONTO DOMINION BANK | 75,000 | $757 | 0.24% | 2023-03-31 |
| 85 | Athos Capital Ltd | 62,300 | $629 | 0.20% | 2023-03-31 |
| 86 | PRICE T ROWE ASSOCIATES INC /MD/ | 60,625 | $612 | 0.19% | 2023-03-31 |
| 87 | FNY Investment Advisers, LLC | 100 | $1 | 0.00% | 2023-03-31 |
| 88 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2023-12-31 |