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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
CUSIP 05580M801

B Riley Financial, Inc., 6.50per, due 09/30/26

4 institutions · $1.6M total · 117,643 shares

#ManagerSharesValue% of TotalPeriod
1Register Financial Advisors LLC61,700$1.4M52.44%2023-03-31
2NBC SECURITIES, INC.9,593$204.0K8.15%2025-12-31
3Archer Investment Corp4,000$85.1K3.40%2025-12-31
4RESOURCES MANAGEMENT CORP /CT/ /ADV42,350$39435.99%2023-06-30