Institutional Manager · CIK 0000805870

VAUGHAN & Co SECURITIES, INC.

Ridgewood, NJ · File #028-19745

Latest AUM

$193.4M

Positions

Top-10 Concentration

83.5%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	ISHARES TR	46429B663	+12,167	+$1.5M	-$146,079
ADD	ISHARES TR	464288703	+10,322	+$707,056	+$541,165
ADD	ISHARES TR	46432F842	+7,618	+$681,508	+$307,878
ADD	GOLDMAN SACHS ETF TR	NVGLF	+4,213	+$557,673	+$381,072
ADD	ISHARES TR	464287648	+746	+$240,965	+$217,101
ADD	APPLE INC	AAPL	+736	+$200,089	+$120,541
REDUCE	LYONDELLBASELL INDUSTRIES N	LYB	-3,748	-$162,289	-$56,114
REDUCE	DOW INC	DOW	-6,779	-$158,493	+$8,055
REDUCE	ISHARES TR	464287291	-1,353	-$142,066	+$165,826
ADD	ISHARES INC	46434G103	+1,457	+$97,939	+$284,357

Sector Allocation

2.4%$4.7M

1.3%$2.4M

1.1%$2.2M

1.1%$2.1M

0.9%$1.7M

0.9%$1.7M

0.6%$1.2M

Communication Services

0.5%$964,798

Consumer Discretionary

0.1%$257,365

Filing History

Jan 28, 202613F HOLDINGS REPORTQ/E Dec 202557 pos · $193.4M
Oct 17, 202513F HOLDINGS REPORTQ/E Sep 202557 pos · $188.2M
Jul 22, 202513F HOLDINGS REPORTQ/E Jun 202557 pos · $174.4M
Apr 29, 202513F HOLDINGS REPORTQ/E Mar 202555 pos · $161.5M
Jan 27, 202513F HOLDINGS REPORTQ/E Dec 202454 pos · $165.9M
Oct 31, 202413F HOLDINGS REPORTQ/E Sep 202454 pos · $169.8M
Jul 30, 202413F HOLDINGS REPORTQ/E Jun 202454 pos · $158.6M
May 1, 202413F HOLDINGS REPORTQ/E Mar 202456 pos · $157.1M
Oct 19, 202313F HOLDINGS REPORTQ/E Dec 202352 pos · $134.6M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	ISHARES TR	464287614	52,754	$25.0M	13.03%
2	GOLDMAN SACHS ETF TR	NVGLF	186,550	$24.7M	12.89%
3	ISHARES TR	464287648	73,800	$23.8M	12.44%
4	ISHARES TR	46429B663	186,061	$22.6M	11.81%
5	ISHARES TR	464288703	300,980	$20.6M	10.76%
6	ISHARES INC	46434G103	220,198	$14.8M	7.73%
7	ISHARES TR	46432F842	150,816	$13.5M	7.04%
8	ISHARES TR	464287291	91,286	$9.6M	5.00%
9	ISHARES TR	46429B689	31,711	$2.7M	1.43%
10	WISDOMTREE TR	WT	78,492	$2.6M	1.37%
11	APPLE INC	AAPL	7,732	$2.1M	1.10%
12	VANGUARD INTL EQUITY INDEX F	922042858	38,391	$2.1M	1.08%
13	SPDR S&P 500 ETF TR	SPY	2,150	$1.5M	0.77%
14	ISHARES TR	464287671	8,172	$1.4M	0.72%
15	ISHARES TR	464288604	24,546	$1.4M	0.71%
16	ISHARES TR	464287168	8,845	$1.2M	0.65%
17	ISHARES TR	464287879	8,581	$975,832	0.51%
18	INTERNATIONAL BUSINESS MACHS	INTR	3,141	$930,396	0.49%
19	ISHARES TR	464287630	4,959	$898,637	0.47%
20	UNITED PARCEL SERVICE INC	UPS	8,853	$878,130	0.46%